Cathie Wood - ARK Invest Options Holdings (Q3 2021)
As of Sep 30, 2021, the ARK Invest portfolio disclosed options positions in its latest SEC 13F filing reported on May 12, 2026. These filings include call and put options tied to underlying equity holdings, providing a deeper look at the fund's use of derivatives for exposure and hedging.
The reported options activity included 6 call contracts and 3 put contracts across companies such as Zoom Communications, Inc. (ZM), SPDR Select Sector Fund - Energ (XLE), ARK Innovation ETF (ARKK). Options positions can signal strategies around hedging risk, enhancing leverage, or adjusting portfolio exposure during market shifts.
Options Positions
Showing 9 of 9 positions.
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2021 | ZM | Zoom Communications, Inc. | CALL | 7,400 | $1,935.00 |
| Q3 2021 | XLE | SPDR Select Sector Fund - Energ | PUT | 26,900 | $1,401.00 |
| Q3 2021 | ARKK | ARK Innovation ETF | CALL | 8,400 | $928.00 |
| Q3 2021 | COIN | Coinbase Global, Inc. | CALL | 2,500 | $569.00 |
| Q3 2021 | TSLA | Tesla, Inc. | CALL | 600 | $465.00 |
| Q3 2021 | PACB | Pacific Biosciences of Californ | CALL | 16,600 | $424.00 |
| Q3 2021 | KRE | SPDR S&P Regional Banking ETF | PUT | 5,600 | $379.00 |
| Q3 2021 | INTC | Intel Corporation | PUT | 5,100 | $272.00 |
| Q3 2021 | SQ | Block, Inc. | CALL | 700 | $168.00 |
Note: Notional value represents the total exposure of the options position.