Cathie Wood - ARK Invest 13F Activity & Position Changes (Q3 2020)

As of Sep 30, 2020, the ARK Invest portfolio activity showed several notable changes in holdings, according to the latest SEC 13F filing reported on Oct 30, 2020. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2020, the filing reported:

New Buys - Accolade, Inc., ARK Innovation ETF, Exact Sciences Corporation, Niu Technologies, Nintendo Co., Ltd., and 7 more

Increases - Apple Inc., Adobe Inc., Adaptive Biotechnologies Corpor, Altair Engineering Inc., AMETEK, Inc., and 96 more

Reductions - Autodesk, Inc., Align Technology, Inc., Check Point, Castle Biosciences, Inc., CyberArk, and 17 more

Complete Exits - Howmet Aerospace Inc., Eastman Kodak Company, Precigen, Inc., SolarEdge Technologies, Inc., Zillow Group, Inc.

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2020	AAPL Apple Inc.	Apple Inc.	Buy	+126,294	+121.9%	$26.63K	229,924
Q3 2020	ACCD Accolade, Inc.	Accolade, Inc.	Buy - Position Entry	+593,584	-	$23.07K	593,584
Q3 2020	ADBE Adobe Inc.	Adobe Inc.	Buy	+10,140	+25.1%	$24.82K	50,608
Q3 2020	ADPT Adaptive Biotechnologies Corpor	Adaptive Biotechnologies Corpor	Buy	+575,584	+186.2%	$43.02K	884,722
Q3 2020	ADSK Autodesk, Inc.	Autodesk, Inc.	Sell	-284,680	-83.8%	$12.75K	55,188
Q3 2020	ALGN Align Technology, Inc.	Align Technology, Inc.	Sell	-261	-12.2%	$613.00	1,872
Q3 2020	ALTR Altair Engineering Inc.	Altair Engineering Inc.	Buy	+8,020	+17.6%	$2.25K	53,575
Q3 2020	AME AMETEK, Inc.	AMETEK, Inc.	Buy	+1,227	+24.2%	$626.00	6,300
Q3 2020	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Buy	+6,504	+36.6%	$76.41K	24,266
Q3 2020	ANSS ANSYS, Inc.	ANSYS, Inc.	Buy	+9,956	+55.2%	$9.16K	27,988
Q3 2020	ARCT Arcturus Therapeutics Holdings	Arcturus Therapeutics Holdings	Buy	+577,007	+30.1%	$107.07K	2,495,842
Q3 2020	ARKK ARK Innovation ETF	ARK Innovation ETF	Buy - Position Entry	+1,110	-	$102.00	1,110
Q3 2020	ATI ATI Inc.	ATI Inc.	Buy	+1,027	+20.2%	$53.00	6,111
Q3 2020	AVAV AeroVironment, Inc.	AeroVironment, Inc.	Buy	+61,825	+44.3%	$12.09K	201,537
Q3 2020	BABA Alibaba Group Holding Limited	Alibaba Group Holding Limited	Buy	+103,814	+67.6%	$75.66K	257,372
Q3 2020	BIDU Baidu, Inc.	Baidu, Inc.	Buy	+51,265	+118.5%	$11.97K	94,537
Q3 2020	CAT Caterpillar, Inc.	Caterpillar, Inc.	Buy	+60,144	+94.7%	$18.44K	123,641
Q3 2020	CDNA CareDx, Inc.	CareDx, Inc.	Buy	+583,725	+45.8%	$70.54K	1,859,227
Q3 2020	CDXS Codexis, Inc.	Codexis, Inc.	Buy	+412,131	+41.2%	$16.58K	1,412,299
Q3 2020	CERS Cerus Corporation	Cerus Corporation	Buy	+8,241,636	+37.9%	$187.80K	30,000,071
Q3 2020	CGEN Compugen	Compugen	Buy	+3,573,805	+25.3%	$287.17K	17,672,228
Q3 2020	CHKP Check Point	Check Point	Sell	-2,668	-27.1%	$864.00	7,183
Q3 2020	CLLS Cellectis S.A.	Cellectis S.A.	Buy	+1,355,756	+48.8%	$76.50K	4,135,083
Q3 2020	CRM Salesforce, Inc.	Salesforce, Inc.	Buy	+10,757	+8.0%	$36.35K	144,644
Q3 2020	CRS Carpenter Technology Corporatio	Carpenter Technology Corporatio	Buy	+564	+27.1%	$48.00	2,649
Q3 2020	CRWD CrowdStrike Holdings, Inc.	CrowdStrike Holdings, Inc.	Buy	+103,145	+77.3%	$32.49K	236,572
Q3 2020	CSTL Castle Biosciences, Inc.	Castle Biosciences, Inc.	Sell	-26,045	-5.5%	$23.04K	447,725
Q3 2020	CYBR CyberArk	CyberArk	Sell	-3,926	-33.7%	$800.00	7,732
Q3 2020	DD DuPont de Nemours, Inc.	DuPont de Nemours, Inc.	Buy	+54	+5.1%	$62.00	1,114
Q3 2020	DDD 3D Systems Corporation	3D Systems Corporation	Buy	+132,919	+61.8%	$1.71K	347,853

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