Cathie Wood - ARK Invest Options Holdings (Q3 2021)
According to the SEC 13F filed on Aug 14, 2026, the ARK Invest portfolio disclosed options positions as of quarter-end Jun 30, 2026. These positions include call and put options tied to underlying equity holdings, providing a deeper look at the fund's use of derivatives for exposure and hedging.
The reported options activity included 6 call contracts and 3 put contracts across companies such as Zoom Communications, Inc. (ZM), SPDR Select Sector Fund - Energ (XLE), ARK Innovation ETF (ARKK). Options positions can signal strategies around hedging risk, enhancing leverage, or adjusting portfolio exposure during market shifts.
Options Positions
Showing 9 of 9 positions.
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2021 | ZM | Zoom Communications, Inc. | CALL | 7,400 | $1,935.00 |
| Q3 2021 | XLE | SPDR Select Sector Fund - Energ | PUT | 26,900 | $1,401.00 |
| Q3 2021 | ARKK | ARK Innovation ETF | CALL | 8,400 | $928.00 |
| Q3 2021 | COIN | Coinbase Global, Inc. | CALL | 2,500 | $569.00 |
| Q3 2021 | TSLA | Tesla, Inc. | CALL | 600 | $465.00 |
| Q3 2021 | PACB | Pacific Biosciences of Californ | CALL | 16,600 | $424.00 |
| Q3 2021 | KRE | SPDR S&P Regional Banking ETF | PUT | 5,600 | $379.00 |
| Q3 2021 | INTC | Intel Corporation | PUT | 5,100 | $272.00 |
| Q3 2021 | SQ | Block, Inc. | CALL | 700 | $168.00 |
Note: Notional value represents the total exposure of the options position.