HERCULES CAPITAL INC (HTGC) Institutional Shareholders

HERCULES CAPITAL INC (HTGC) is currently reported in institutional portfolios tracked by InsiderSet based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026. The institutional investors covered on this page collectively reported approximately $708.79M in HTGC holdings during the latest filing period.

Sound Income Strategies, Llc is currently the largest disclosed institutional shareholder of HTGC tracked by InsiderSet, reporting ownership valued at approximately $57.84M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $60.22M, representing an estimated gain of +4.12% since the filing period.

The top 10 institutional shareholders tracked on this page collectively account for approximately 41% of the total disclosed HTGC value among the investors covered in this analysis. Major shareholders include Sound Income Strategies, Llc, Ubs Group Ag, Two Sigma Investments, Lp, and several other long-term asset managers with concentrated positions in HERCULES CAPITAL INC (HTGC).

This page ranks the largest institutional HTGC shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.

Institutional Holders

346

Total Reported Value

$708.79M

Largest Holder

Sound Income Strategies, Llc

Largest Position

$57.84M

Insider Transactions (90d)

13

Latest Filing Quarter

Q2 2026

New Institutional Positions

57

Funds Exiting Positions

0

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NameInvestor/ManagerPortfolio %QuantityReported BalanceCurrent Estimated ValueGain/loss Since FilingEstimated Portfolio Performance
Sound Income Strategies, Llc2.60%3,667,518$57,836,764$60,220,646+$2,383,882+4.12%
Ubs Group Ag0.01%2,493,992$36,836,261$40,951,349+$4,115,088+11.17%
Two Sigma Investments, Lp0.03%2,324,859$34,338,167$38,174,185+$3,836,018+11.17%
Qube Research & Technologies Ltd0.05%2,235,750$33,022,028$36,711,015+$3,688,987+11.17%
Lpl Financial Llc0.01%1,795,677$26,522,155$29,485,016+$2,962,861+11.17%
D. E. Shaw & Co., Inc.0.02%1,548,960$22,878,139$25,433,923+$2,555,784+11.17%
Legal & General Group Plc0.01%1,498,653$22,142,599$24,607,882+$2,465,283+11.13%
Muzinich & Co., Inc.7.31%1,357,013$21,400,095$22,282,153+$882,058+4.12%
Morgan Stanley0.00%1,264,616$18,678,411$20,764,995+$2,086,584+11.17%
Franklin Resources Inc0.00%1,135,489$16,771,173$18,644,729+$1,873,556+11.17%
Union Bancaire Privee, Ubp Sa0.18%6,449$16,250,392$105,893-$16,144,499-99.35%
Sumitomo Mitsui Trust Group, Inc.0.01%1,027,434$16,202,634$16,870,466+$667,832+4.12%
Tectonic Advisors Llc0.76%1,006,408$15,871,065$16,525,219+$654,154+4.12%
Millennium Management Llc0.01%985,160$14,550,813$16,176,327+$1,625,514+11.17%
Advisors Capital Management, Llc0.15%856,216$12,646,319$14,059,067+$1,412,748+11.17%
Blackrock, Inc.0.00%855,052$12,629,125$14,039,954+$1,410,829+11.17%
Citadel Advisors Llc0.01%815,385$12,043,236$13,388,622+$1,345,386+11.17%
Panoramic Investment Advisors, Llc5.72%799,775$11,812,680$13,132,306+$1,319,626+11.17%
Melia Wealth Llc5.72%799,708$11,811,690$13,131,205+$1,319,515+11.17%
Ares Management Llc0.76%776,606$11,470,471$12,751,871+$1,281,400+11.17%
Wells Fargo & Company/Mn0.00%749,207$11,065,796$12,301,979+$1,236,183+11.17%
Gilman Hill Asset Management, Llc1.40%646,682$10,198,179$10,618,518+$420,339+4.12%
Stifel Financial Corp0.01%501,728$7,410,513$8,238,374+$827,861+11.17%
