Smith Asset Management Co., Llc Portfolio Stock Holdings
Smith Asset Management Co., Llc disclosed 71 stock positions valued at approximately $116.5 million in its latest SEC 13F filing. The largest holdings include BERKSHIRE HATHAWAY INC DEL, NUVEEN PFD & INCOME OPPORTUN, and ARES CAPITAL CORP. The filing reflects positions held as of March 31, 2026 and was filed on May 15, 2026.
- Report Period
- March 31, 2026
- No. of Stocks
- 71
- Portfolio Value
- $116.5M
Holdings by Sector
Smith Asset Management Co., Llc Portfolio Holdings in Q1 2026
69 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | BRK-B | Financial Services | 6.39% | 15,543 | +598 | +4.00% | $7,448,206 |
| NUVEEN PFD & INCOME OPPORTUN | JPC | Financial Services | 5.90% | 911,404 | -14,620 | -1.58% | $6,871,986 |
| ARES CAPITAL CORP | ARCC | Financial Services | 5.32% | 344,279 | +29,081 | +9.23% | $6,203,908 |
| DNP SELECT INCOME FD INC | DNP | Financial Services | 3.55% | 401,931 | -7,794 | -1.90% | $4,139,897 |
| ALLIANCEBERNSTEIN GLOBAL HIG | XAWFX | Other | 3.44% | 394,097 | -8,005 | -1.99% | $4,007,974 |
| CALAMOS STRATEGIC TOTAL RETU | CSQ | Financial Services | 3.38% | 229,856 | +5,907 | +2.64% | $3,935,135 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 3.34% | 5,981 | +214 | +3.71% | $3,889,684 |
| COHEN & STEERS TOTAL RETURN | RFI | Financial Services | 3.25% | 339,631 | +5,645 | +1.69% | $3,783,497 |
| VANGUARD WORLD FD | VGT | Other | 2.92% | 4,883 | +246 | +5.31% | $3,406,967 |
| APPLE INC | AAPL | Technology | 2.76% | 12,665 | +1,127 | +9.77% | $3,214,428 |
| FIRST TR ENHANCED EQUITY | FFA | Financial Services | 2.68% | 153,242 | -426 | -0.28% | $3,126,144 |
| BARINGS CORPORATE INVS | MCI | Financial Services | 2.56% | 172,921 | -3,224 | -1.83% | $2,981,161 |
| REAVES UTIL INCOME FD | UTG | Financial Services | 2.54% | 75,380 | -1,627 | -2.11% | $2,960,927 |
| PIMCO CORPORATE & INCM STRG | PCN | Financial Services | 2.50% | 244,440 | +16,686 | +7.33% | $2,908,840 |
| BLACKROCK CR ALLOCATION | BTZ | Financial Services | 2.39% | 276,288 | -3,028 | -1.08% | $2,790,512 |
| PIMCO DYNAMIC INCOME FD | PDI | Financial Services | 2.39% | 162,492 | +13,913 | +9.36% | $2,780,244 |
| ANNALY CAPITAL MANAGEMENT IN | NLY | Real Estate | 2.29% | 126,009 | +5,773 | +4.80% | $2,665,111 |
| BLACKROCK ENHANCED INTL DIV | XBGYX | Other | 2.24% | 481,880 | -13,019 | -2.63% | $2,606,975 |
| COHEN & STEERS SELECT PFD & | PSF | Financial Services | 2.17% | 130,560 | -1,789 | -1.35% | $2,531,565 |
| VANGUARD WORLD FD | VIS | Other | 2.12% | 7,905 | +778 | +10.92% | $2,468,099 |
| COHEN & STEERS INFRASTRUCTUR | UTF | Financial Services | 2.11% | 94,880 | -1,822 | -1.88% | $2,455,494 |
| FLAHERTY & CRUMRINE TOTAL RE | FLC | Financial Services | 1.80% | 126,131 | -1,520 | -1.19% | $2,093,786 |
| ABRDN HEALTHCARE INVESTORS | HQH | Financial Services | 1.76% | 115,261 | -1,799 | -1.54% | $2,050,502 |
| PIMCO CORPORATE & INCOME OPP | PTY | Financial Services | 1.71% | 165,202 | +2,821 | +1.74% | $1,992,340 |
| BLACKROCK DEBT STRATEGIES FD | DSU | Financial Services | 1.64% | 199,531 | +16,566 | +9.05% | $1,913,502 |
| FLAHERTY & CRUMRINE DYNAMIC | DFP | Financial Services | 1.64% | 95,067 | -1,817 | -1.88% | $1,907,995 |
| GUGGENHEIM STRATEGIC OPPORTU | GOF | Financial Services | 1.31% | 138,980 | +15,921 | +12.94% | $1,531,560 |
| BLACKROCK UTILS INFRASTRUCTU | BUI | Financial Services | 1.21% | 53,335 | +73 | +0.14% | $1,406,977 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.16% | 6,494 | +876 | +15.59% | $1,352,505 |
| ABRDN GLOBAL INFRA INCOME FU | ASGI | Other | 1.13% | 58,654 | -995 | -1.67% | $1,311,503 |
