Kaizen Financial Strategies Portfolio Stock Holdings
Kaizen Financial Strategies disclosed 170 stock positions valued at approximately $236.2 million in its latest SEC 13F filing. The largest holdings include STATE STR SPDR S&P 500 ETF T, SCHWAB STRATEGIC TR, and APPLE INC. The filing reflects positions held as of March 31, 2026 and was filed on May 1, 2026.
- Report Period
- March 31, 2026
- No. of Stocks
- 170
- Portfolio Value
- $236.2M
Holdings by Sector
Kaizen Financial Strategies Portfolio Holdings in Q1 2026
165 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 7.79% | 26,225 | -1,543 | -5.56% | $18,401,297 |
| SCHWAB STRATEGIC TR | SCHG | Other | 7.54% | 554,386 | +10,670 | +1.96% | $17,812,438 |
| APPLE INC | AAPL | Technology | 6.42% | 57,584 | -1,674 | -2.82% | $15,167,535 |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | Other | 5.34% | 277,840 | -27,086 | -8.88% | $12,611,139 |
| NVIDIA CORPORATION | NVDA | Technology | 4.37% | 51,976 | -2,000 | -3.71% | $10,309,363 |
| VANGUARD MALVERN FDS | VCRB | Other | 4.17% | 127,046 | -2,071 | -1.60% | $9,856,865 |
| SCHWAB STRATEGIC TR | SCHI | Other | 3.56% | 368,644 | +20,066 | +5.76% | $8,397,701 |
| ALPHABET INC | GOOG | Communication Services | 3.29% | 23,384 | -319 | -1.35% | $7,781,419 |
| J P MORGAN EXCHANGE TRADED F | JIRE | Other | 2.99% | 88,160 | +8,850 | +11.16% | $7,070,424 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 2.13% | 20,129 | -2,095 | -9.43% | $5,026,211 |
| VANECK ETF TRUST | SMH | Other | 2.10% | 10,910 | +1,382 | +14.50% | $4,962,066 |
| ALPHABET INC | GOOGL | Communication Services | 1.63% | 11,455 | +50 | +0.44% | $3,849,186 |
| VANGUARD WHITEHALL FDS | VYM | Other | 1.49% | 22,948 | +19,667 | +599.42% | $3,530,116 |
| BLACKSTONE INC | BX | Financial Services | 1.34% | 24,696 | -2,431 | -8.96% | $3,164,260 |
| VANGUARD SPECIALIZED FUNDS | VIG | Other | 1.34% | 14,046 | -3,249 | -18.79% | $3,158,669 |
| MICROSOFT CORP | MSFT | Technology | 1.25% | 6,998 | -524 | -6.97% | $2,940,804 |
| SCHWAB STRATEGIC TR | FNDB | Other | 1.14% | 94,001 | +12,120 | +14.80% | $2,683,259 |
| INVESCO QQQ TR | QQQ | Other | 1.11% | 4,076 | +49 | +1.22% | $2,610,246 |
| TESLA INC | TSLA | Consumer Cyclical | 1.01% | 6,128 | -541 | -8.11% | $2,383,179 |
| SCHWAB STRATEGIC TR | SCHR | Other | 0.92% | 86,789 | -6,753 | -7.22% | $2,161,922 |
| SELECT SECTOR SPDR TR | XLK | Other | 0.88% | 13,691 | +1 | +0.01% | $2,081,330 |
| NEOS ETF TRUST | SPYI | Other | 0.85% | 38,477 | +2,093 | +5.75% | $2,008,499 |
| SCHWAB STRATEGIC TR | FNDA | Other | 0.84% | 57,105 | +6,961 | +13.88% | $1,980,972 |
| NEOS ETF TRUST | QQQI | Other | 0.83% | 36,751 | +2,044 | +5.89% | $1,965,811 |
| STATE STR SPDR DOW JONES IND | DIA | Other | 0.74% | 3,621 | -471 | -11.51% | $1,758,693 |
| SCHWAB STRATEGIC TR | FNDE | Other | 0.73% | 42,955 | -6,605 | -13.33% | $1,735,812 |
| META PLATFORMS INC | META | Communication Services | 0.68% | 2,384 | +285 | +13.58% | $1,613,964 |
| ARGAN INC | AGX | Industrials | 0.66% | 2,581 | -842 | -24.60% | $1,553,323 |
| ADVANCED MICRO DEVICES INC | AMD | Technology | 0.65% | 5,498 | -104 | -1.86% | $1,529,873 |
| SPDR SERIES TRUST | XTL | Other | 0.61% | 6,633 | +638 | +10.64% | $1,450,106 |