Royal Bank Of Canada0.00%496,406$7,333,000$8,150,987+$817,987+11.15%
Raymond James Financial Inc0.00%476,568$7,038,923$7,825,247+$786,324+11.17%
Trexquant Investment Lp0.05%470,541$6,949,891$7,726,283+$776,392+11.17%
Susquehanna International Group, Llp0.01%442,571$6,536,774$7,267,016+$730,242+11.17%
Ameriprise Financial Inc0.00%438,077$6,468,609$7,193,224+$724,615+11.20%
Engineers Gate Manager Lp0.07%391,972$5,789,426$6,436,180+$646,754+11.17%
Goldman Sachs Group Inc0.00%384,372$5,677,175$6,311,388+$634,213+11.17%
D.A. Davidson & Co.0.03%335,890$5,296,995$5,515,314+$218,319+4.12%
Advisors Asset Management, Inc.0.08%307,016$4,534,626$5,041,203+$506,577+11.17%
Neuberger Berman Group Llc0.00%301,673$4,455,710$4,953,471+$497,761+11.17%
Voloridge Investment Management, Llc0.02%301,173$4,448,325$4,945,261+$496,936+11.17%
Confluence Investment Management Llc0.07%276,182$4,355,391$4,534,908+$179,517+4.12%
Fj Capital Management Llc0.46%277,666$4,101,127$4,559,276+$458,149+11.17%
Cetera Investment Advisers0.00%256,621$3,790,285$4,213,717+$423,432+11.17%
Barclays Plc0.00%240,270$3,548,788$3,945,233+$396,445+11.17%
Bank Of America Corp0.00%227,010$3,352,938$3,727,504+$374,566+11.17%
Denali Advisors Llc0.37%224,350$3,313,650$3,683,827+$370,177+11.17%
State Street Corp0.00%223,172$3,296,250$3,664,484+$368,234+11.17%
Naviter Wealth, Llc0.39%210,445$3,108,279$3,455,507+$347,228+11.17%
Elevation Point Wealth Partners, Llc0.07%206,303$3,047,092$3,387,495+$340,403+11.17%
Fas Wealth Partners, Inc.0.16%190,914$3,010,709$3,134,808+$124,099+4.12%
Waterloo Capital, L.P.0.17%190,911$3,010,665$3,134,759+$124,094+4.12%
Cerity Partners Llc0.00%197,967$2,923,960$3,250,618+$326,658+11.17%
Jump Financial, Llc0.04%196,273$2,898,952$3,222,803+$323,851+11.17%
Commonwealth Equity Services, Llc0.00%182,643$2,880,280$2,998,998+$118,718+4.12%
Bnp Paribas Financial Markets0.00%193,310$2,855,189$3,174,150+$318,961+11.17%
Blair William & Co/Il0.01%191,193$2,823,921$3,139,389+$315,468+11.17%

Frequently asked questions about HTGC

  • Who owns the most HTGC stock?

    The largest holders of HTGC are typically major institutional investors such as asset managers and hedge funds reporting on Form 13F. The table above ranks tracked superinvestors by reported position size using the latest available filings for HERCULES CAPITAL INC (HTGC).

  • Is HTGC widely held by superinvestors?

    Many widely followed stocks like HTGC appear across numerous superinvestor portfolios because of liquidity, index inclusion, and fundamentals. The holder count and table above show how broadly HTGC is represented among the institutional managers we track.

  • What do “Current Estimated Value”, “Gain/loss Since Filing”, and “Estimated Portfolio Performance” mean?

    Current Estimated Value is reported share quantity from the latest 13F times our most recent split-adjusted U.S. session close. Gain/loss Since Filing is that estimate minus the reported 13F dollar value; Estimated Portfolio Performance is that difference as a percent of the reported value. Green means the estimate is above the filing value; red means below (not purchase cost). If many filers share the same implied filing price per share, the performance % may match across rows. These are not official fund marks or live quotes.