CAAA Institutional Ownership & Shareholders
FIRST TRUST AAA CMBS ETF-USD (CAAA) is currently held by 21 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $32.42M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Star Financial Bank is currently the largest disclosed institutional shareholder of CAAA tracked by InsiderSet, reporting ownership valued at approximately $12.72M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $12.47M, representing an estimated loss of -2.02% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 95% of the total disclosed CAAA value among the investors covered in this analysis. Major shareholders include Star Financial Bank, Prospera Financial Services Inc, Platform Technology Partners, and several other long-term asset managers with concentrated positions in FIRST TRUST AAA CMBS ETF-USD (CAAA).
This page ranks the largest institutional CAAA shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
21
Total Reported Value
$32.42M
Largest Holder
Star Financial Bank
Largest Position
$12.72M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
25
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Star Financial Bank | 5.18% | 626,482 | $12,723,975 | $12,466,992 | -$256,983 | -2.02% | |
| Prospera Financial Services Inc | 0.09% | 295,916 | $6,009,935 | $5,888,728 | -$121,207 | -2.02% | |
| Platform Technology Partners | 0.56% | 169,633 | $3,445,289 | $3,375,697 | -$69,592 | -2.02% | |
| Commonwealth Equity Services, Llc | 0.00% | 137,011 | $2,782,710 | $2,726,519 | -$56,191 | -2.02% | |
| Farther Finance Advisors, Llc | 0.01% | 88,382 | $1,742,009 | $1,758,802 | +$16,793 | +0.96% | |
| First Trust Advisors Lp | 0.00% | 67,790 | $1,376,828 | $1,349,021 | -$27,807 | -2.02% | |
| Kestra Advisory Services, Llc | 0.00% | 54,601 | $1,108,955 | $1,086,560 | -$22,395 | -2.02% | |
| Inspirion Wealth Advisors, Llc | 0.06% | 26,509 | $522,492 | $527,529 | +$5,037 | +0.96% | |
| Belpointe Asset Management Llc | 0.02% | 24,765 | $502,988 | $492,823 | -$10,165 | -2.02% | |
| Fearless Solutions, Llc Dba Best Invest | 0.25% | 24,822 | $489,242 | $493,958 | +$4,716 | +0.96% | |
| Gaddis Premier Wealth Advisors Llc | 0.22% | 19,743 | $389,135 | $392,886 | +$3,751 | +0.96% | |
| Jane Street Group, Llc | 0.00% | 14,884 | $302,297 | $296,192 | -$6,105 | -2.02% | |
| Goldman Sachs Group Inc | 0.00% | 13,289 | $269,902 | $264,451 | -$5,451 | -2.02% | |
| United Advisor Group, Llc | 0.03% | 12,480 | $253,480 | $248,352 | -$5,128 | -2.02% | |
| Ashton Thomas Private Wealth, Llc | 0.00% | 11,042 | $224,265 | $219,736 | -$4,529 | -2.02% | |
| Osaic Holdings, Inc. | 0.00% | 6,122 | $124,395 | $121,828 | -$2,567 | -2.06% | |
| Financial Network Wealth Advisors Llc | 0.06% | 3,126 | $61,613 | $62,207 | +$594 | +0.96% | |
| Geneos Wealth Management Inc. | 0.00% | 3,000 | $60,930 | $59,700 | -$1,230 | -2.02% | |
| Harbour Investments, Inc. | 0.00% | 968 | $19,660 | $19,263 | -$397 | -2.02% | |
| Ubs Group Ag | 0.00% | 215 | $4,367 | $4,279 | -$89 | -2.03% | |
| Rossby Financial, Lcc | 0.00% | 49 | $995 | $975 | -$20 | -2.00% |
Frequently asked questions about CAAA
Who are the largest institutional holders of CAAA?
The largest institutional holders of CAAA reported in the latest SEC Form 13F filings include Star Financial Bank, Prospera Financial Services Inc, Platform Technology Partners, Commonwealth Equity Services, Llc, and Farther Finance Advisors, Llc. InsiderSet ranks institutional holders by their latest reported CAAA position.
What is CAAA institutional ownership?
This page tracks CAAA positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST AAA CMBS ETF-USD (CAAA) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own CAAA?
InsiderSet currently tracks 21 institutional managers reporting CAAA holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of CAAA shareholders.
How much CAAA stock do institutions own?
Institutional investment managers disclosed approximately $32.42M in CAAA holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was CAAA institutional ownership last updated?
The latest CAAA institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional CAAA holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its CAAA position after the reporting date.
Are institutions buying or selling CAAA?
Institutional buying and selling can be analyzed by comparing CAAA positions across consecutive 13F reporting periods. InsiderSet's CAAA Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View CAAA ownership changes.
How has CAAA institutional ownership changed over time?
InsiderSet tracks CAAA institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.