LCAP Institutional Ownership & Shareholders
PRINCIPAL CPTL APPREC S3 ETF (LCAP) is currently held by 15 institutional investors tracked by InsiderSet, with a combined reported market value of approximately $2.04B based on the latest available SEC Form 13F filings for the quarter ended September 30, 2026.
Principal Financial Group Inc is currently the largest disclosed institutional shareholder of LCAP tracked by InsiderSet, reporting ownership valued at approximately $1.64B in its September 30, 2026 SEC Form 13F filing. Based on current market prices and the latest disclosed share count, the position is now estimated to be worth approximately $1.61B, representing an estimated loss of -1.57% since the filing period.
The top 10 institutional shareholders tracked on this page collectively account for approximately 100% of the total disclosed LCAP value among the investors covered in this analysis. Major shareholders include Principal Financial Group Inc, Principal Securities, Inc., Envestnet Asset Management Inc, and several other long-term asset managers with concentrated positions in PRINCIPAL CPTL APPREC S3 ETF (LCAP).
This page ranks the largest institutional LCAP shareholders using publicly disclosed SEC Form 13F data, including reported values, estimated current holding values, portfolio allocation percentages, ownership concentration metrics, and historical holding changes across major hedge funds and investment firms.
Institutional Holders
15
Total Reported Value
$2.04B
Largest Holder
Principal Financial Group Inc
Largest Position
$1.64B
Insider Transactions (90d)
0
Latest Filing Quarter
Q3 2026
New Institutional Positions
17
Funds Exiting Positions
0
| Name | Investor/Manager | Portfolio % | Quantity | Reported Balance | Current Estimated Value | Gain/loss Since Filing | Estimated Portfolio Performance |
|---|---|---|---|---|---|---|---|
| Principal Financial Group Inc | 0.84% | 48,735,412 | $1,639,807,200 | $1,614,116,845 | -$25,690,355 | -1.57% | |
| Principal Securities, Inc. | 2.32% | 5,804,126 | $192,348,743 | $192,232,653 | -$116,090 | -0.06% | |
| Envestnet Asset Management Inc | 0.04% | 5,746,819 | $190,449,580 | $190,334,645 | -$114,935 | -0.06% | |
| Newedge Advisors, Llc | 0.03% | 270,115 | $8,951,612 | $8,946,209 | -$5,403 | -0.06% | |
| Ameriprise Financial Inc | 0.00% | 66,357 | $2,199,137 | $2,197,744 | -$1,393 | -0.06% | |
| Morgan Stanley | 0.00% | 37,799 | $1,252,659 | $1,251,903 | -$756 | -0.06% | |
| Goldman Sachs Group Inc | 0.00% | 34,054 | $1,128,550 | $1,127,868 | -$682 | -0.06% | |
| Lpl Financial Llc | 0.00% | 26,866 | $890,339 | $889,802 | -$537 | -0.06% | |
| Simplicity Wealth,Llc | 0.01% | 15,205 | $511,800 | $503,590 | -$8,210 | -1.60% | |
| Jane Street Group, Llc | 0.00% | 13,105 | $434,300 | $434,038 | -$262 | -0.06% | |
| Jpmorgan Chase & Co | 0.00% | 4,162 | $136,638 | $137,845 | +$1,207 | +0.88% | |
| Corecap Advisors, Llc | 0.00% | 1,559 | $52,476 | $51,634 | -$842 | -1.60% | |
| Citigroup Inc | 0.00% | 513 | $17,001 | $16,991 | -$10 | -0.06% | |
| Pinnacle Bancorp, Inc. | 0.00% | 220 | $7,405 | $7,286 | -$119 | -1.60% | |
| Farther Finance Advisors, Llc | 0.00% | 194 | $6,530 | $6,425 | -$105 | -1.60% |
Frequently asked questions about LCAP
Who are the largest institutional holders of LCAP?
The largest institutional holders of LCAP reported in the latest SEC Form 13F filings include Principal Financial Group Inc, Principal Securities, Inc., Envestnet Asset Management Inc, Newedge Advisors, Llc, and Ameriprise Financial Inc. InsiderSet ranks institutional holders by their latest reported LCAP position.
What is LCAP institutional ownership?
This page tracks LCAP positions reported by institutional investment managers through SEC Form 13F. PRINCIPAL CPTL APPREC S3 ETF (LCAP) institutional ownership on InsiderSet reflects disclosed 13F holdings among the managers we analyze, not every shareholder of the stock.
How many institutions own LCAP?
InsiderSet currently tracks 15 institutional managers reporting LCAP holdings in the latest available 13F data. This count reflects institutions included in the SEC Form 13F filings analyzed by InsiderSet and should not be interpreted as the total number of LCAP shareholders.
How much LCAP stock do institutions own?
Institutional investment managers disclosed approximately $2.04B in LCAP holdings for Q3 2026. This figure is reported 13F value as of the filing period, not necessarily today's market value.
When was LCAP institutional ownership last updated?
The latest LCAP institutional ownership data on InsiderSet is based on SEC Form 13F filings for the quarter ended September 30, 2026. Form 13F filings are generally reported after the quarter ends, so the holdings shown represent the latest publicly disclosed positions rather than real-time institutional holdings.
Are institutional LCAP holdings real-time?
No. Form 13F data is not real-time. It represents positions reported by institutional investment managers as of the end of the reporting quarter. An institution may have changed its LCAP position after the reporting date.
Are institutions buying or selling LCAP?
Institutional buying and selling can be analyzed by comparing LCAP positions across consecutive 13F reporting periods. InsiderSet's LCAP Ownership Changes page shows institutions that increased, reduced, initiated, or exited positions based on reported 13F holdings. View LCAP ownership changes.
How has LCAP institutional ownership changed over time?
InsiderSet tracks LCAP institutional holdings across multiple 13F reporting periods, allowing investors to compare institutional holder counts, reported value, and reported shares over time.