HERCULES CAPITAL INC (HTGC) Institutional Ownership Changes & 13F Activity

HERCULES CAPITAL INC (HTGC). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Two Sigma Advisers, Lp, Two Sigma Investments, Lp, Qube Research & Technologies Ltd, Millennium Management Llc, and D. E. Shaw & Co., Inc..

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Advisors Asset Management, Inc.Sell-391,629-100.0%0$0.00Q4 2025Aug 26, 2026
Dakota Wealth ManagementSell-885-2.3%37,835$712.05KQ4 2025Aug 26, 2026
Independent Financial Group, LlcBuy+47,636+230.6%68,290$1.29MQ4 2025May 15, 2026
Rhodes Investment Advisors IncBuy+39,300—39,300$739.63KQ4 2025May 13, 2026
Bank Of New HampshireBuy+600—600$11.29KQ4 2025Mar 16, 2026
Lifetime Wealth Management P.C.Buy+31—31$688.14KQ4 2025Mar 09, 2026
Sunbelt Securities, Inc.Buy+12,487—12,487$235.00KQ4 2025Feb 20, 2026
Rare Wolf Capital LlcBuy+55,029—55,029$1.04MQ4 2025Feb 19, 2026
Corient Private Wealth LlcBuy+41,498—41,498$774.31KQ4 2025Feb 19, 2026
Mcguire Capital Advisors IncBuy+348—348$6.55KQ4 2025Feb 19, 2026
Raymond James Financial IncBuy+691,064—691,064$13.01MQ4 2025Feb 18, 2026
Beacon Pointe Advisors, LlcBuy+42,447—42,447$798.85KQ4 2025Feb 18, 2026
Summit Global InvestmentsBuy+24,200—24,200$455.00KQ4 2025Feb 18, 2026
Mackenzie Financial CorpBuy+11,745—11,745$220.25KQ4 2025Feb 18, 2026
Ameriflex Group, Inc.Buy+6,549—6,549$123.25KQ4 2025Feb 18, 2026
Garton & Associates Financial Advisors LlcBuy+4,265—4,265$80.25KQ4 2025Feb 18, 2026
Caitlin John, LlcBuy+1,560—1,560$29.35KQ4 2025Feb 18, 2026
Newedge Advisors, LlcBuy+1,132—1,132$21.30KQ4 2025Feb 18, 2026
Two Sigma Advisers, LpBuy+1,922,200—1,922,200$36.18MQ4 2025Feb 17, 2026
Two Sigma Investments, LpBuy+1,616,456—1,616,456$30.42MQ4 2025Feb 17, 2026
Qube Research & Technologies LtdBuy+1,526,526—1,526,526$28.73MQ4 2025Feb 17, 2026
Millennium Management LlcBuy+1,392,476—1,392,476$26.21MQ4 2025Feb 17, 2026
D. E. Shaw & Co., Inc.Buy+825,537—825,537$15.54MQ4 2025Feb 17, 2026
Voloridge Investment Management, LlcBuy+707,651—707,651$13.32MQ4 2025Feb 17, 2026
Royal Bank Of CanadaBuy+643,770—643,770$12.12MQ4 2025Feb 17, 2026
Point72 Asset Management, L.P.Buy+557,660—557,660$10.50MQ4 2025Feb 17, 2026
Citadel Advisors LlcBuy+472,139—472,139$8.89MQ4 2025Feb 17, 2026
Trexquant Investment LpBuy+402,892—402,892$7.58MQ4 2025Feb 17, 2026
Ameriprise Financial IncBuy+385,996—385,996$7.26MQ4 2025Feb 17, 2026
Schonfeld Strategic Advisors LlcBuy+360,446—360,446$6.78MQ4 2025Feb 17, 2026
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Frequently asked questions about HTGC activity

  • Which institutional owners are buying HTGC?

    Institutional owners buying HTGC include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in HTGC activity?

    "Buy" means an investor increased their reported position in HTGC compared to the prior reporting period. This reflects growing exposure to HERCULES CAPITAL INC (HTGC) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in HTGC increasing?

    Institutional interest in HTGC can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.