HERCULES CAPITAL INC (HTGC) Institutional Ownership Changes & 13F Activity
HERCULES CAPITAL INC (HTGC). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Two Sigma Advisers, Lp, Two Sigma Investments, Lp, Qube Research & Technologies Ltd, Millennium Management Llc, and D. E. Shaw & Co., Inc..
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | Sell | -391,629 | -100.0% | 0 | $0.00 | Q4 2025 | Aug 26, 2026 |
| Dakota Wealth Management | Sell | -885 | -2.3% | 37,835 | $712.05K | Q4 2025 | Aug 26, 2026 |
| Independent Financial Group, Llc | Buy | +47,636 | +230.6% | 68,290 | $1.29M | Q4 2025 | May 15, 2026 |
| Rhodes Investment Advisors Inc | Buy | +39,300 | — | 39,300 | $739.63K | Q4 2025 | May 13, 2026 |
| Bank Of New Hampshire | Buy | +600 | — | 600 | $11.29K | Q4 2025 | Mar 16, 2026 |
| Lifetime Wealth Management P.C. | Buy | +31 | — | 31 | $688.14K | Q4 2025 | Mar 09, 2026 |
| Sunbelt Securities, Inc. | Buy | +12,487 | — | 12,487 | $235.00K | Q4 2025 | Feb 20, 2026 |
| Rare Wolf Capital Llc | Buy | +55,029 | — | 55,029 | $1.04M | Q4 2025 | Feb 19, 2026 |
| Corient Private Wealth Llc | Buy | +41,498 | — | 41,498 | $774.31K | Q4 2025 | Feb 19, 2026 |
| Mcguire Capital Advisors Inc | Buy | +348 | — | 348 | $6.55K | Q4 2025 | Feb 19, 2026 |
| Raymond James Financial Inc | Buy | +691,064 | — | 691,064 | $13.01M | Q4 2025 | Feb 18, 2026 |
| Beacon Pointe Advisors, Llc | Buy | +42,447 | — | 42,447 | $798.85K | Q4 2025 | Feb 18, 2026 |
| Summit Global Investments | Buy | +24,200 | — | 24,200 | $455.00K | Q4 2025 | Feb 18, 2026 |
| Mackenzie Financial Corp | Buy | +11,745 | — | 11,745 | $220.25K | Q4 2025 | Feb 18, 2026 |
| Ameriflex Group, Inc. | Buy | +6,549 | — | 6,549 | $123.25K | Q4 2025 | Feb 18, 2026 |
| Garton & Associates Financial Advisors Llc | Buy | +4,265 | — | 4,265 | $80.25K | Q4 2025 | Feb 18, 2026 |
| Caitlin John, Llc | Buy | +1,560 | — | 1,560 | $29.35K | Q4 2025 | Feb 18, 2026 |
| Newedge Advisors, Llc | Buy | +1,132 | — | 1,132 | $21.30K | Q4 2025 | Feb 18, 2026 |
| Two Sigma Advisers, Lp | Buy | +1,922,200 | — | 1,922,200 | $36.18M | Q4 2025 | Feb 17, 2026 |
| Two Sigma Investments, Lp | Buy | +1,616,456 | — | 1,616,456 | $30.42M | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | Buy | +1,526,526 | — | 1,526,526 | $28.73M | Q4 2025 | Feb 17, 2026 |
| Millennium Management Llc | Buy | +1,392,476 | — | 1,392,476 | $26.21M | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | Buy | +825,537 | — | 825,537 | $15.54M | Q4 2025 | Feb 17, 2026 |
| Voloridge Investment Management, Llc | Buy | +707,651 | — | 707,651 | $13.32M | Q4 2025 | Feb 17, 2026 |
| Royal Bank Of Canada | Buy | +643,770 | — | 643,770 | $12.12M | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | Buy | +557,660 | — | 557,660 | $10.50M | Q4 2025 | Feb 17, 2026 |
| Citadel Advisors Llc | Buy | +472,139 | — | 472,139 | $8.89M | Q4 2025 | Feb 17, 2026 |
| Trexquant Investment Lp | Buy | +402,892 | — | 402,892 | $7.58M | Q4 2025 | Feb 17, 2026 |
| Ameriprise Financial Inc | Buy | +385,996 | — | 385,996 | $7.26M | Q4 2025 | Feb 17, 2026 |
| Schonfeld Strategic Advisors Llc | Buy | +360,446 | — | 360,446 | $6.78M | Q4 2025 | Feb 17, 2026 |
Frequently asked questions about HTGC activity
Which institutional owners are buying HTGC?
Institutional owners buying HTGC include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in HTGC activity?
"Buy" means an investor increased their reported position in HTGC compared to the prior reporting period. This reflects growing exposure to HERCULES CAPITAL INC (HTGC) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in HTGC increasing?
Institutional interest in HTGC can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.
Related HTGC Institutional Insights
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