| ELI LILLY & CO | LLY | Healthcare | 0.60% | 1,580 | -225 | -12.47% | $1,428,353 |
| VANGUARD INDEX FDS | VOO | Other | 0.60% | 2,210 | -9 | -0.41% | $1,425,201 |
| TEMPLETON EMERGING MKTS INCO | TEI | Financial Services | 0.49% | 174,506 | +3,126 | +1.82% | $1,156,977 |
| AMPLIFY ETF TR | BLOK | Other | 0.48% | 19,130 | -100 | -0.52% | $1,122,740 |
| SCHWAB STRATEGIC TR | FNDF | Other | 0.47% | 21,443 | - | - | $1,105,816 |
| SANDISK CORP | SNDK | Other | 0.46% | 1,193 | -57 | -4.56% | $1,096,928 |
| ETF SER SOLUTIONS | QTUM | Other | 0.46% | 8,666 | +250 | +2.97% | $1,084,723 |
| KRATOS DEFENSE & SEC SOLUTIO | KTOS | Industrials | 0.45% | 14,400 | -700 | -4.64% | $1,071,504 |
| VANGUARD INTL EQUITY INDEX F | VWO | Other | 0.43% | 17,544 | - | - | $1,021,214 |
| GE VERNOVA INC | GEV | Utilities | 0.42% | 1,006 | +358 | +55.25% | $984,322 |
| CATERPILLAR INC | CAT | Industrials | 0.41% | 1,247 | +42 | +3.49% | $963,172 |
| VANGUARD INDEX FDS | VTI | Other | 0.40% | 2,758 | -63 | -2.23% | $954,351 |
| VANGUARD SCOTTSDALE FDS | VGSH | Other | 0.38% | 15,526 | -2,175 | -12.29% | $908,043 |
| INVESCO EXCHANGE TRADED FD T | RSPT | Other | 0.38% | 17,869 | +1,469 | +8.96% | $904,522 |
| APPLIED MATLS INC | AMAT | Technology | 0.37% | 2,234 | -9 | -0.40% | $871,014 |
| LAM RESEARCH CORP | LRCX | Other | 0.36% | 3,302 | -1,288 | -28.06% | $861,571 |
| SPDR SERIES TRUST | XSD | Other | 0.36% | 2,110 | +100 | +4.98% | $852,524 |
| ABBVIE INC | ABBV | Healthcare | 0.36% | 4,052 | -87 | -2.10% | $846,863 |
| SELECT SECTOR SPDR TR | XLRE | Other | 0.35% | 18,934 | -2,983 | -13.61% | $829,499 |
| COSTCO WHOLESALE CORPORATION | COST | Consumer Defensive | 0.35% | 833 | -194 | -18.89% | $822,773 |
| PALANTIR TECHNOLOGIES INC | PLTR | Technology | 0.35% | 5,755 | +311 | +5.71% | $821,584 |
| SELECT SECTOR SPDR TR | XLF | Other | 0.35% | 15,733 | - | - | $818,588 |
| WESTERN DIGITAL CORP | WDC | Technology | 0.34% | 2,234 | -342 | -13.28% | $808,015 |
| SELECT SECTOR SPDR TR | XLC | Other | 0.33% | 6,622 | +350 | +5.58% | $786,863 |
| KINROSS GOLD CORP | KGC | Basic Materials | 0.32% | 22,301 | - | - | $755,335 |
| SCHWAB STRATEGIC TR | SCHK | Other | 0.32% | 22,338 | +1,335 | +6.36% | $754,801 |
| GE AEROSPACE | GE | Industrials | 0.32% | 2,530 | +17 | +0.68% | $754,528 |
| ISHARES TR | IUSG | Other | 0.32% | 4,344 | +5 | +0.12% | $752,314 |
| JPMORGAN CHASE & CO | JPM | Financial Services | 0.31% | 2,364 | +8 | +0.34% | $732,813 |
| ISHARES TR | EPOL | Other | 0.31% | 18,315 | +597 | +3.37% | $731,313 |
| URANIUM ENERGY CORP | UEC | Energy | 0.31% | 48,011 | +500 | +1.05% | $727,847 |
| VISA INC | V | Financial Services | 0.30% | 2,274 | -426 | -15.78% | $716,630 |
| SALESFORCE INC | CRM | Technology | 0.30% | 3,940 | -415 | -9.53% | $714,050 |
| DIREXION SHARES ETF TRUST | SOXL | Other | 0.30% | 7,960 | +350 | +4.60% | $703,425 |
| GRAYSCALE BITCOIN MINI TR ET | BTC | Other | 0.30% | 21,023 | +9,888 | +88.80% | $701,327 |
| MORGAN STANLEY EMERGING MKTS | EDD | Financial Services | 0.29% | 121,694 | +5,725 | +4.94% | $687,574 |
| ROYAL GOLD INC | RGLD | Basic Materials | 0.28% | 2,548 | -21 | -0.82% | $667,907 |
| UNITED STS LIME & MINERALS I | USLM | Basic Materials | 0.28% | 4,953 | -25 | -0.50% | $661,820 |
