ALPS OSHARES US SMALL-CAP QU (OUSM) Institutional Ownership Changes & 13F Activity
ALPS OSHARES US SMALL-CAP QU (OUSM). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions in the latest reporting period. Notable filers include Wells Fargo & Company/Mn, Level Four Advisory Services, Llc, Focus Partners Advisor Solutions, Llc, Cetera Investment Advisers, and Two Sigma Investments, Lp.
| Institution | Type | Change in shares | Change Position % | Shares | Reported stock balance | Portfolio quarter | Filing date |
|---|---|---|---|---|---|---|---|
| Wells Fargo & Company/Mn | Sell | -123,253 | -31.2% | 272,184 | $11.91M | Q1 2026 | Jul 08, 2026 |
| Western Wealth Management, Llc | Buy | +2,784 | — | 2,784 | $121.77K | Q1 2026 | May 19, 2026 |
| Bank Of America Corp | Sell | -3,728 | -1.1% | 345,754 | $15.12M | Q1 2026 | May 18, 2026 |
| Two Sigma Investments, Lp | Sell | -40,700 | -32.3% | 85,200 | $3.73M | Q1 2026 | May 15, 2026 |
| Goldman Sachs Group Inc | Buy | +38,569 | +600.6% | 44,991 | $1.97M | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | Sell | -27,352 | -47.5% | 30,243 | $1.32M | Q1 2026 | May 15, 2026 |
| Royal Bank Of Canada | Buy | +18,125 | +8.7% | 226,649 | $9.91M | Q1 2026 | May 15, 2026 |
| Jones Financial Companies Lllp | Buy | +15,658 | +17.4% | 105,860 | $4.56M | Q1 2026 | May 15, 2026 |
| Citadel Advisors Llc | Buy | +7,596 | — | 7,596 | $332.25K | Q1 2026 | May 15, 2026 |
| Morgan Stanley | Sell | -5,675 | -0.3% | 1,642,739 | $71.85M | Q1 2026 | May 15, 2026 |
| Tower Research Capital Llc (Trc) | Buy | +4,194 | — | 4,194 | $183.45K | Q1 2026 | May 15, 2026 |
| &Partners | Sell | -3,065 | -6.4% | 44,704 | $1.96M | Q1 2026 | May 15, 2026 |
| Osaic Holdings, Inc. | Sell | -2,818 | -10.2% | 24,679 | $1.08M | Q1 2026 | May 15, 2026 |
| Advisory Services Network, Llc | Buy | +2,567 | +4.6% | 58,977 | $2.58M | Q1 2026 | May 15, 2026 |
| Harbour Investments, Inc. | Buy | +1,400 | +56.6% | 3,872 | $169.36K | Q1 2026 | May 15, 2026 |
| Allworth Financial Lp | Buy | +1,200 | — | 1,200 | $52.49K | Q1 2026 | May 15, 2026 |
| Fmr Llc | Buy | +1,196 | +38.5% | 4,301 | $188.12K | Q1 2026 | May 15, 2026 |
| Blue Chip Partners, Llc | Sell | -631 | -9.4% | 6,078 | $265.87K | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | Buy | +64 | +206.5% | 95 | $4.16K | Q1 2026 | May 15, 2026 |
| Level Four Advisory Services, Llc | Sell | -61,561 | -38.4% | 98,848 | $4.32M | Q1 2026 | May 14, 2026 |
| Raymond James Financial Inc | Buy | +17,425 | +1.2% | 1,438,718 | $62.93M | Q1 2026 | May 14, 2026 |
| Regal Investment Advisors Llc | Buy | +4,648 | — | 4,648 | $203.28K | Q1 2026 | May 14, 2026 |
| Vestgen Advisors, Llc | Sell | -1,048 | -6.3% | 15,643 | $723.49K | Q1 2026 | May 14, 2026 |
| Gladstone Institutional Advisory Llc | Buy | +403 | +1.7% | 23,694 | $1.04M | Q1 2026 | May 14, 2026 |
| Capital Analysts, Llc | Sell | -19 | -2.2% | 826 | $36.00K | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | Buy | +11 | +0.2% | 4,745 | $207.55K | Q1 2026 | May 14, 2026 |
| Focus Partners Advisor Solutions, Llc | Buy | +56,268 | +563.0% | 66,262 | $2.90M | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | Sell | -49,114 | -4.5% | 1,042,102 | $45.58M | Q1 2026 | May 13, 2026 |
| Ubs Am, A Distinct Business Unit Of Ubs Asset Management Americas Llc | Buy | +15,476 | — | 15,476 | $676.92K | Q1 2026 | May 13, 2026 |
| Strategic Financial Concepts, Llc | Buy | +14,762 | — | 14,762 | $645.70K | Q1 2026 | May 13, 2026 |
Frequently asked questions about OUSM activity
Which institutional owners are buying OUSM?
Institutional owners buying OUSM include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.
What does "buy" mean in OUSM activity?
"Buy" means an investor increased their reported position in OUSM compared to the prior reporting period. This reflects growing exposure to ALPS OSHARES US SMALL-CAP QU (OUSM) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).
Is institutional interest in OUSM increasing?
Institutional interest in OUSM can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.