HERCULES CAPITAL INC (HTGC) Institutional Ownership Changes & 13F Activity

HERCULES CAPITAL INC (HTGC). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q3 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Van Eck Associates Corp, Citadel Advisors Llc, Two Sigma Investments, Lp, Legal & General Group Plc, and D. E. Shaw & Co., Inc..

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Cx InstitutionalBuy+37+2.2%1,712$29.00Q3 2026Oct 02, 2026
Confluence Investment Management LlcBuy+7,577+2.7%283,759$4.77MQ3 2026Oct 01, 2026
Envestnet Asset Management IncSell-79,336-100.0%0$0.00Q3 2026Sep 23, 2026
State Street CorpSell-262,521-100.0%0$0.00Q3 2026Sep 22, 2026
Palogic Value Management, L.P.Sell-43,058-100.0%0$0.00Q3 2026Sep 09, 2026
Integrated Wealth Concepts LlcSell-16,150-100.0%0$0.00Q3 2026Sep 09, 2026
Manufacturers Life Insurance Company, TheSell-14,816-100.0%0$0.00Q3 2026Sep 09, 2026
Citadel Advisors LlcSell-2,937,122-100.0%0$0.00Q3 2026Sep 02, 2026
Brown, Lisle/Cummings, Inc.Sell-3,811-100.0%0$0.00Q3 2026Sep 02, 2026
Corient Private Wealth LlcSell-18,320-100.0%0$0.00Q3 2026Aug 27, 2026
Cantor Fitzgerald, L. P.Sell-30,045-100.0%0$0.00Q3 2026Aug 19, 2026
Mercer Global Advisors IncSell-13,697-100.0%0$0.00Q3 2026Aug 19, 2026
Archer Investment CorpSell-2,047-100.0%0$0.00Q3 2026Aug 19, 2026
Beacon Pointe Advisors, LlcSell-66,395-100.0%0$0.00Q3 2026Aug 18, 2026
Melia Wealth LlcSell-553,874-100.0%0$0.00Q3 2026Aug 17, 2026
Centaurus Financial, Inc.Sell-107,436-100.0%0$0.00Q3 2026Aug 17, 2026
Capstone Investment Advisors, LlcSell-49,417-100.0%0$0.00Q3 2026Aug 17, 2026
Empowered Funds, LlcSell-22,182-100.0%0$0.00Q3 2026Aug 17, 2026
Jefferies Financial Group Inc.Sell-16,884-100.0%0$0.00Q3 2026Aug 17, 2026
Caitlin John, LlcSell-2,643-100.0%0$0.00Q3 2026Aug 17, 2026
Van Eck Associates CorpSell-3,877,634-100.0%0$0.00Q3 2026Aug 14, 2026
Two Sigma Investments, LpSell-2,265,824-100.0%0$0.00Q3 2026Aug 14, 2026
Legal & General Group PlcSell-1,681,333-100.0%0$0.00Q3 2026Aug 14, 2026
D. E. Shaw & Co., Inc.Sell-1,373,460-100.0%0$0.00Q3 2026Aug 14, 2026
Ares Management LlcSell-776,606-100.0%0$0.00Q3 2026Aug 14, 2026
Wells Fargo & Company/MnSell-735,367-100.0%0$0.00Q3 2026Aug 14, 2026
Qube Research & Technologies LtdSell-694,341-100.0%0$0.00Q3 2026Aug 14, 2026
Hrt Financial LpSell-613,003-100.0%0$0.00Q3 2026Aug 14, 2026
Raymond James Financial IncSell-532,094-100.0%0$0.00Q3 2026Aug 14, 2026
Ameriprise Financial IncSell-485,156-100.0%0$0.00Q3 2026Aug 14, 2026
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Frequently asked questions about HTGC activity

  • Which institutional owners are buying HTGC?

    Institutional owners buying HTGC include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in HTGC activity?

    "Buy" means an investor increased their reported position in HTGC compared to the prior reporting period. This reflects growing exposure to HERCULES CAPITAL INC (HTGC) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in HTGC increasing?

    Institutional interest in HTGC can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.