| WSTRN AST GLBL CORP OPP FD I | GDO | Financial Services | 1.04% | 112,660 | -3,003 | -2.60% | $1,212,225 |
| FLAHERTY & CRUMRIN PFD & INM | XFFCX | Other | 1.02% | 76,850 | +2,965 | +4.01% | $1,190,407 |
| BARINGS PARTN INVS | MPV | Financial Services | 1.01% | 68,610 | -1,713 | -2.44% | $1,175,975 |
| NUVEEN AMT FREE MUN CR INC F | NVG | Financial Services | 0.93% | 87,725 | -2,559 | -2.83% | $1,081,655 |
| INVESCO QQQ TR | QQQ | Other | 0.92% | 1,861 | +529 | +39.71% | $1,074,137 |
| MICROSOFT CORP | MSFT | Technology | 0.86% | 2,700 | +1,834 | +211.78% | $999,473 |
| VANGUARD INDEX FDS | VTV | Other | 0.86% | 5,091 | +391 | +8.32% | $998,854 |
| SPDR SERIES TRUST | SPLG | Other | 0.78% | 11,801 | +818 | +7.45% | $903,249 |
| COHEN & STEERS REIT & PFD & | XRNPX | Other | 0.77% | 45,170 | +9,642 | +27.14% | $892,559 |
| VANGUARD INDEX FDS | VB | Other | 0.73% | 3,255 | +146 | +4.70% | $852,550 |
| FLAHERTY & CRUMRINE PFD INCO | PFD | Financial Services | 0.71% | 74,065 | -31,853 | -30.07% | $828,047 |
| SUBURBAN PROPANE PARTNERS L | SPH | Utilities | 0.71% | 42,016 | -304 | -0.72% | $827,295 |
| OMEGA HEALTHCARE INVS INC | OHI | Real Estate | 0.62% | 16,501 | -150 | -0.90% | $723,103 |
| BLACKROCK LTD DURATION INCOM | BLW | Financial Services | 0.59% | 55,065 | +571 | +1.05% | $693,268 |
| BLACKROCK HEALTH SCIENCES TR | XBMEX | Other | 0.55% | 16,529 | +3,644 | +28.28% | $636,532 |
| VANGUARD WORLD FD | VDE | Other | 0.53% | 3,602 | +482 | +15.45% | $623,290 |
| COLUMBIA SELIGM PREM TECH GR | STK | Financial Services | 0.52% | 16,070 | - | - | $609,535 |
| SELECT SECTOR SPDR TR | XLV | Other | 0.52% | 4,137 | +171 | +4.31% | $606,526 |
| BLACKROCK CORPOR HI YLD FD I | HYT | Financial Services | 0.52% | 70,789 | +5,382 | +8.23% | $603,122 |
| WALMART INC | WMT | Consumer Defensive | 0.48% | 4,459 | +10 | +0.22% | $554,165 |
| VANGUARD INDEX FDS | VOT | Other | 0.44% | 1,991 | -2 | -0.10% | $512,384 |
| MORGAN STANLEY EMKT DBT FD I | MSD | Financial Services | 0.43% | 71,947 | +4,621 | +6.86% | $505,068 |
| IRON MTN INC DEL | IRM | Real Estate | 0.42% | 4,756 | -165 | -3.35% | $485,778 |
| ALPHABET INC | GOOGL | Communication Services | 0.39% | 1,580 | +560 | +54.90% | $454,348 |
| HEALTHPEAK PROPERTIES INC | DOC | Real Estate | 0.39% | 27,393 | -50 | -0.18% | $450,072 |
| COHEN & STEERS LTD DURATION | LDP | Other | 0.33% | 19,016 | +7,231 | +61.36% | $379,750 |
| DUKE ENERGY CORP NEW | DUK | Utilities | 0.30% | 2,654 | -49 | -1.81% | $347,515 |
| FLAHERTY & CRUMRINE PFD INCO | PFO | Financial Services | 0.25% | 31,818 | +31,818 | +100.00% | $287,635 |
| SEVEN HILLS REALTY TRUST | SEVN | Real Estate | 0.23% | 32,053 | -540 | -1.66% | $263,476 |
| ALTRIA GROUP INC | MO | Consumer Defensive | 0.21% | 3,736 | -135 | -3.49% | $246,539 |
| SELECT SECTOR SPDR TR | XLF | Other | 0.20% | 4,742 | -327 | -6.45% | $234,113 |
| AMGEN INC | AMGN | Healthcare | 0.20% | 661 | - | - | $232,573 |
| LIBERTY ALL-STAR GROWTH FD I | ASG | Financial Services | 0.17% | 41,379 | -500 | -1.19% | $196,550 |
| ALLIANCEBERNSTEIN NATL MUN I | AFB | Financial Services | 0.17% | 18,203 | - | - | $194,590 |
| WESTERN ASSET PREMIER BD FD | WEA | Financial Services | 0.17% | 18,367 | +3,404 | +22.75% | $194,323 |
| DIVERSIFIED HEALTHCARE TR | DHC | Real Estate | 0.13% | 22,293 | - | - | $148,026 |
| PUTNAM MUN OPPORTUNITIES TR | PMO | Financial Services | 0.12% | 13,742 | +13,742 | +100.00% | $141,543 |
| LIBERTY ALL STAR EQUITY FD | USA | Financial Services | 0.09% | 18,552 | -99 | -0.53% | $102,964 |
| SERVICE PPTYS TR | SVC | Real Estate | 0.02% | 17,902 | -350 | -1.92% | $24,257 |