PSC Institutional Ownership & Shareholders
PRINCIPAL U.S. SMALL-CAP ETF (PSC) is currently held by 103 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $2.56B based on the latest available SEC Form 13F filings for the quarter ended September 30, 2026.
Principal Financial Group Inc is currently the largest disclosed institutional shareholder of PSC tracked by InsiderSet, reporting ownership valued at approximately $1.23B in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $1.26B, representing an estimated gain of +2.63% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 88% of the total disclosed PSC value among the investors covered in this analysis. Major shareholders include Principal Financial Group Inc, Envestnet Asset Management Inc, Principal Securities, Inc., and several other long-term asset managers with concentrated positions in PRINCIPAL U.S. SMALL-CAP ETF (PSC).
This page ranks the largest institutional PSC shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
103
Total Reported Value
$2.56B
Largest Holder
Principal Financial Group Inc
Largest Position
$1.23B
Insider Transactions (90d)
0
Latest Filing Quarter
Q3 2026
New Institutional Positions
127
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Principal Financial Group Inc | 0.63% | 18,453,161 | $1,229,285,265 | $1,261,642,618 | +$32,357,353 | +2.63% | |
| Envestnet Asset Management Inc | 0.04% | 2,636,708 | $184,897,065 | $180,271,726 | -$4,625,339 | -2.50% | |
| Principal Securities, Inc. | 2.07% | 2,457,408 | $172,323,645 | $168,012,985 | -$4,310,660 | -2.50% | |
| Ameriprise Financial Inc | 0.03% | 2,376,463 | $166,645,866 | $162,478,775 | -$4,167,091 | -2.50% | |
| Raymond James Financial Inc | 0.04% | 1,911,612 | $134,050,229 | $130,696,912 | -$3,353,317 | -2.50% | |
| Morgan Stanley | 0.01% | 1,846,817 | $129,506,644 | $126,266,878 | -$3,239,766 | -2.50% | |
| Wells Fargo & Company/Mn | 0.02% | 1,384,462 | $97,084,268 | $94,655,667 | -$2,428,601 | -2.50% | |
| Lpl Financial Llc | 0.02% | 1,202,550 | $84,327,860 | $82,218,344 | -$2,109,517 | -2.50% | |
| Wealth Enhancement Advisory Services, Llc | 0.05% | 529,381 | $35,622,059 | $36,193,779 | +$571,720 | +1.60% | |
| Royal Bank Of Canada | 0.00% | 354,175 | $24,836,000 | $24,214,945 | -$621,055 | -2.50% | |
| Cibc Bancorp Usa Inc. | 0.03% | 296,591 | $20,712,164 | $20,277,927 | -$434,237 | -2.10% | |
| Bank Of New York Mellon Corp | 0.00% | 275,591 | $19,325,573 | $18,842,157 | -$483,416 | -2.50% | |
| Truist Financial Corp | 0.02% | 258,330 | $17,238,314 | $17,662,022 | +$423,708 | +2.46% | |
| Veracity Capital Llc | 4.43% | 246,523 | $16,450,401 | $16,854,778 | +$404,377 | +2.46% | |
| Stifel Financial Corp | 0.01% | 182,101 | $12,770,002 | $12,450,245 | -$319,757 | -2.50% | |
| Hudson Capital Management Llc | 3.15% | 191,206 | $12,759,114 | $13,072,754 | +$313,640 | +2.46% | |
| Commonwealth Equity Services, Llc | 0.02% | 187,789 | $12,531,149 | $12,839,134 | +$307,985 | +2.46% | |
| Legacy Cg, Llc | 3.05% | 181,266 | $12,095,844 | $12,393,156 | +$297,312 | +2.46% | |
| Psi Advisors, Llc | 2.49% | 152,856 | $10,718,895 | $10,450,765 | -$268,130 | -2.50% | |
| First Heartland Consultants, Inc. | 0.70% | 156,599 | $10,449,798 | $10,706,674 | +$256,876 | +2.46% | |
| Osaic Holdings, Inc. | 0.01% | 147,039 | $10,312,015 | $10,053,056 | -$258,959 | -2.51% | |
| Rfg - Bristol Wealth Advisors, Llc | 2.35% | 147,921 | $9,870,730 | $10,113,359 | +$242,629 | +2.46% | |
| &Partners | 0.04% | 134,933 | $9,451,577 | $9,225,369 | -$226,208 | -2.39% | |
| Rockefeller Capital Management L.P. | 0.01% | 130,331 | $9,139,419 | $8,910,730 | -$228,689 | -2.50% | |
| Jpmorgan Chase & Co | 0.00% | 97,789 | $6,784,727 | $6,685,834 | -$98,893 | -1.46% | |
| Sagespring Wealth Partners, Llc | 0.10% | 100,269 | $6,690,942 | $6,855,392 | +$164,450 | +2.46% | |
| Henderson Brothers Financial Partners, Llc | 2.87% | 86,361 | $6,055,937 | $5,904,502 | -$151,435 | -2.50% | |
