Smith Asset Management Co., Llc Portfolio Stock Holdings
According to the SEC 13F filed on October 16, 2026, Smith Asset Management Co., Llc disclosed 72 stock positions valued at approximately $122.73M as of quarter-end September 30, 2026. The largest holdings include BERKSHIRE HATHAWAY INC DEL, ARES CAPITAL CORP, and NUVEEN PFD & INCOME OPPORTUN.
- Report Period
- September 30, 2026
- No. of Stocks
- 72
- Portfolio Value
- $122.73M
Holdings by Sector
Smith Asset Management Co., Llc Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | BRK-B | Financial Services | 6.29% | 15,501 | -419 | -2.63% | $7,718,971 |
| ARES CAPITAL CORP | ARCC | Financial Services | 5.48% | 352,408 | +2,642 | +0.76% | $6,731,004 |
| NUVEEN PFD & INCOME OPPORTUN | JPC | Financial Services | 4.86% | 874,373 | -16,489 | -1.85% | $5,963,224 |
| VANGUARD WORLD FD | VGT | Other | 4.72% | 46,070 | +390 | +0.85% | $5,789,706 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 3.83% | 6,168 | +154 | +2.56% | $4,704,210 |
| CALAMOS STRATEGIC TOTAL RETU | CSQ | Financial Services | 3.56% | 214,209 | -12,397 | -5.47% | $4,367,722 |
| APPLE INC | AAPL | Technology | 3.43% | 12,626 | -667 | -5.02% | $4,204,794 |
| DNP SELECT INCOME FD INC | DNP | Financial Services | 3.04% | 389,428 | -6,725 | -1.70% | $3,726,832 |
| ALLIANCEBERNSTEIN GLOBAL HIG | XAWFX | Other | 2.97% | 374,429 | -12,151 | -3.14% | $3,643,201 |
| VANGUARD WORLD FD | VIS | Other | 2.85% | 10,920 | +966 | +9.70% | $3,500,089 |
| COHEN & STEERS TOTAL RETURN | RFI | Financial Services | 2.81% | 328,916 | -4,738 | -1.42% | $3,450,336 |
| FIRST TR ENHANCED EQUITY | FFA | Financial Services | 2.66% | 146,891 | -2,886 | -1.93% | $3,266,864 |
| BARINGS CORPORATE INVS | MCI | Financial Services | 2.41% | 167,534 | -2,020 | -1.19% | $2,960,338 |
| INVESCO QQQ TR | QQQ | Other | 2.32% | 3,849 | +1,102 | +40.12% | $2,848,028 |
| MICROSOFT CORP | MSFT | Technology | 2.29% | 5,473 | +407 | +8.03% | $2,807,182 |
| PIMCO CORPORATE & INCM STRG | PCN | Financial Services | 2.07% | 237,763 | -4,625 | -1.91% | $2,536,935 |
| BLACKROCK ENHANCED INTL DIV | XBGYX | Other | 2.07% | 450,171 | -28,287 | -5.91% | $2,534,467 |
| BLACKROCK CR ALLOCATION | BTZ | Financial Services | 2.05% | 269,620 | -3,723 | -1.36% | $2,510,166 |
| REAVES UTIL INCOME FD | UTG | Financial Services | 2.04% | 72,740 | -1,139 | -1.54% | $2,498,620 |
| ANNALY CAPITAL MANAGEMENT IN | NLY | Real Estate | 1.93% | 125,397 | -349 | -0.28% | $2,368,749 |
| ABRDN HEALTHCARE INVESTORS | HQH | Financial Services | 1.89% | 111,254 | -1,470 | -1.30% | $2,324,096 |
| COHEN & STEERS SELECT PFD & | PSF | Financial Services | 1.88% | 126,979 | -2,664 | -2.05% | $2,303,405 |
| COHEN & STEERS INFRASTRUCTUR | UTF | Financial Services | 1.83% | 90,908 | -2,958 | -3.15% | $2,240,882 |
| PIMCO DYNAMIC INCOME FD | PDI | Financial Services | 1.82% | 159,036 | -1,790 | -1.11% | $2,231,280 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.59% | 7,847 | +750 | +10.57% | $1,955,209 |
| FLAHERTY & CRUMRINE TOTAL RE | FLC | Financial Services | 1.56% | 121,220 | -2,791 | -2.25% | $1,909,223 |
| PIMCO CORPORATE & INCOME OPP | PTY | Financial Services | 1.48% | 165,436 | -2,069 | -1.24% | $1,821,450 |
| BLACKROCK DEBT STRATEGIES FD | DSU | Financial Services | 1.44% | 196,494 | +2,372 | +1.22% | $1,768,446 |
| FLAHERTY & CRUMRINE DYNAMIC | DFP | Financial Services | 1.43% | 93,260 | -482 | -0.51% | $1,760,749 |
| VANGUARD INDEX FDS | VTV | Other | 1.10% | 6,229 | +1,158 | +22.84% | $1,346,150 |
Showing 30 of 72 holdings in the latest reporting period.