| STAG INDUSTRIAL INC | STAG | Real Estate | 0.28% | 16,925 | +178 | +1.06% | $657,035 |
| PIMCO DYNAMIC INCOME FD | PDI | Financial Services | 0.27% | 37,053 | +993 | +2.75% | $640,640 |
| ISHARES TR | LQD | Other | 0.27% | 5,807 | -207 | -3.44% | $635,488 |
| NETFLIX INC. | NFLX | Communication Services | 0.27% | 5,849 | +391 | +7.16% | $630,464 |
| NEXTERA ENERGY INC | NEE | Utilities | 0.27% | 6,859 | -1,203 | -14.92% | $629,893 |
| VANGUARD INDEX FDS | VB | Other | 0.25% | 2,148 | +723 | +50.74% | $600,492 |
| SPDR GOLD TR | GLD | Other | 0.25% | 1,361 | -16 | -1.16% | $598,949 |
| ISHARES TR | IWM | Other | 0.24% | 2,063 | +1 | +0.05% | $556,918 |
| SPDR SERIES TRUST | XITK | Other | 0.23% | 3,314 | - | - | $553,763 |
| FIRST TR EXCHANGE-TRADED FD | CIBR | Other | 0.23% | 8,384 | +6 | +0.07% | $552,675 |
| BROADCOM INC | AVGO | Technology | 0.23% | 1,386 | +332 | +31.50% | $552,279 |
| ENTERGY CORP NEW | ETR | Utilities | 0.23% | 4,778 | - | - | $551,907 |
| CARDINAL HEALTH INC | CAH | Healthcare | 0.22% | 2,462 | +2 | +0.08% | $524,652 |
| WESTERN MIDSTREAM PARTNERS L | WES | Energy | 0.22% | 12,573 | +860 | +7.34% | $513,613 |
| OKLO INC | OKLO | Utilities | 0.21% | 7,895 | -347 | -4.21% | $506,938 |
| ALLIANCEBERNSTEIN GLOBAL HIG | XAWFX | Other | 0.21% | 47,550 | +5,213 | +12.31% | $500,227 |
| AMGEN INC | AMGN | Healthcare | 0.20% | 1,384 | +15 | +1.10% | $483,458 |
| PROSHARES TR | BIB | Other | 0.20% | 5,565 | +250 | +4.70% | $482,602 |
| ISHARES TR | FALN | Other | 0.20% | 17,246 | +1,064 | +6.58% | $468,561 |
| ISHARES TR | IMCG | Other | 0.20% | 5,456 | -82 | -1.48% | $467,373 |
| VANGUARD INDEX FDS | VBK | Other | 0.19% | 1,385 | +11 | +0.80% | $456,468 |
| SCHWAB STRATEGIC TR | SCHA | Other | 0.19% | 14,137 | +20 | +0.14% | $446,574 |
| ARM HOLDINGS PLC | ARM | Technology | 0.19% | 2,750 | -100 | -3.51% | $446,408 |
| AMERICAN EXPRESS CO | AXP | Financial Services | 0.19% | 1,344 | -317 | -19.08% | $437,821 |
| VICTORY CAP HLDGS INC DEL | VCTR | Financial Services | 0.18% | 6,060 | - | - | $436,623 |
| VANGUARD CALIF TAX FREE FDS | VTEC | Other | 0.18% | 4,363 | +1,006 | +29.97% | $436,176 |
| VANECK ETF TRUST | ANGL | Other | 0.18% | 14,766 | +642 | +4.55% | $432,336 |
| MORGAN STANLEY | MS | Financial Services | 0.18% | 2,288 | +17 | +0.75% | $428,591 |
| SPDR SERIES TRUST | KIE | Other | 0.18% | 7,350 | +200 | +2.80% | $423,801 |
| SIMON PPTY GROUP INC NEW | SPG | Real Estate | 0.18% | 2,096 | +28 | +1.35% | $422,073 |
| ARCHER AVIATION INC | ACHR | Industrials | 0.18% | 69,374 | -11,677 | -14.41% | $421,794 |
| SPDR SERIES TRUST | XSW | Other | 0.18% | 2,735 | +50 | +1.86% | $414,079 |
Kaizen Financial Strategies Options Holdings in Q1 2026
4 options positions in the latest reporting period.
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| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q1 2026 | SMH | VanEck Semiconductor ETF | PUT | 44,200 | $200,067 |
| Q1 2026 | XLF | SPDR Select Sector Fund - Finan | PUT | 27,400 | $38,497 |
| Q1 2026 | IWM | iShares Russell 2000 ETF | PUT | 27,700 | $37,736 |
| Q1 2026 | MU | Micron Technology, Inc. | PUT | 10,000 | $9,389 |
Notional value represents the total exposure of the options position.