PRINCIPAL CPTL APPREC S3 ETF (LCAP) Institutional Ownership Changes & 13F Activity
PRINCIPAL CPTL APPREC S3 ETF (LCAP). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Principal Financial Group Inc, Principal Securities, Inc., Envestnet Asset Management Inc, Newedge Advisors, Llc, and Ameriprise Financial Inc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Envestnet Asset Management Inc | Buy | +961,846 | +20.1% | 5,746,819 | $190.45M | Q2 2026 | Sep 23, 2026 |
| Ameriprise Financial Inc | Buy | +66,357 | — | 66,357 | $2.20M | Q2 2026 | Aug 14, 2026 |
| Goldman Sachs Group Inc | Buy | +34,054 | — | 34,054 | $1.13M | Q2 2026 | Aug 14, 2026 |
| Jane Street Group, Llc | Sell | -20,068 | -60.5% | 13,105 | $434.30K | Q2 2026 | Aug 14, 2026 |
| Morgan Stanley | Sell | -22,685 | -37.5% | 37,799 | $1.25M | Q2 2026 | Aug 13, 2026 |
| Newedge Advisors, Llc | Buy | +270,115 | — | 270,115 | $8.95M | Q2 2026 | Aug 12, 2026 |
| Jpmorgan Chase & Co | Buy | +4,162 | — | 4,162 | $136.64K | Q2 2026 | Aug 12, 2026 |
| Lpl Financial Llc | Buy | +26,866 | — | 26,866 | $890.34K | Q2 2026 | Aug 07, 2026 |
| Principal Financial Group Inc | Buy | +45,660,110 | +1573.5% | 48,561,966 | $1.61B | Q2 2026 | Aug 04, 2026 |
| Principal Securities, Inc. | Buy | +984,957 | +20.4% | 5,804,126 | $192.35M | Q2 2026 | Aug 04, 2026 |
| Citigroup Inc | Buy | +513 | — | 513 | $17.00K | Q2 2026 | Aug 03, 2026 |
| Pinnacle Bancorp, Inc. | Buy | +50 | +29.4% | 220 | $7.29K | Q2 2026 | Jul 28, 2026 |
| Northwestern Mutual Wealth Management Co | Sell | -25 | -100.0% | 0 | $0.00 | Q2 2026 | May 07, 2026 |
| Simplicity Wealth,Llc | Sell | -15,744 | -100.0% | 0 | $0.00 | Q2 2026 | Apr 30, 2026 |
Frequently asked questions about LCAP activity
Which institutional owners are buying LCAP?
Institutional owners buying LCAP include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in LCAP activity?
"Buy" means an investor increased their reported position in LCAP compared to the prior reporting period. This reflects growing exposure to PRINCIPAL CPTL APPREC S3 ETF (LCAP) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in LCAP increasing?
Institutional interest in LCAP can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.