FIRST TRUST AAA CMBS ETF-USD (CAAA) Institutional Ownership Changes & 13F Activity
FIRST TRUST AAA CMBS ETF-USD (CAAA). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Commonwealth Equity Services, Llc, Star Financial Bank, Platform Technology Partners, Goldman Sachs Group Inc, and Kestra Advisory Services, Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Goldman Sachs Group Inc | Sell | -42,455 | -76.2% | 13,289 | $269.90K | Q2 2026 | Aug 14, 2026 |
| Jane Street Group, Llc | Buy | +1,316 | +9.7% | 14,884 | $302.30K | Q2 2026 | Aug 14, 2026 |
| Osaic Holdings, Inc. | Buy | +1,102 | +22.0% | 6,122 | $124.39K | Q2 2026 | Aug 14, 2026 |
| Ubs Group Ag | Buy | +203 | +1691.7% | 215 | $4.37K | Q2 2026 | Aug 13, 2026 |
| Star Financial Bank | Buy | +75,370 | +13.7% | 626,482 | $12.72M | Q2 2026 | Aug 07, 2026 |
| Belpointe Asset Management Llc | Sell | -3,242 | -11.6% | 24,765 | $502.99K | Q2 2026 | Jul 31, 2026 |
| Commonwealth Equity Services, Llc | Buy | +123,877 | +943.2% | 137,011 | $2.78M | Q2 2026 | Jul 29, 2026 |
| United Advisor Group, Llc | Buy | +2,604 | +26.4% | 12,480 | $253.48K | Q2 2026 | Jul 29, 2026 |
| Ashton Thomas Private Wealth, Llc | Buy | +1,224 | +12.5% | 11,042 | $224.26K | Q2 2026 | Jul 29, 2026 |
| Financial Network Wealth Advisors Llc | Sell | -114 | -3.3% | 3,312 | $67.27K | Q2 2026 | Jul 29, 2026 |
| Kestra Advisory Services, Llc | Sell | -31,309 | -36.4% | 54,601 | $1.11M | Q2 2026 | Jul 28, 2026 |
| Platform Technology Partners | Buy | +75,326 | +79.9% | 169,633 | $3.45M | Q2 2026 | Jul 24, 2026 |
| Fearless Solutions, Llc Dba Best Invest | Buy | +7,300 | +33.3% | 29,212 | $593.30K | Q2 2026 | Jul 22, 2026 |
| International Assets Investment Management, Llc | Buy | +3,750 | — | 3,750 | $76.18K | Q2 2026 | Jul 22, 2026 |
| Farther Finance Advisors, Llc | Buy | +13,812 | +21.8% | 77,040 | $1.56M | Q2 2026 | Jul 17, 2026 |
| Prospera Financial Services Inc | Buy | +8,172 | +2.8% | 295,916 | $6.01M | Q2 2026 | Jul 15, 2026 |
| Inspirion Wealth Advisors, Llc | Sell | -400 | -1.3% | 29,959 | $608.62K | Q2 2026 | Jul 07, 2026 |
| Flow Traders U.S. Llc | Sell | -23,056 | -100.0% | 0 | $0.00 | Q2 2026 | May 15, 2026 |
Frequently asked questions about CAAA activity
Which institutional owners are buying CAAA?
Institutional owners buying CAAA include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in CAAA activity?
"Buy" means an investor increased their reported position in CAAA compared to the prior reporting period. This reflects growing exposure to FIRST TRUST AAA CMBS ETF-USD (CAAA) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in CAAA increasing?
Institutional interest in CAAA can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.