AFSM Institutional Ownership & Shareholders
FIRST TRUST ACTIVE FACTOR SM (AFSM) is currently held by 41 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $104.10M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
James J. Burns & Company, Llc is currently the largest disclosed institutional shareholder of AFSM tracked by InsiderSet, reporting ownership valued at approximately $22.14M in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $22.36M, representing an estimated gain of +1.02% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 79% of the total disclosed AFSM value among the investors covered in this analysis. Major shareholders include James J. Burns & Company, Llc, Cwm, Llc, Lpl Financial Llc, and several other long-term asset managers with concentrated positions in FIRST TRUST ACTIVE FACTOR SM (AFSM).
This page ranks the largest institutional AFSM shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
41
Total Reported Value
$104.10M
Largest Holder
James J. Burns & Company, Llc
Largest Position
$22.14M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
44
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| James J. Burns & Company, Llc | 2.36% | 564,852 | $22,136,554 | $22,362,491 | +$225,937 | +1.02% | |
| Cwm, Llc | 0.04% | 422,615 | $13,887,116 | $16,731,328 | +$2,844,212 | +20.48% | |
| Lpl Financial Llc | 0.00% | 276,705 | $11,372,576 | $10,954,751 | -$417,825 | -3.67% | |
| Envestnet Asset Management Inc | 0.00% | 200,060 | $8,222,463 | $7,920,375 | -$302,088 | -3.67% | |
| Truist Financial Corp | 0.01% | 195,329 | $7,654,932 | $7,733,075 | +$78,143 | +1.02% | |
| Jpmorgan Chase & Co | 0.00% | 136,071 | $5,538,098 | $5,387,051 | -$151,047 | -2.73% | |
| Mgo One Seven Llc | 0.06% | 95,667 | $3,749,203 | $3,787,457 | +$38,254 | +1.02% | |
| Cetera Investment Advisers | 0.00% | 85,525 | $3,515,041 | $3,385,935 | -$129,106 | -3.67% | |
| Federation Des Caisses Desjardins Du Quebec | 0.01% | 80,760 | $3,319,236 | $3,197,288 | -$121,948 | -3.67% | |
| Kestra Advisory Services, Llc | 0.01% | 75,033 | $3,083,851 | $2,970,556 | -$113,295 | -3.67% | |
| Arax Advisory Partners | 0.02% | 64,966 | $2,670,103 | $2,572,004 | -$98,099 | -3.67% | |
| Ifg Advisory, Llc | 0.08% | 57,933 | $2,381,055 | $2,293,567 | -$87,488 | -3.67% | |
| U.S. Capital Wealth Advisors, Llc | 0.05% | 63,919 | $2,100,378 | $2,530,553 | +$430,175 | +20.48% | |
| Ethos Financial Group, Llc | 0.13% | 48,163 | $1,901,316 | $1,906,773 | +$5,457 | +0.29% | |
| Snowden Capital Advisors Llc | 0.04% | 44,509 | $1,829,320 | $1,762,111 | -$67,209 | -3.67% | |
| Osaic Holdings, Inc. | 0.00% | 38,843 | $1,596,533 | $1,537,794 | -$58,739 | -3.68% | |
| Susquehanna International Group, Llp | 0.00% | 37,996 | $1,561,636 | $1,504,262 | -$57,374 | -3.67% | |
| Advisortrust Partners, Llc | 0.32% | 22,705 | $933,176 | $898,891 | -$34,285 | -3.67% | |
| Crusonia Wealth Advisors Llc | 0.10% | 17,825 | $698,549 | $705,692 | +$7,143 | +1.02% | |
| Fsb Premier Wealth Management, Inc. | 0.18% | 15,591 | $640,770 | $617,248 | -$23,522 | -3.67% | |
| Moors & Cabot, Inc. | 0.02% | 14,880 | $611,568 | $589,099 | -$22,469 | -3.67% | |
| Strategic Blueprint, Llc | 0.03% | 15,408 | $603,840 | $610,003 | +$6,163 | +1.02% | |
| Tower Research Capital Llc (Trc) | 0.01% | 14,320 | $588,552 | $566,929 | -$21,623 | -3.67% | |
| Thrivent Financial For Lutherans | 0.00% | 12,793 | $526,000 | $506,475 | -$19,525 | -3.71% | |
| Smith, Moore & Co. | 0.03% | 12,176 | $500,434 | $482,048 | -$18,386 | -3.67% | |
| Kestra Private Wealth Services, Llc | 0.00% | 9,592 | $375,911 | $379,747 | +$3,836 | +1.02% | |
| Concurrent Investment Advisors, Llc | 0.00% | 7,897 | $309,497 | $312,642 | +$3,145 | +1.02% | |
| Arkadios Wealth Advisors | 0.00% | 6,319 | $259,711 | $250,169 | -$9,542 | -3.67% | |
| Rfg Advisory, Llc | 0.00% | 5,916 | $243,165 | $234,214 | -$8,951 | -3.68% | |
| Prospera Financial Services Inc | 0.00% | 5,348 | $219,802 | $211,727 | -$8,075 | -3.67% | |
| Independent Financial Group, Llc | 0.00% | 5,431 | $212,841 | $215,013 | +$2,172 | +1.02% | |
| Commonwealth Equity Services, Llc | 0.00% | 5,053 | $207,670 | $200,048 | -$7,622 | -3.67% | |
| Jane Street Group, Llc | 0.00% | 4,995 | $205,294 | $197,752 | -$7,542 | -3.67% | |
| Sigma Planning Corp | 0.01% | 5,198 | $203,696 | $205,789 | +$2,093 | +1.03% | |
| Farther Finance Advisors, Llc | 0.00% | 2,000 | $78,380 | $79,180 | +$800 | +1.02% | |
| National Bank Of Canada | 0.00% | 1,118 | $45,849 | $44,262 | -$1,587 | -3.46% | |
| Creative Financial Designs Inc | 0.00% | 970 | $39,869 | $38,402 | -$1,467 | -3.68% | |
| Harbour Investments, Inc. | 0.00% | 965 | $39,662 | $38,204 | -$1,458 | -3.68% | |
| Morgan Stanley | 0.00% | 564 | $23,213 | $22,329 | -$884 | -3.81% | |
| Founders Financial Alliance, Llc | 0.00% | 250 | $10,275 | $9,898 | -$378 | -3.67% | |
| Wedbush Securities Inc | 0.01% | 7,000 | $274 | $277,130 | +$276,856 | +101042.34% |
Frequently asked questions about AFSM
Who are the largest institutional holders of AFSM?
The largest institutional holders of AFSM reported in the latest SEC Form 13F filings include James J. Burns & Company, Llc, Cwm, Llc, Lpl Financial Llc, Envestnet Asset Management Inc, and Truist Financial Corp. InsiderSet ranks institutional holders by their latest reported AFSM position.
What is AFSM institutional ownership?
This page tracks AFSM positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST ACTIVE FACTOR SM (AFSM) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own AFSM?
InsiderSet currently tracks 41 institutional managers reporting AFSM holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of AFSM shareholders.
How much AFSM stock do institutions own?
Institutional investment managers disclosed approximately $104.10M in AFSM holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was AFSM institutional ownership last updated?
The latest AFSM institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional AFSM holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its AFSM position after the reporting date.
Are institutions buying or selling AFSM?
Institutional buying and selling can be analyzed by comparing AFSM positions across consecutive 13F reporting periods. InsiderSet's AFSM Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View AFSM ownership changes.
How has AFSM institutional ownership changed over time?
InsiderSet tracks AFSM institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.