NUVEEN DOW 30 DYNAMIC OVERWR (DIAX) Institutional Ownership Changes & 13F Activity

NUVEEN DOW 30 DYNAMIC OVERWR (DIAX). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Morgan Stanley, Saba Capital Management, L.P., Bank Of America Corp, Raymond James Financial Inc, and Wells Fargo & Company/Mn.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Advisors Asset Management, Inc.Sell-65,448-100.0%0$0.00Q4 2025Aug 26, 2026
Kerr Financial Planning CorpSell-2,419-100.0%0$0.00Q4 2025Jul 01, 2026
Advisory Advocates, LlcBuy+84,167—84,167$1.28MQ4 2025May 05, 2026
Wealth Preservation Advisors, LlcBuy+8,190—8,190$124.98KQ4 2025Feb 23, 2026
Sunbelt Securities, Inc.Buy+2,000—2,000$30.52KQ4 2025Feb 20, 2026
Raymond James Financial IncBuy+729,615—729,615$11.13MQ4 2025Feb 18, 2026
Newedge Advisors, LlcBuy+54,578—54,578$832.86KQ4 2025Feb 18, 2026
Saba Capital Management, L.P.Buy+1,599,746—1,599,746$24.41MQ4 2025Feb 17, 2026
Bank Of America CorpBuy+1,123,777—1,123,777$17.15MQ4 2025Feb 17, 2026
Guggenheim Capital LlcBuy+472,794—472,794$7.21MQ4 2025Feb 17, 2026
Aqr Arbitrage LlcBuy+204,492—204,492$3.12MQ4 2025Feb 17, 2026
1607 Capital Partners, LlcBuy+118,061—118,061$1.80MQ4 2025Feb 17, 2026
Almitas Capital LlcBuy+114,201—114,201$1.74MQ4 2025Feb 17, 2026
Rivernorth Capital Management, LlcBuy+112,137—112,137$1.71MQ4 2025Feb 17, 2026
Osaic Holdings, Inc.Buy+96,637—96,637$1.47MQ4 2025Feb 17, 2026
Royal Bank Of CanadaBuy+92,820—92,820$1.42MQ4 2025Feb 17, 2026
Ameriprise Financial IncBuy+89,655—89,655$1.37MQ4 2025Feb 17, 2026
Cetera Investment AdvisersBuy+87,563—87,563$1.34MQ4 2025Feb 17, 2026
Ionic Capital Management LlcBuy+72,133—72,133$1.10MQ4 2025Feb 17, 2026
&PartnersBuy+69,614—69,614$1.06MQ4 2025Feb 17, 2026
Private Advisor Group, LlcBuy+65,298—65,298$996.44KQ4 2025Feb 17, 2026
Quantedge Capital Pte LtdBuy+18,800—18,800$286.89KQ4 2025Feb 17, 2026
B. Riley Wealth Advisors, Inc.Buy+15,961—15,961$243.57KQ4 2025Feb 17, 2026
Rockefeller Capital Management L.P.Buy+15,556—15,556$237.39KQ4 2025Feb 17, 2026
Waverly Advisors, LlcBuy+11,613—11,613$177.22KQ4 2025Feb 17, 2026
Jones Financial Companies LllpBuy+180—180$2.75KQ4 2025Feb 17, 2026
Morgan StanleyBuy+1,714,813—1,714,813$26.17MQ4 2025Feb 13, 2026
Wells Fargo & Company/MnBuy+636,472—636,472$9.71MQ4 2025Feb 13, 2026
Cornerstone Advisors, LlcBuy+185,466—185,466$2.83MQ4 2025Feb 13, 2026
Thomas J. Herzfeld Advisors, Inc.Buy+183,190—183,190$2.80MQ4 2025Feb 13, 2026
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Frequently asked questions about DIAX activity

  • Which institutional owners are buying DIAX?

    Institutional owners buying DIAX include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in DIAX activity?

    "Buy" means an investor increased their reported position in DIAX compared to the prior reporting period. This reflects growing exposure to NUVEEN DOW 30 DYNAMIC OVERWR (DIAX) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in DIAX increasing?

    Institutional interest in DIAX can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

DIAX Institutional Ownership Changes and 13F Activity Q4 2025 | InsiderSet