PRINCIPAL U.S. SMALL-CAP ETF (PSC) Institutional Ownership Changes & 13F Activity
PRINCIPAL U.S. SMALL-CAP ETF (PSC). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Ameriprise Financial Inc, Raymond James Financial Inc, Cibc Bancorp Usa Inc., Morgan Stanley, and Jpmorgan Chase & Co.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Citadel Advisors Llc | Sell | -7,172 | -16.4% | 36,690 | $2.57M | Q2 2026 | Sep 02, 2026 |
| Ameriprise Financial Inc | Buy | +2,376,463 | — | 2,376,463 | $166.65M | Q2 2026 | Aug 14, 2026 |
| Raymond James Financial Inc | Buy | +510,476 | +36.4% | 1,911,612 | $134.05M | Q2 2026 | Aug 14, 2026 |
| Bank Of America Corp | Buy | +65,847 | — | 65,847 | $4.62M | Q2 2026 | Aug 14, 2026 |
| Royal Bank Of Canada | Sell | -52,569 | -12.9% | 354,175 | $24.84M | Q2 2026 | Aug 14, 2026 |
| Flow Traders U.S. Llc | Buy | +39,538 | — | 39,538 | $2.77M | Q2 2026 | Aug 14, 2026 |
| Wells Fargo & Company/Mn | Buy | +33,430 | +2.5% | 1,384,462 | $97.08M | Q2 2026 | Aug 14, 2026 |
| Osaic Holdings, Inc. | Buy | +24,771 | +20.3% | 147,039 | $10.31M | Q2 2026 | Aug 14, 2026 |
| Jane Street Group, Llc | Buy | +14,005 | — | 14,005 | $982.09K | Q2 2026 | Aug 14, 2026 |
| &Partners | Sell | -8,394 | -5.9% | 134,933 | $9.45M | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, Llc | Buy | +7,454 | — | 7,454 | $522.71K | Q2 2026 | Aug 14, 2026 |
| Gts Securities Llc | Buy | +6,791 | — | 6,791 | $476.21K | Q2 2026 | Aug 14, 2026 |
| Xtx Topco Ltd | Buy | +5,397 | — | 5,397 | $378.46K | Q2 2026 | Aug 14, 2026 |
| Wealth Advisors Of Tampa Bay, Llc | Sell | -686 | -0.9% | 73,598 | $5.16M | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | Buy | +300 | +4.7% | 6,698 | $469.69K | Q2 2026 | Aug 14, 2026 |
| Jones Financial Companies Lllp | Buy | +229 | +272.6% | 313 | $21.63K | Q2 2026 | Aug 14, 2026 |
| Perennial Investment Advisors, Llc | Sell | -210 | -4.8% | 4,189 | $293.75K | Q2 2026 | Aug 14, 2026 |
| Cibc Bancorp Usa Inc. | Buy | +296,591 | — | 296,591 | $20.71M | Q2 2026 | Aug 13, 2026 |
| Morgan Stanley | Buy | +155,568 | +9.2% | 1,846,817 | $129.51M | Q2 2026 | Aug 13, 2026 |
| Henderson Brothers Financial Partners, Llc | Sell | -84,111 | -49.3% | 86,361 | $6.06M | Q2 2026 | Aug 13, 2026 |
| Ameritas Investment Partners, Inc. | Buy | +2,802 | +16.5% | 19,797 | $1.39M | Q2 2026 | Aug 13, 2026 |
| Arete Wealth Advisors, Llc | Sell | -2,159 | -3.3% | 62,934 | $4.41M | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, Llc | Buy | +1,115 | +5.6% | 21,098 | $1.48M | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | Buy | +424 | +0.3% | 130,331 | $9.14M | Q2 2026 | Aug 13, 2026 |
| Fmr Llc | Buy | +55 | +20.1% | 328 | $23.05K | Q2 2026 | Aug 13, 2026 |
| Jpmorgan Chase & Co | Buy | +97,789 | — | 97,789 | $6.78M | Q2 2026 | Aug 12, 2026 |
| Newedge Advisors, Llc | Buy | +47,623 | — | 47,623 | $3.34M | Q2 2026 | Aug 12, 2026 |
| Round Rock Advisors Llc | Buy | +5,454 | +25.4% | 26,946 | $1.89M | Q2 2026 | Aug 12, 2026 |
| Stifel Financial Corp | Buy | +2,725 | +1.5% | 182,101 | $12.77M | Q2 2026 | Aug 12, 2026 |
| Greenwich Wealth Management Llc | Sell | -351 | -0.5% | 66,133 | $4.64M | Q2 2026 | Aug 12, 2026 |
Frequently asked questions about PSC activity
Which institutional owners are buying PSC?
Institutional owners buying PSC include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in PSC activity?
"Buy" means an investor increased their reported position in PSC compared to the prior reporting period. This reflects growing exposure to PRINCIPAL U.S. SMALL-CAP ETF (PSC) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in PSC increasing?
Institutional interest in PSC can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.