BALLAST SMALL/MID CAP ETF (MGMT) Institutional Ownership Changes & 13F Activity
BALLAST SMALL/MID CAP ETF (MGMT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q2 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Raymond James Financial Inc, Commerce Advisors, Llc, Gts Securities Llc, Rockefeller Capital Management L.P., and Citadel Advisors Llc.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Envestnet Asset Management Inc | Buy | +2,937 | +3.7% | 82,202 | $4.19M | Q2 2026 | Sep 23, 2026 |
| Citadel Advisors Llc | Buy | +12,026 | — | 12,026 | $612.85K | Q2 2026 | Sep 02, 2026 |
| Pure Financial Advisors, Llc | Buy | +122 | +0.9% | 13,629 | $694.54K | Q2 2026 | Aug 17, 2026 |
| Raymond James Financial Inc | Buy | +106,116 | +88.7% | 225,715 | $11.50M | Q2 2026 | Aug 14, 2026 |
| Gts Securities Llc | Buy | +25,495 | — | 25,495 | $1.30M | Q2 2026 | Aug 14, 2026 |
| Hrt Financial Lp | Buy | +10,060 | — | 10,060 | $512.00K | Q2 2026 | Aug 14, 2026 |
| Waverly Advisors, Llc | Sell | -2,573 | -4.3% | 57,215 | $2.92M | Q2 2026 | Aug 14, 2026 |
| Jones Financial Companies Lllp | Buy | +286 | — | 286 | $14.45K | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | Sell | -12,326 | -5.8% | 201,381 | $10.26M | Q2 2026 | Aug 13, 2026 |
| Morgan Stanley | Sell | -790 | -57.0% | 596 | $30.37K | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, Llc | Sell | -165 | -0.3% | 49,148 | $2.50M | Q2 2026 | Aug 13, 2026 |
| Jpmorgan Chase & Co | Buy | +6,493 | — | 6,493 | $328.97K | Q2 2026 | Aug 12, 2026 |
| Stifel Financial Corp | Sell | -560 | -5.0% | 10,575 | $538.90K | Q2 2026 | Aug 12, 2026 |
| Dakota Wealth Management | Sell | -402 | -0.3% | 145,061 | $7.39M | Q2 2026 | Aug 07, 2026 |
| Blackrock, Inc. | Buy | +249 | — | 249 | $12.68K | Q2 2026 | Aug 07, 2026 |
| Lpl Financial Llc | Sell | -249 | -5.1% | 4,593 | $234.06K | Q2 2026 | Aug 07, 2026 |
| Frontier Asset Management, Llc | Sell | -3,459 | -40.0% | 5,194 | $264.67K | Q2 2026 | Aug 06, 2026 |
| Verabank, N.A. | Sell | -3,335 | -44.0% | 4,238 | $215.97K | Q2 2026 | Aug 06, 2026 |
| Heritage Trust Co | Buy | +1,609 | +12.1% | 14,886 | $758.59K | Q2 2026 | Aug 06, 2026 |
| Vann Equity Management Llc | Sell | -3,274 | -42.7% | 4,386 | $223.51K | Q2 2026 | Aug 05, 2026 |
| Janney Montgomery Scott Llc | Buy | +1,196 | +3.5% | 35,785 | $1.82M | Q2 2026 | Aug 05, 2026 |
| Commerce Advisors, Llc | Buy | +74,347 | +128.6% | 132,153 | $6.73M | Q2 2026 | Aug 04, 2026 |
| Hedeker Wealth, Llc | Buy | +7,072 | +4.4% | 169,432 | $8.63M | Q2 2026 | Aug 04, 2026 |
| Weaver Consulting Group | Buy | +5,770 | +4.0% | 149,938 | $7.64M | Q2 2026 | Jul 29, 2026 |
| Verdence Capital Advisors Llc | Buy | +832 | +6.6% | 13,465 | $686.18K | Q2 2026 | Jul 29, 2026 |
| Krilogy Financial Llc | Sell | -1,903 | -13.4% | 12,326 | $628.12K | Q2 2026 | Jul 27, 2026 |
| Cpc Advisors, Llc | Buy | +10,420 | +1.5% | 685,108 | $34.91M | Q2 2026 | Jul 24, 2026 |
| Benjamin Edwards Inc | Sell | -209 | -0.8% | 26,963 | $1.37M | Q2 2026 | Jul 24, 2026 |
| Cape Investment Advisory, Inc. | Buy | +197 | +0.2% | 81,430 | $4.15M | Q2 2026 | Jul 23, 2026 |
| Englebert Financial Advisers, Llc | Sell | -2,613 | -1.5% | 168,140 | $8.57M | Q2 2026 | Jul 22, 2026 |
Frequently asked questions about MGMT activity
Which institutional owners are buying MGMT?
Institutional owners buying MGMT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in MGMT activity?
"Buy" means an investor increased their reported position in MGMT compared to the prior reporting period. This reflects growing exposure to BALLAST SMALL/MID CAP ETF (MGMT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in MGMT increasing?
Institutional interest in MGMT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.