| Flynn Zito Capital Management, Llc | 1.43% | 75,022 | $5,260,829 | $5,129,254 | -$131,575 | -2.50% | |
| Wealth Advisors Of Tampa Bay, Llc | 1.58% | 73,598 | $5,160,973 | $5,031,895 | -$129,078 | -2.50% | |
| Advisory Services Network, Llc | 0.05% | 67,791 | $4,753,824 | $4,634,871 | -$118,953 | -2.50% | |
| Bank Of America Corp | 0.00% | 65,847 | $4,617,455 | $4,501,959 | -$115,496 | -2.50% | |
| Kestra Advisory Services, Llc | 0.01% | 69,103 | $4,611,229 | $4,724,572 | +$113,343 | +2.46% | |
| Arete Wealth Advisors, Llc | 0.29% | 62,934 | $4,412,949 | $4,302,798 | -$110,151 | -2.50% | |
| 360 Financial, Inc. | 0.91% | 51,185 | $3,589,285 | $3,499,518 | -$89,767 | -2.50% | |
| Newedge Advisors, Llc | 0.01% | 47,623 | $3,339,534 | $3,255,985 | -$83,549 | -2.50% | |
| Private Advisor Group, Llc | 0.01% | 46,041 | $3,228,571 | $3,147,823 | -$80,748 | -2.50% | |
| Defined Wealth Management, Llc | 1.65% | 48,077 | $3,208,170 | $3,287,024 | +$78,854 | +2.46% | |
| Turning Point Benefit Group, Inc. | 1.29% | 47,169 | $3,157,493 | $3,224,945 | +$67,452 | +2.14% | |
| Walleye Partners, Llc | 3.47% | 46,328 | $3,091,438 | $3,167,445 | +$76,007 | +2.46% | |
| Northwest Wealth Advisors, Llc | 1.39% | 42,113 | $2,810,207 | $2,879,266 | +$69,059 | +2.46% | |
| Flow Traders U.S. Llc | 0.11% | 39,538 | $2,773,000 | $2,703,213 | -$69,787 | -2.52% | |
| Creative Financial Designs Inc | 0.13% | 38,052 | $2,668,371 | $2,601,615 | -$66,756 | -2.50% | |
| Citadel Advisors Llc | 0.00% | 36,690 | $2,572,857 | $2,508,495 | -$64,362 | -2.50% | |
| Integrity Financial Corp | 1.21% | 36,031 | $2,526,664 | $2,463,439 | -$63,225 | -2.50% | |
| Wealthcare Investment Partners, Llc | 0.57% | 33,237 | $2,330,750 | $2,272,414 | -$58,336 | -2.50% | |
| Capital Investment Advisory Services, Llc | 0.14% | 32,559 | $2,178,296 | $2,226,059 | +$47,763 | +2.19% | |
| Mml Investors Services, Llc | 0.00% | 27,178 | $1,905,855 | $1,858,160 | -$47,695 | -2.50% | |
| Round Rock Advisors Llc | 0.24% | 26,946 | $1,889,567 | $1,842,298 | -$47,269 | -2.50% | |
| Spartan Wealth Advisory Services Llc | 0.13% | 22,900 | $1,605,844 | $1,565,673 | -$40,171 | -2.50% | |
| Venture Visionary Partners Llc | 0.04% | 23,153 | $1,544,995 | $1,582,971 | +$37,976 | +2.46% |
Frequently asked questions about PSC
Who are the largest institutional holders of PSC?
The largest institutional holders of PSC reported in the latest SEC Form 13F filings include Principal Financial Group Inc, Envestnet Asset Management Inc, Principal Securities, Inc., Ameriprise Financial Inc, and Raymond James Financial Inc. InsiderSet ranks institutional holders by their latest reported PSC position.
What is PSC institutional ownership?
This page tracks PSC positions reported by institutional investment managers through SEC Form 13F. PRINCIPAL U.S. SMALL-CAP ETF (PSC) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own PSC?
InsiderSet currently tracks 103 institutional managers reporting PSC holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of PSC shareholders.
How much PSC stock do institutions own?
Institutional investment managers disclosed approximately $2.56B in PSC holdings for Q3 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was PSC institutional ownership last updated?
The latest PSC institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended September 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional PSC holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its PSC position after the reporting date.
Are institutions buying or selling PSC?
Institutional buying and selling can be analyzed by comparing PSC positions across consecutive 13F reporting periods. InsiderSet's PSC Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View PSC ownership changes.
How has PSC institutional ownership changed over time?
InsiderSet tracks PSC institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.