FIRST TRUST ACTIVE FACTOR SM (AFSM) Institutional Ownership and Insiders Activity

FIRST TRUST ACTIVE FACTOR SM (AFSM) is widely held by institutional investors, with 41 firms reporting positions valued at approximately $104.10M based on SEC Form 13F filings for the quarter ended September 30, 2026.

James J. Burns & Company, Llc is the largest disclosed holder, reporting approximately $22.14M in AFSM holdings in its latest filing.