ISHARES U.S. BROKER-DEALERS (IAI) Institutional Ownership Changes & 13F Activity
ISHARES U.S. BROKER-DEALERS (IAI). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Two Sigma Investments, Lp, Equitable Holdings, Inc., Wells Fargo & Company/Mn, Alphacore Capital Llc, and Susquehanna International Group, Llp.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Arete Wealth Advisors, Llc | Sell | -16,258 | -100.0% | 0 | $0.00 | Q1 2026 | Aug 11, 2026 |
| Capital Advisor Network Llc | Buy | +49 | — | 49 | $8.04K | Q1 2026 | Aug 06, 2026 |
| Wells Fargo & Company/Mn | Sell | -45,347 | -16.5% | 230,213 | $37.80M | Q1 2026 | Jul 08, 2026 |
| Bank Of America Corp | Sell | -10,222 | -5.8% | 166,791 | $27.38M | Q1 2026 | May 18, 2026 |
| Newedge Advisors, Llc | Sell | -623 | -11.8% | 4,640 | $40.76K | Q1 2026 | May 18, 2026 |
| Centaurus Financial, Inc. | Sell | -20 | -1.1% | 1,865 | $306.00K | Q1 2026 | May 18, 2026 |
| Cassady Wealth & Retirement Planning, Llc | Buy | +1 | +0.0% | 2,498 | $440.84K | Q1 2026 | May 18, 2026 |
| Two Sigma Investments, Lp | Buy | +167,200 | +133.9% | 292,100 | $47.96M | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | Buy | +61,859 | +293.0% | 82,973 | $13.90M | Q1 2026 | May 15, 2026 |
| Alphacore Capital Llc | Sell | -44,810 | -27.5% | 118,393 | $19.44M | Q1 2026 | May 15, 2026 |
| Susquehanna International Group, Llp | Buy | +40,353 | — | 40,353 | $6.63M | Q1 2026 | May 15, 2026 |
| Tower Research Capital Llc (Trc) | Buy | +25,827 | +3402.8% | 26,586 | $4.36M | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | Buy | +14,033 | — | 14,033 | $2.30M | Q1 2026 | May 15, 2026 |
| Advisory Services Network, Llc | Sell | -12,018 | -15.7% | 64,606 | $10.61M | Q1 2026 | May 15, 2026 |
| Osaic Holdings, Inc. | Sell | -8,070 | -7.1% | 105,754 | $17.36M | Q1 2026 | May 15, 2026 |
| Mercer Global Advisors Inc | Buy | +6,708 | +502.1% | 8,044 | $1.32M | Q1 2026 | May 15, 2026 |
| Flow Traders U.S. Llc | Buy | +5,639 | — | 5,639 | $926.00K | Q1 2026 | May 15, 2026 |
| Goldman Sachs Group Inc | Buy | +5,251 | — | 5,251 | $862.11K | Q1 2026 | May 15, 2026 |
| Citadel Advisors Llc | Buy | +4,046 | +121.8% | 7,367 | $1.21M | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | Sell | -3,951 | -20.4% | 15,436 | $2.53M | Q1 2026 | May 15, 2026 |
| Jones Financial Companies Lllp | Buy | +3,380 | +27.0% | 15,897 | $2.52M | Q1 2026 | May 15, 2026 |
| Gts Securities Llc | Buy | +2,828 | — | 2,828 | $464.30K | Q1 2026 | May 15, 2026 |
| Xtx Topco Ltd | Buy | +2,264 | +181.7% | 3,510 | $576.27K | Q1 2026 | May 15, 2026 |
| Gateway Wealth Partners, Llc | Buy | +1,914 | — | 1,914 | $314.38K | Q1 2026 | May 15, 2026 |
| Us Bancorp \De\ | Buy | +850 | +454.5% | 1,037 | $170.25K | Q1 2026 | May 15, 2026 |
| Allworth Financial Lp | Sell | -721 | -11.9% | 5,354 | $878.95K | Q1 2026 | May 15, 2026 |
| Royal Bank Of Canada | Sell | -630 | -0.7% | 90,533 | $14.86M | Q1 2026 | May 15, 2026 |
| Morgan Stanley | Sell | -478 | -0.1% | 406,319 | $66.71M | Q1 2026 | May 15, 2026 |
| &Partners | Sell | -448 | -5.0% | 8,525 | $1.40M | Q1 2026 | May 15, 2026 |
| Navis Wealth Advisors, Llc | Sell | -300 | -13.6% | 1,900 | $311.94K | Q1 2026 | May 15, 2026 |
Frequently asked questions about IAI activity
Which institutional owners are buying IAI?
Institutional owners buying IAI include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in IAI activity?
"Buy" means an investor increased their reported position in IAI compared to the prior reporting period. This reflects growing exposure to ISHARES U.S. BROKER-DEALERS (IAI) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in IAI increasing?
Institutional interest in IAI can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.