FXU Institutional Ownership & Shareholders
FIRST TRUST UTILITIES ALPHAD (FXU) is currently held by 186 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $546.27M based on the latest available SEC Form 13F filings for the quarter ended June 30, 2026.
Lpl Financial Llc is currently the largest disclosed institutional shareholder of FXU tracked by InsiderSet, reporting ownership valued at approximately $98.82M in its June 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $96.80M, representing an estimated loss of -2.05% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 67% of the total disclosed FXU value among the investors covered in this analysis. Major shareholders include Lpl Financial Llc, Morgan Stanley, Bank Of America Corp, and several other long-term asset managers with concentrated positions in FIRST TRUST UTILITIES ALPHAD (FXU).
This page ranks the largest institutional FXU shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
186
Total Reported Value
$546.27M
Largest Holder
Lpl Financial Llc
Largest Position
$98.82M
Insider Transactions (90d)
0
Latest Filing Quarter
Q2 2026
New Institutional Positions
33
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Lpl Financial Llc | 0.02% | 2,002,915 | $98,823,816 | $96,800,882 | -$2,022,934 | -2.05% | |
| Morgan Stanley | 0.00% | 1,700,608 | $83,908,034 | $82,190,385 | -$1,717,649 | -2.05% | |
| Bank Of America Corp | 0.00% | 796,922 | $39,320,128 | $38,515,240 | -$804,888 | -2.05% | |
| Wells Fargo & Company/Mn | 0.01% | 778,487 | $38,410,538 | $37,624,277 | -$786,261 | -2.05% | |
| Raymond James Financial Inc | 0.01% | 616,213 | $30,403,928 | $29,781,574 | -$622,354 | -2.05% | |
| Earned Wealth Advisors, Llc | 1.17% | 368,598 | $18,186,606 | $17,814,341 | -$372,265 | -2.05% | |
| Cetera Investment Advisers | 0.02% | 346,285 | $17,085,701 | $16,735,954 | -$349,747 | -2.05% | |
| Ubs Group Ag | 0.00% | 299,657 | $14,785,077 | $14,482,423 | -$302,654 | -2.05% | |
| Csenge Advisory Group | 0.53% | 261,881 | $12,921,218 | $12,656,709 | -$264,509 | -2.05% | |
| Envestnet Asset Management Inc | 0.00% | 261,024 | $12,878,926 | $12,615,290 | -$263,636 | -2.05% | |
| Rockport Wealth Llc | 1.82% | 219,489 | $10,829,574 | $10,607,903 | -$221,671 | -2.05% | |
| Stifel Financial Corp | 0.01% | 212,830 | $10,501,014 | $10,286,074 | -$214,940 | -2.05% | |
| Truist Financial Corp | 0.01% | 224,658 | $9,866,985 | $10,857,721 | +$990,736 | +10.04% | |
| Delos Wealth Advisors, Llc | 4.31% | 169,859 | $8,380,844 | $8,209,285 | -$171,559 | -2.05% | |
| Pgim Custom Harvest Llc | 0.10% | 165,819 | $8,181,507 | $8,014,032 | -$167,475 | -2.05% | |
| Osaic Holdings, Inc. | 0.01% | 164,962 | $8,139,852 | $7,972,613 | -$167,239 | -2.05% | |
| Commonwealth Equity Services, Llc | 0.01% | 145,797 | $7,193,608 | $7,046,369 | -$147,239 | -2.05% | |
| Janney Montgomery Scott Llc | 0.01% | 136,146 | $6,717,000 | $6,579,936 | -$137,064 | -2.04% | |
| Hobart Private Capital, Llc | 0.98% | 132,317 | $5,811,349 | $6,394,881 | +$583,532 | +10.04% | |
| Royal Bank Of Canada | 0.00% | 100,919 | $4,980,000 | $4,877,415 | -$102,585 | -2.06% | |
| Foundations Investment Advisors, Llc | 0.05% | 96,123 | $4,742,685 | $4,645,625 | -$97,060 | -2.05% | |
| Harbour Investments, Inc. | 0.05% | 71,904 | $3,548,706 | $3,475,120 | -$73,586 | -2.07% | |
| Equitable Holdings, Inc. | 0.02% | 65,156 | $3,214,799 | $3,148,989 | -$65,810 | -2.05% | |
| Mml Investors Services, Llc | 0.01% | 55,157 | $2,721,453 | $2,665,738 | -$55,715 | -2.05% | |
| Sigma Planning Corp | 0.07% | 58,992 | $2,590,948 | $2,851,083 | +$260,135 | +10.04% | |
| Bnp Paribas Financial Markets | 0.00% | 50,425 | $2,487,970 | $2,437,040 | -$50,930 | -2.05% | |
| Integrated Wealth Concepts Llc | 0.01% | 46,019 | $2,270,579 | $2,224,098 | -$46,481 | -2.05% | |
