HTGC Institutional Ownership & Shareholders
HERCULES CAPITAL INC (HTGC) is currently held by 341 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $818.37M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Sound Income Strategies, Llc is currently the largest disclosed institutional shareholder of HTGC tracked by InsiderSet, reporting ownership valued at approximately $62.52M in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $62.67M, representing an estimated gain of +0.24% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 46% of the total disclosed HTGC value among the investors covered in this analysis. Major shareholders include Sound Income Strategies, Llc, Van Eck Associates Corp, Citadel Advisors Llc, and several other long-term asset managers with concentrated positions in HERCULES CAPITAL INC (HTGC).
This page ranks the largest institutional HTGC shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
341
Total Reported Value
$818.37M
Largest Holder
Sound Income Strategies, Llc
Largest Position
$62.52M
Insider Transactions (90d)
10
Latest Filing Quarter
Q2 2026
New Institutional Positions
37
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Sound Income Strategies, Llc | 2.79% | 3,777,695 | $62,520,854 | $62,671,960 | +$151,106 | +0.24% | |
| Van Eck Associates Corp | 0.04% | 3,877,634 | $61,150,289 | $64,329,948 | +$3,179,659 | +5.20% | |
| Citadel Advisors Llc | 0.03% | 2,937,122 | $46,318,414 | $48,726,854 | +$2,408,440 | +5.20% | |
| Ubs Group Ag | 0.01% | 2,645,744 | $41,723,383 | $43,892,893 | +$2,169,510 | +5.20% | |
| Two Sigma Investments, Lp | 0.03% | 2,265,824 | $35,732,044 | $37,590,020 | +$1,857,976 | +5.20% | |
| Lpl Financial Llc | 0.01% | 1,857,272 | $29,289,174 | $30,812,142 | +$1,522,968 | +5.20% | |
| Morgan Stanley | 0.00% | 1,812,484 | $28,582,892 | $30,069,110 | +$1,486,218 | +5.20% | |
| Legal & General Group Plc | 0.01% | 1,681,333 | $26,523,029 | $27,893,314 | +$1,370,285 | +5.17% | |
| Muzinich & Co., Inc. | 8.12% | 1,455,235 | $24,462,500 | $24,142,349 | -$320,151 | -1.31% | |
| D. E. Shaw & Co., Inc. | 0.01% | 1,373,460 | $21,659,464 | $22,785,701 | +$1,126,237 | +5.20% | |
| Tectonic Advisors Llc | 0.86% | 1,101,790 | $18,521,081 | $18,278,696 | -$242,385 | -1.31% | |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | 1,047,257 | $17,604,390 | $17,373,994 | -$230,396 | -1.31% | |
| Union Bancaire Privee, Ubp Sa | 0.18% | 6,449 | $16,250,392 | $106,989 | -$16,143,403 | -99.34% | |
| Blackrock, Inc. | 0.00% | 924,105 | $14,573,142 | $15,330,902 | +$757,760 | +5.20% | |
| Advisors Capital Management, Llc | 0.15% | 919,542 | $14,501,177 | $15,255,202 | +$754,025 | +5.20% | |
| Jpmorgan Chase & Co | 0.00% | 837,561 | $13,300,469 | $13,895,137 | +$594,668 | +4.47% | |
| Ares Management Llc | 0.53% | 776,606 | $12,247,077 | $12,883,894 | +$636,817 | +5.20% | |
| Wells Fargo & Company/Mn | 0.00% | 735,367 | $11,596,734 | $12,199,739 | +$603,005 | +5.20% | |
| Qube Research & Technologies Ltd | 0.01% | 694,341 | $10,949,758 | $11,519,117 | +$569,359 | +5.20% | |
| Gilman Hill Asset Management, Llc | 1.52% | 649,397 | $10,916,358 | $10,773,496 | -$142,862 | -1.31% | |
| Hrt Financial Lp | 0.02% | 613,003 | $9,667,000 | $10,169,720 | +$502,720 | +5.20% | |
| Melia Wealth Llc | 5.03% | 553,874 | $8,734,596 | $9,188,770 | +$454,174 | +5.20% | |
| Raymond James Financial Inc | 0.00% | 532,094 | $8,391,115 | $8,827,439 | +$436,324 | +5.20% | |
| Stifel Financial Corp | 0.01% | 486,419 | $7,670,801 | $8,069,691 | +$398,890 | +5.20% | |
| Ameriprise Financial Inc | 0.00% | 485,156 | $7,654,582 | $8,048,738 | +$394,156 | +5.15% | |
| Royal Bank Of Canada | 0.00% | 460,546 | $7,263,000 | $7,640,458 | +$377,458 | +5.20% | |
| Advisors Asset Management, Inc. | 0.09% | 397,306 | $6,591,307 | $6,591,307 | -$0 | -0.00% | |
