FIRST TRUST UTILITIES ALPHAD (FXU) Institutional Ownership Changes & 13F Activity

FIRST TRUST UTILITIES ALPHAD (FXU). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q4 2025). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Raymond James Financial Inc, Bank Of America Corp, Newedge Advisors, Llc, Advisory Services Network, Llc, and Susquehanna International Group, Llp.

InstitutionTypeChange in sharesChange Position %SharesReported stock balancePortfolio quarterFiling date
Independent Financial Group, LlcSell-4,388-11.8%32,897$1.48MQ4 2025May 15, 2026
Rehmann Capital Advisory GroupBuy+11,980—11,980$539.26KQ4 2025Mar 04, 2026
Sunbelt Securities, Inc.Buy+374—374$16.84KQ4 2025Feb 20, 2026
Corient Private Wealth LlcBuy+11,782—11,782$530.31KQ4 2025Feb 19, 2026
Raymond James Financial IncBuy+969,162—969,162$43.62MQ4 2025Feb 18, 2026
Newedge Advisors, LlcBuy+466,244—466,244$20.99MQ4 2025Feb 18, 2026
Mercer Global Advisors IncBuy+4,762—4,762$214.35KQ4 2025Feb 18, 2026
Bank Of America CorpBuy+871,496—871,496$39.23MQ4 2025Feb 17, 2026
Advisory Services Network, LlcBuy+417,989—417,989$18.81MQ4 2025Feb 17, 2026
Susquehanna International Group, LlpBuy+365,290—365,290$16.44MQ4 2025Feb 17, 2026
Newsquare Capital LlcBuy+312,244—312,244$14.05MQ4 2025Feb 17, 2026
Cetera Investment AdvisersBuy+296,097—296,097$13.33MQ4 2025Feb 17, 2026
Osaic Holdings, Inc.Buy+264,536—264,536$11.91MQ4 2025Feb 17, 2026
&PartnersBuy+263,064—263,064$11.84MQ4 2025Feb 17, 2026
Royal Bank Of CanadaBuy+222,884—222,884$10.03MQ4 2025Feb 17, 2026
Pgim Custom Harvest LlcBuy+172,215—172,215$7.75MQ4 2025Feb 17, 2026
Delos Wealth Advisors, LlcBuy+155,511—155,511$7.00MQ4 2025Feb 17, 2026
Quadrature Capital LtdBuy+133,322—133,322$6.00MQ4 2025Feb 17, 2026
Qube Research & Technologies LtdBuy+67,200—67,200$3.02MQ4 2025Feb 17, 2026
Private Advisor Group, LlcBuy+66,940—66,940$3.01MQ4 2025Feb 17, 2026
Equitable Holdings, Inc.Buy+64,596—64,596$2.91MQ4 2025Feb 17, 2026
Rockefeller Capital Management L.P.Buy+56,780—56,780$2.56MQ4 2025Feb 17, 2026
Regal Investment Advisors LlcBuy+30,646—30,646$1.38MQ4 2025Feb 17, 2026
Quantinno Capital Management LpBuy+23,017—23,017$1.04MQ4 2025Feb 17, 2026
Jones Financial Companies LllpBuy+18,304—18,304$823.87KQ4 2025Feb 17, 2026
Minichmacgregor Wealth Management, LlcBuy+16,241—16,241$731.01KQ4 2025Feb 17, 2026
Waverly Advisors, LlcBuy+15,055—15,055$677.63KQ4 2025Feb 17, 2026
Garden State Investment Advisory Services LlcBuy+14,705—14,705$661.87KQ4 2025Feb 17, 2026
Asset One Wealth Management LlcBuy+13,498—13,498$621.85KQ4 2025Feb 17, 2026
Risk Paradigm Group, LlcBuy+10,566—10,566$475.58KQ4 2025Feb 17, 2026
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Frequently asked questions about FXU activity

  • Which institutional owners are buying FXU?

    Institutional owners buying FXU include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in FXU activity?

    "Buy" means an investor increased their reported position in FXU compared to the prior reporting period. This reflects growing exposure to FIRST TRUST UTILITIES ALPHAD (FXU) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in FXU increasing?

    Institutional interest in FXU can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.