BAUG Institutional Ownership & Shareholders
INNOVATOR U.S. EQUITY BUFFER (BAUG) is currently held by 99 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $188.46M based on the latest available SEC Form 13F filings for the quarter ended September 30, 2026.
Brookstone Capital Management is currently the largest disclosed institutional shareholder of BAUG tracked by InsiderSet, reporting ownership valued at approximately $55.12M in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $54.63M, representing an estimated loss of -0.88% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 68% of the total disclosed BAUG value among the investors covered in this analysis. Major shareholders include Brookstone Capital Management, Penserra Capital Management Llc, Osaic Holdings, Inc., and several other long-term asset managers with concentrated positions in INNOVATOR U.S. EQUITY BUFFER (BAUG).
This page ranks the largest institutional BAUG shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
99
Total Reported Value
$188.46M
Largest Holder
Brookstone Capital Management
Largest Position
$55.12M
Insider Transactions (90d)
0
Latest Filing Quarter
Q3 2026
New Institutional Positions
122
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | 0.55% | 997,013 | $55,117,770 | $54,631,327 | -$486,443 | -0.88% | |
| Penserra Capital Management Llc | 0.20% | 489,400 | $26,238,000 | $26,816,673 | +$578,673 | +2.21% | |
| Osaic Holdings, Inc. | 0.01% | 199,200 | $10,679,111 | $10,915,164 | +$236,053 | +2.21% | |
| Commonwealth Equity Services, Llc | 0.01% | 155,833 | $8,614,870 | $8,538,869 | -$76,001 | -0.88% | |
| Cerity Partners Llc | 0.01% | 131,628 | $7,057,170 | $7,212,556 | +$155,386 | +2.20% | |
| Kestra Advisory Services, Llc | 0.02% | 126,596 | $6,998,567 | $6,936,828 | -$61,739 | -0.88% | |
| Raymond James Financial Inc | 0.00% | 86,332 | $4,628,647 | $4,730,562 | +$101,915 | +2.20% | |
| Susquehanna International Group, Llp | 0.00% | 57,518 | $3,083,799 | $3,151,699 | +$67,900 | +2.20% | |
| Diligent Investors, Llc | 0.65% | 53,256 | $2,944,146 | $2,918,163 | -$25,983 | -0.88% | |
| Lpl Financial Llc | 0.00% | 49,450 | $2,651,237 | $2,709,613 | +$58,376 | +2.20% | |
| Blue Bell Private Wealth Management, Llc | 0.31% | 47,358 | $2,618,088 | $2,594,982 | -$23,106 | -0.88% | |
| Envestnet Asset Management Inc | 0.00% | 46,808 | $2,509,588 | $2,564,844 | +$55,256 | +2.20% | |
| Beacon Pointe Advisors, Llc | 0.01% | 43,979 | $2,357,913 | $2,409,829 | +$51,916 | +2.20% | |
| Cetera Investment Advisers | 0.00% | 43,510 | $2,332,767 | $2,384,130 | +$51,363 | +2.20% | |
| Toptier Wealth Management, Llc | 1.33% | 41,195 | $2,277,379 | $2,257,280 | -$20,099 | -0.88% | |
| Snowden Capital Advisors Llc | 0.04% | 33,391 | $1,790,242 | $1,829,660 | +$39,418 | +2.20% | |
| Integral Investment Advisors, Inc. | 0.38% | 32,369 | $1,789,452 | $1,773,659 | -$15,793 | -0.88% | |
| Janney Montgomery Scott Llc | 0.00% | 32,566 | $1,746,000 | $1,784,454 | +$38,454 | +2.20% | |
| Chapman Financial Group, Llc | 1.02% | 28,009 | $1,548,419 | $1,534,753 | -$13,666 | -0.88% | |
| Beacon Financial Advisory Llc | 0.28% | 27,071 | $1,496,563 | $1,483,355 | -$13,208 | -0.88% | |
| Lantz Financial Llc | 0.27% | 26,967 | $1,490,814 | $1,477,657 | -$13,157 | -0.88% | |
| Fsa Advisors, Inc. | 0.62% | 25,213 | $1,351,782 | $1,381,546 | +$29,764 | +2.20% | |
| Mml Investors Services, Llc | 0.00% | 23,885 | $1,280,582 | $1,308,779 | +$28,197 | +2.20% | |
| Wealth Enhancement Advisory Services, Llc | 0.00% | 22,628 | $1,262,350 | $1,239,901 | -$22,449 | -1.78% | |
| Sagespring Wealth Partners, Llc | 0.02% | 21,614 | $1,194,885 | $1,184,339 | -$10,546 | -0.88% | |
| Chris Bulman Inc | 0.40% | 20,803 | $1,150,051 | $1,139,900 | -$10,151 | -0.88% | |
| Corecap Advisors, Llc | 0.03% | 20,515 | $1,134,129 | $1,124,119 | -$10,010 | -0.88% | |
