ALPHA ARCHITCT US EQTY 4 ETF (AAUB) Institutional Ownership Changes & 13F Activity
ALPHA ARCHITCT US EQTY 4 ETF (AAUB). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q3 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Cache Advisors, Llc, Inscription Capital, Llc, Blb&B Advisors, Llc, Empirical Financial Services, Llc D.B.A. Empirical Wealth Management, and Creative Planning.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Inscription Capital, Llc | Buy | +1,424,257 | — | 1,424,257 | $73.02M | Q3 2026 | Nov 02, 2026 |
| Creative Planning | Buy | +263,311 | — | 263,311 | $13.50M | Q3 2026 | Nov 02, 2026 |
| Family Cfo Inc | Buy | +129,397 | — | 129,397 | $6.63M | Q3 2026 | Oct 30, 2026 |
| Vise Technologies, Inc. | Buy | +11,468 | — | 11,468 | $587.97K | Q3 2026 | Oct 29, 2026 |
| Morling Financial Advisors, Llc | Buy | +86,922 | — | 86,922 | $4.46M | Q3 2026 | Oct 28, 2026 |
| Blb&B Advisors, Llc | Buy | +303,051 | — | 303,051 | $15.54M | Q3 2026 | Oct 27, 2026 |
| Empirical Financial Services, Llc D.B.A. Empirical Wealth Management | Buy | +294,745 | — | 294,745 | $15.11M | Q3 2026 | Oct 27, 2026 |
| Balance Wealth, Llc | Buy | +240,095 | — | 240,095 | $12.31M | Q3 2026 | Oct 27, 2026 |
| Rockwood Wealth Management, Llc | Buy | +4,535 | — | 4,535 | $232.52K | Q3 2026 | Oct 27, 2026 |
| Ledyard National Bank | Buy | +121,652 | — | 121,652 | $6.24M | Q3 2026 | Oct 21, 2026 |
| Relyea Zuckerberg Hanson Llc | Buy | +244,544 | — | 244,544 | $12.54M | Q3 2026 | Oct 20, 2026 |
| Continuum Wealth Advisors, Llc | Buy | +19,626 | — | 19,626 | $1.01M | Q3 2026 | Oct 20, 2026 |
| Trellis Wealth Advisors Llc | Buy | +51,792 | — | 51,792 | $2.66M | Q3 2026 | Oct 19, 2026 |
| Cfs Investment Advisory Services, Llc | Buy | +33,731 | — | 33,731 | $1.76M | Q3 2026 | Oct 19, 2026 |
| Cache Advisors, Llc | Buy | +5,211,022 | — | 5,211,022 | $267.18M | Q3 2026 | Oct 16, 2026 |
| Flower City Capital | Buy | +29,229 | — | 29,229 | $1.50M | Q3 2026 | Oct 15, 2026 |
| First Pacific Financial | Buy | +15,521 | — | 15,521 | $795.79K | Q3 2026 | Oct 14, 2026 |
| Meredith Wealth Planning | Buy | +10,445 | — | 10,445 | $535.52K | Q3 2026 | Oct 14, 2026 |
| Ethos Financial Group, Llc | Sell | -51,719 | -100.0% | 0 | $0.00 | Q3 2026 | Aug 07, 2026 |
Frequently asked questions about AAUB activity
Which institutional owners are buying AAUB?
Institutional owners buying AAUB include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in AAUB activity?
"Buy" means an investor increased their reported position in AAUB compared to the prior reporting period. This reflects growing exposure to ALPHA ARCHITCT US EQTY 4 ETF (AAUB) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in AAUB increasing?
Institutional interest in AAUB can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.