| Pks Advisory Services, Llc | 0.31% | 39,106 | $1,929,410 | $1,889,993 | -$39,417 | -2.04% | |
| Benjamin Edwards Inc | 0.02% | 38,756 | $1,912,149 | $1,873,077 | -$39,072 | -2.04% | |
| Independent Financial Group, Llc | 0.03% | 42,327 | $1,858,998 | $2,045,664 | +$186,666 | +10.04% | |
| Proactive Wealth Strategies Llc | 0.28% | 35,797 | $1,766,194 | $1,730,069 | -$36,125 | -2.05% | |
| Newedge Advisors, Llc | 0.00% | 33,280 | $1,642,069 | $1,608,422 | -$33,647 | -2.05% | |
| Gateway Wealth Partners, Llc | 0.10% | 33,171 | $1,636,641 | $1,603,154 | -$33,487 | -2.05% | |
| Tower Research Capital Llc (Trc) | 0.04% | 32,750 | $1,615,885 | $1,582,808 | -$33,078 | -2.05% | |
| Arkadios Wealth Advisors | 0.02% | 32,376 | $1,597,416 | $1,564,732 | -$32,684 | -2.05% | |
| Goldman Sachs Group Inc | 0.00% | 31,894 | $1,573,650 | $1,541,437 | -$32,213 | -2.05% | |
| Envestnet Portfolio Solutions, Inc. | 0.01% | 29,309 | $1,446,114 | $1,416,504 | -$29,610 | -2.05% | |
| Regal Investment Advisors Llc | 0.07% | 28,897 | $1,425,798 | $1,396,592 | -$29,206 | -2.05% | |
| Ausdal Financial Partners, Inc. | 0.06% | 28,883 | $1,425,074 | $1,395,915 | -$29,159 | -2.05% | |
| &Partners | 0.01% | 28,110 | $1,386,970 | $1,358,556 | -$28,414 | -2.05% | |
| Asset Allocation Strategies Llc | 0.20% | 30,770 | $1,351,410 | $1,487,114 | +$135,704 | +10.04% | |
| J.W. Cole Advisors, Inc. | 0.02% | 27,068 | $1,335,539 | $1,308,196 | -$27,343 | -2.05% | |
| Nations Financial Group Inc | 0.06% | 27,060 | $1,335,186 | $1,307,810 | -$27,376 | -2.05% | |
| Kovack Advisors, Inc. | 0.06% | 26,627 | $1,312,640 | $1,286,883 | -$25,757 | -1.96% | |
| Private Advisor Group, Llc | 0.01% | 26,171 | $1,291,281 | $1,264,844 | -$26,437 | -2.05% | |
| Quantinno Capital Management Lp | 0.00% | 26,039 | $1,284,773 | $1,258,465 | -$26,308 | -2.05% | |
| Jones Financial Companies Lllp | 0.00% | 25,441 | $1,278,176 | $1,229,564 | -$48,612 | -3.80% | |
| D.A. Davidson & Co. | 0.01% | 27,279 | $1,198,094 | $1,318,394 | +$120,300 | +10.04% | |
| Kestra Advisory Services, Llc | 0.00% | 24,005 | $1,184,386 | $1,160,162 | -$24,224 | -2.05% | |
| Wealth Enhancement Advisory Services, Llc | 0.00% | 25,589 | $1,160,469 | $1,236,716 | +$76,247 | +6.57% |
Frequently asked questions about FXU
Who are the largest institutional holders of FXU?
The largest institutional holders of FXU reported in the latest SEC Form 13F filings include Lpl Financial Llc, Morgan Stanley, Bank Of America Corp, Wells Fargo & Company/Mn, and Raymond James Financial Inc. InsiderSet ranks institutional holders by their latest reported FXU position.
What is FXU institutional ownership?
This page tracks FXU positions reported by institutional investment managers through SEC Form 13F. FIRST TRUST UTILITIES ALPHAD (FXU) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own FXU?
InsiderSet currently tracks 186 institutional managers reporting FXU holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of FXU shareholders.
How much FXU stock do institutions own?
Institutional investment managers disclosed approximately $546.27M in FXU holdings for Q2 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was FXU institutional ownership last updated?
The latest FXU institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended June 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional FXU holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its FXU position after the reporting date.
Are institutions buying or selling FXU?
Institutional buying and selling can be analyzed by comparing FXU positions across consecutive 13F reporting periods. InsiderSet's FXU Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View FXU ownership changes.
How has FXU institutional ownership changed over time?
InsiderSet tracks FXU institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.