FIRST TRUST UTILITIES ALPHAD (FXU) Institutional Ownership Changes & 13F Activity
FIRST TRUST UTILITIES ALPHAD (FXU). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Raymond James Financial Inc, Bank Of America Corp, Newedge Advisors, Llc, Advisory Services Network, Llc, and Susquehanna International Group, Llp.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Independent Financial Group, Llc | Sell | -4,388 | -11.8% | 32,897 | $1.48M | Q4 2025 | May 15, 2026 |
| Rehmann Capital Advisory Group | Buy | +11,980 | — | 11,980 | $539.26K | Q4 2025 | Mar 04, 2026 |
| Sunbelt Securities, Inc. | Buy | +374 | — | 374 | $16.84K | Q4 2025 | Feb 20, 2026 |
| Corient Private Wealth Llc | Buy | +11,782 | — | 11,782 | $530.31K | Q4 2025 | Feb 19, 2026 |
| Raymond James Financial Inc | Buy | +969,162 | — | 969,162 | $43.62M | Q4 2025 | Feb 18, 2026 |
| Newedge Advisors, Llc | Buy | +466,244 | — | 466,244 | $20.99M | Q4 2025 | Feb 18, 2026 |
| Mercer Global Advisors Inc | Buy | +4,762 | — | 4,762 | $214.35K | Q4 2025 | Feb 18, 2026 |
| Bank Of America Corp | Buy | +871,496 | — | 871,496 | $39.23M | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, Llc | Buy | +417,989 | — | 417,989 | $18.81M | Q4 2025 | Feb 17, 2026 |
| Susquehanna International Group, Llp | Buy | +365,290 | — | 365,290 | $16.44M | Q4 2025 | Feb 17, 2026 |
| Newsquare Capital Llc | Buy | +312,244 | — | 312,244 | $14.05M | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | Buy | +296,097 | — | 296,097 | $13.33M | Q4 2025 | Feb 17, 2026 |
| Osaic Holdings, Inc. | Buy | +264,536 | — | 264,536 | $11.91M | Q4 2025 | Feb 17, 2026 |
| &Partners | Buy | +263,064 | — | 263,064 | $11.84M | Q4 2025 | Feb 17, 2026 |
| Royal Bank Of Canada | Buy | +222,884 | — | 222,884 | $10.03M | Q4 2025 | Feb 17, 2026 |
| Pgim Custom Harvest Llc | Buy | +172,215 | — | 172,215 | $7.75M | Q4 2025 | Feb 17, 2026 |
| Delos Wealth Advisors, Llc | Buy | +155,511 | — | 155,511 | $7.00M | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | Buy | +133,322 | — | 133,322 | $6.00M | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | Buy | +67,200 | — | 67,200 | $3.02M | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, Llc | Buy | +66,940 | — | 66,940 | $3.01M | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | Buy | +64,596 | — | 64,596 | $2.91M | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | Buy | +56,780 | — | 56,780 | $2.56M | Q4 2025 | Feb 17, 2026 |
| Regal Investment Advisors Llc | Buy | +30,646 | — | 30,646 | $1.38M | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management Lp | Buy | +23,017 | — | 23,017 | $1.04M | Q4 2025 | Feb 17, 2026 |
| Jones Financial Companies Lllp | Buy | +18,304 | — | 18,304 | $823.87K | Q4 2025 | Feb 17, 2026 |
| Minichmacgregor Wealth Management, Llc | Buy | +16,241 | — | 16,241 | $731.01K | Q4 2025 | Feb 17, 2026 |
| Waverly Advisors, Llc | Buy | +15,055 | — | 15,055 | $677.63K | Q4 2025 | Feb 17, 2026 |
| Garden State Investment Advisory Services Llc | Buy | +14,705 | — | 14,705 | $661.87K | Q4 2025 | Feb 17, 2026 |
| Asset One Wealth Management Llc | Buy | +13,498 | — | 13,498 | $621.85K | Q4 2025 | Feb 17, 2026 |
| Risk Paradigm Group, Llc | Buy | +10,566 | — | 10,566 | $475.58K | Q4 2025 | Feb 17, 2026 |
Frequently asked questions about FXU activity
Which institutional owners are buying FXU?
Institutional owners buying FXU include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in FXU activity?
"Buy" means an investor increased their reported position in FXU compared to the prior reporting period. This reflects growing exposure to FIRST TRUST UTILITIES ALPHAD (FXU) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in FXU increasing?
Institutional interest in FXU can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.