| Old Mission Capital Llc | 0.03% | 20,923 | $1,121,776 | $1,146,476 | +$24,700 | +2.20% | |
| Weaver Consulting Group | 0.21% | 19,774 | $1,093,184 | $1,083,516 | -$9,668 | -0.88% | |
| Cofg Advisors, Llc | 0.19% | 20,206 | $1,083,325 | $1,107,188 | +$23,863 | +2.20% | |
| Dhjj Financial Advisors, Ltd. | 0.31% | 19,557 | $1,081,168 | $1,071,626 | -$9,542 | -0.88% | |
| World Investment Advisors | 0.02% | 21,628 | $1,065,399 | $1,185,106 | +$119,707 | +11.24% | |
| Creativeone Wealth, Llc | 0.02% | 17,872 | $958,199 | $979,296 | +$21,097 | +2.20% | |
| Trek Financial, Llc | 0.04% | 17,208 | $951,308 | $942,912 | -$8,396 | -0.88% | |
| Bcs Wealth Management | 0.16% | 16,278 | $899,894 | $891,953 | -$7,941 | -0.88% | |
| Cra Financial Services, Llc | 0.10% | 16,079 | $888,894 | $881,049 | -$7,845 | -0.88% | |
| Steward Partners Investment Advisory, Llc | 0.00% | 16,282 | $872,951 | $892,172 | +$19,221 | +2.20% | |
| Strategic Blueprint, Llc | 0.04% | 14,314 | $791,319 | $784,336 | -$6,983 | -0.88% | |
| Corrado Advisors, Llc | 0.38% | 14,008 | $774,403 | $767,568 | -$6,835 | -0.88% | |
| First Commonwealth Financial Corp | 0.11% | 14,148 | $758,538 | $775,240 | +$16,702 | +2.20% | |
| Arax Advisory Partners | 0.00% | 14,021 | $751,729 | $768,281 | +$16,552 | +2.20% | |
| Fragasso Financial Advisors Inc | 0.04% | 13,104 | $733,562 | $718,034 | -$15,528 | -2.12% | |
| Principal Securities, Inc. | 0.01% | 13,408 | $718,863 | $734,691 | +$15,828 | +2.20% | |
| Rockefeller Capital Management L.P. | 0.00% | 13,180 | $706,639 | $722,198 | +$15,559 | +2.20% | |
| Sigma Planning Corp | 0.02% | 12,652 | $699,456 | $693,266 | -$6,190 | -0.88% | |
| Red Reef Advisors Llc | 0.64% | 13,000 | $696,989 | $712,335 | +$15,346 | +2.20% | |
| Gwn Securities Inc. | 0.11% | 12,430 | $666,428 | $681,102 | +$14,674 | +2.20% | |
| Hb Wealth Management, Llc | 0.00% | 11,612 | $641,945 | $636,280 | -$5,665 | -0.88% | |
| Wealthshield Partners, Llc | 0.10% | 11,801 | $632,705 | $646,636 | +$13,931 | +2.20% | |
| Visionary Wealth Advisors | 0.02% | 11,341 | $608,043 | $621,430 | +$13,387 | +2.20% |
Frequently asked questions about BAUG
Who are the largest institutional holders of BAUG?
The largest institutional holders of BAUG reported in the latest SEC Form 13F filings include Brookstone Capital Management, Penserra Capital Management Llc, Osaic Holdings, Inc., Commonwealth Equity Services, Llc, and Cerity Partners Llc. InsiderSet ranks institutional holders by their latest reported BAUG position.
What is BAUG institutional ownership?
This page tracks BAUG positions reported by institutional investment managers through SEC Form 13F. INNOVATOR U.S. EQUITY BUFFER (BAUG) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own BAUG?
InsiderSet currently tracks 99 institutional managers reporting BAUG holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of BAUG shareholders.
How much BAUG stock do institutions own?
Institutional investment managers disclosed approximately $188.46M in BAUG holdings for Q3 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was BAUG institutional ownership last updated?
The latest BAUG institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended September 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional BAUG holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its BAUG position after the reporting date.
Are institutions buying or selling BAUG?
Institutional buying and selling can be analyzed by comparing BAUG positions across consecutive 13F reporting periods. InsiderSet's BAUG Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View BAUG ownership changes.
How has BAUG institutional ownership changed over time?
InsiderSet tracks BAUG institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.