| Neuberger Berman Group Llc | 0.00% | 302,845 | $5,699,543 | $5,024,199 | -$675,344 | -11.85% | |
| D.A. Davidson & Co. | 0.03% | 332,601 | $5,591,037 | $5,517,851 | -$73,186 | -1.31% | |
| Susquehanna International Group, Llp | 0.00% | 338,271 | $5,334,534 | $5,611,916 | +$277,382 | +5.20% | |
| Janney Montgomery Scott Llc | 0.01% | 329,090 | $5,190,000 | $5,459,603 | +$269,603 | +5.19% | |
| Confluence Investment Management Llc | 0.08% | 283,759 | $4,769,989 | $4,707,562 | -$62,427 | -1.31% | |
| Goldman Sachs Group Inc | 0.00% | 264,223 | $4,166,797 | $4,383,460 | +$216,663 | +5.20% | |
| State Street Corp | 0.00% | 262,521 | $4,139,956 | $4,355,223 | +$215,267 | +5.20% | |
| Bank Of America Corp | 0.00% | 259,640 | $4,094,526 | $4,307,428 | +$212,902 | +5.20% | |
| Cetera Investment Advisers | 0.00% | 257,002 | $4,052,923 | $4,263,663 | +$210,740 | +5.20% | |
| Independent Financial Group, Llc | 0.07% | 241,026 | $4,051,652 | $3,998,621 | -$53,031 | -1.31% | |
| Fj Capital Management Llc | 0.51% | 249,039 | $3,927,345 | $4,131,557 | +$204,212 | +5.20% | |
| Balyasny Asset Management L.P. | 0.01% | 232,700 | $3,669,679 | $3,860,493 | +$190,814 | +5.20% | |
| Cerity Partners Llc | 0.00% | 217,753 | $3,433,985 | $3,612,522 | +$178,537 | +5.20% | |
| Naviter Wealth, Llc | 0.31% | 217,666 | $3,432,589 | $3,611,079 | +$178,490 | +5.20% | |
| Canada Life Assurance Co | 0.01% | 211,479 | $3,328,000 | $3,508,437 | +$180,437 | +5.42% | |
| Denali Advisors Llc | 0.33% | 210,633 | $3,321,682 | $3,494,401 | +$172,719 | +5.20% | |
| Elevation Point Wealth Partners, Llc | 0.06% | 207,786 | $3,276,776 | $3,447,170 | +$170,394 | +5.20% | |
| Bnp Paribas Financial Markets | 0.00% | 202,990 | $3,201,152 | $3,367,604 | +$166,452 | +5.20% | |
| Blair William & Co/Il | 0.01% | 191,193 | $3,015,114 | $3,171,892 | +$156,778 | +5.20% | |
| Fas Wealth Partners, Inc. | 0.16% | 190,914 | $3,010,709 | $3,167,263 | +$156,554 | +5.20% | |
| Waterloo Capital, L.P. | 0.17% | 190,911 | $3,010,665 | $3,167,213 | +$156,548 | +5.20% | |
| Osaic Holdings, Inc. | 0.00% | 190,536 | $3,004,872 | $3,160,992 | +$156,120 | +5.20% | |
| Commonwealth Equity Services, Llc | 0.00% | 182,643 | $2,880,280 | $3,030,047 | +$149,767 | +5.20% |
Frequently asked questions about HTGC
Who are the largest institutional holders of HTGC?
The largest institutional holders of HTGC reported in the latest SEC Form 13F filings include Sound Income Strategies, Llc, Van Eck Associates Corp, Citadel Advisors Llc, Ubs Group Ag, and Two Sigma Investments, Lp. InsiderSet ranks institutional holders by their latest reported HTGC position.
What is HTGC institutional ownership?
This page tracks HTGC positions reported by institutional investment managers through SEC Form 13F. HERCULES CAPITAL INC (HTGC) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own HTGC?
InsiderSet currently tracks 341 institutional managers reporting HTGC holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of HTGC shareholders.
How much HTGC stock do institutions own?
Institutional investment managers disclosed approximately $818.37M in HTGC holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was HTGC institutional ownership last updated?
The latest HTGC institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional HTGC holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its HTGC position after the reporting date.
Are institutions buying or selling HTGC?
Institutional buying and selling can be analyzed by comparing HTGC positions across consecutive 13F reporting periods. InsiderSet's HTGC Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View HTGC ownership changes.
How has HTGC institutional ownership changed over time?
InsiderSet tracks HTGC institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.