HERCULES CAPITAL INC (HTGC) Institutional Ownership Changes & 13F Activity
HERCULES CAPITAL INC (HTGC). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q3 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Van Eck Associates Corp, Citadel Advisors Llc, Two Sigma Investments, Lp, Legal & General Group Plc, and D. E. Shaw & Co., Inc..
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Cx Institutional | Buy | +37 | +2.2% | 1,712 | $29.00 | Q3 2026 | Oct 02, 2026 |
| Confluence Investment Management Llc | Buy | +7,577 | +2.7% | 283,759 | $4.77M | Q3 2026 | Oct 01, 2026 |
| Envestnet Asset Management Inc | Sell | -79,336 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 23, 2026 |
| State Street Corp | Sell | -262,521 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 22, 2026 |
| Palogic Value Management, L.P. | Sell | -43,058 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 09, 2026 |
| Integrated Wealth Concepts Llc | Sell | -16,150 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 09, 2026 |
| Manufacturers Life Insurance Company, The | Sell | -14,816 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 09, 2026 |
| Citadel Advisors Llc | Sell | -2,937,122 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 02, 2026 |
| Brown, Lisle/Cummings, Inc. | Sell | -3,811 | -100.0% | 0 | $0.00 | Q3 2026 | Sep 02, 2026 |
| Corient Private Wealth Llc | Sell | -18,320 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 27, 2026 |
| Cantor Fitzgerald, L. P. | Sell | -30,045 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 19, 2026 |
| Mercer Global Advisors Inc | Sell | -13,697 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 19, 2026 |
| Archer Investment Corp | Sell | -2,047 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 19, 2026 |
| Beacon Pointe Advisors, Llc | Sell | -66,395 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 18, 2026 |
| Melia Wealth Llc | Sell | -553,874 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 17, 2026 |
| Centaurus Financial, Inc. | Sell | -107,436 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 17, 2026 |
| Capstone Investment Advisors, Llc | Sell | -49,417 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 17, 2026 |
| Empowered Funds, Llc | Sell | -22,182 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 17, 2026 |
| Jefferies Financial Group Inc. | Sell | -16,884 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 17, 2026 |
| Caitlin John, Llc | Sell | -2,643 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 17, 2026 |
| Van Eck Associates Corp | Sell | -3,877,634 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Two Sigma Investments, Lp | Sell | -2,265,824 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Legal & General Group Plc | Sell | -1,681,333 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | Sell | -1,373,460 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Ares Management Llc | Sell | -776,606 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Wells Fargo & Company/Mn | Sell | -735,367 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | Sell | -694,341 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Hrt Financial Lp | Sell | -613,003 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Raymond James Financial Inc | Sell | -532,094 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
| Ameriprise Financial Inc | Sell | -485,156 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 14, 2026 |
Frequently asked questions about HTGC activity
Which institutional owners are buying HTGC?
Institutional owners buying HTGC include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in HTGC activity?
"Buy" means an investor increased their reported position in HTGC compared to the prior reporting period. This reflects growing exposure to HERCULES CAPITAL INC (HTGC) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in HTGC increasing?
Institutional interest in HTGC can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.
Related HTGC Institutional Insights
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