Nine Masts Capital Ltd Portfolio Stock Holdings

Nine Masts Capital Ltd disclosed 164 stock positions valued at approximately $647.9 million in its latest SEC 13F filing. The largest holdings include ALPHABET INC, HDFC BANK LTD, and FOX CORP. The filing reflects positions held as of March 31, 2026 and was filed on May 13, 2026.

Report Period
March 31, 2026
No. of Stocks
164
Portfolio Value
$647.9M
Holdings by Sector
Nine Masts Capital Ltd Portfolio Holdings in Q1 2026

140 holdings in the latest reporting period.

Page 1 of 2
CompanySymbolSectorPortfolio %SharesChange (Shares)Change %Value
ALPHABET INCGOOGCommunication Services10.58%238,904+238,904+100.00%$68,532,001
HDFC BANK LTDHDBFinancial Services7.30%1,900,809+1,900,809+100.00%$47,292,128
FOX CORPFOXCommunication Services5.21%635,475-17,700-2.71%$33,743,723
WARNER BROS DISCOVERY INCWBDCommunication Services4.51%1,064,956+813,107+322.85%$29,243,692
SILICON LABORATORIES INCSLABTechnology3.84%119,369+119,369+100.00%$24,846,657
NORFOLK SOUTHN CORPNSCIndustrials3.78%85,314-75,538-46.96%$24,485,118
ELECTRONIC ARTS INCEACommunication Services3.37%107,191+99,157+1234.22%$21,853,029
WEBSTER FINL CORPWBSFinancial Services3.14%293,333+293,333+100.00%$20,363,177
INVESCO QQQ TRQQQOther2.95%33,106-7,347-18.16%$19,108,121
HOLOGIC INCHOLXHealthcare2.62%224,606+174,606+349.21%$16,977,968
ASE TECHNOLOGY HLDG CO LTDASXTechnology2.46%777,180+37,561+5.08%$15,928,105
AES CORPAESUtilities2.13%979,942+941,042+2419.13%$13,807,383
CLEARWATER ANALYTICS HLDGS ICWANTechnology2.12%581,714+512,391+739.14%$13,757,536
KENVUE INCKVUEConsumer Defensive1.64%614,869+421,006+217.17%$10,600,342
QORVO INCQRVOTechnology1.49%124,744-43,212-25.73%$9,655,186
JD.COM INCJDConsumer Cyclical1.43%314,290+40,400+14.75%$9,293,555
PENUMBRA INCPENHealthcare1.20%23,743+23,743+100.00%$7,796,489
VALARIS LTDVALEnergy0.94%61,854+61,854+100.00%$6,064,166
TXNM ENERGY INCTXNMUtilities0.91%100,481+29,500+41.56%$5,874,119
BRIGHTHOUSE FINL INCBHFFinancial Services0.65%70,788+70,788+100.00%$4,238,785
APELLIS PHARMACEUTICALS INCAPLSHealthcare0.61%97,478+97,478+100.00%$3,921,540
ZILLOW GROUP INCZCommunication Services0.54%85,073-56,423-39.88%$3,520,321
NIO INCNIOConsumer Cyclical0.44%474,500--$2,861,235
UNIFIRST CORP MASSUNFIndustrials0.43%11,091+11,091+100.00%$2,790,385
JANUS HENDERSON GROUP PLCJHGOther0.43%54,254+14,731+37.27%$2,787,028
BROOKFIELD RENEWABLE ENERGYG16258108Other0.37%72,918+72,918+100.00%$2,380,044
ZIM INTEGRATED SHIPPING SERVM9T951109Other0.37%90,084+90,084+100.00%$2,373,713
STATE STR SPDR S&P 500 ETF TSPYOther0.37%3,639-100,500-96.51%$2,366,587
NORTHWESTERN ENERGY GROUP INNWEUtilities0.25%25,000+25,000+100.00%$1,648,500
RYANAIR HOLDINGS PLCRYAAYIndustrials0.25%28,159-103,362-78.59%$1,627,590
CANTALOUPE INCCTLPTechnology0.24%146,736-133,627-47.66%$1,586,216
CAMBRIA ETF TRTAILOther0.23%128,015+128,015+100.00%$1,499,056
DIGITALBRIDGE GROUP INCDBRGReal Estate0.19%78,191+78,191+100.00%$1,205,705
NASDAQ INCNDAQFinancial Services0.17%13,138+13,138+100.00%$1,115,285
REVOLUTION MEDICINES INCRVMDHealthcare0.17%11,010+11,010+100.00%$1,070,723
LEGGETT & PLATT INCLEGConsumer Cyclical0.15%101,171+101,171+100.00%$999,569
ABIVAX SAABVXHealthcare0.13%7,500+3,500+87.50%$835,125
WOODSIDE ENERGY GROUP LTDWDSEnergy0.13%34,317--$819,490
NETFLIX INC.NFLXCommunication Services0.12%7,953-6,164-43.66%$764,681
NVIDIA CORPORATIONNVDATechnology0.10%3,894-5,227-57.31%$679,114
PDD HOLDINGS INCPDDConsumer Cyclical0.10%6,586--$672,957
HIMS & HERS HEALTH INCHIMSConsumer Defensive0.08%25,000+25,000+100.00%$519,000
CALAMOS STRATEGIC TOTAL RETUCSQFinancial Services0.07%27,663--$473,591
VEECO INSTRS INC DELVECOTechnology0.07%12,513+12,513+100.00%$423,690
ELI LILLY & COLLYHealthcare0.06%450+450+100.00%$413,897
CAPITAL ONE FINL CORPCOFFinancial Services0.03%888+888+100.00%$161,998
SCHWAB CHARLES CORPSCHWFinancial Services0.02%1,058-3,037-74.16%$99,431
GALECTIN THERAPEUTICS INCGALTHealthcare0.01%19,324+19,324+100.00%$53,914
ACCENDRA HEALTH INCOMIHealthcare0.01%22,373+22,373+100.00%$51,010
PULMONX CORPLUNGHealthcare0.01%38,598+28,492+281.93%$49,791
BIOMEA FUSION INCBMEAHealthcare0.01%32,472+32,472+100.00%$49,682
FUTUREFUEL CORPFFBasic Materials0.01%12,782+12,782+100.00%$49,211
OUTLOOK THERAPEUTICS INCOTLKHealthcare0.01%232,546+232,546+100.00%$47,858
IRONWOOD PHARMACEUTICALS INCIRWDHealthcare0.01%13,527+13,527+100.00%$47,480
TORRID HLDGS INCCURVConsumer Cyclical0.01%26,011+26,011+100.00%$46,300
LINEAGE CELL THERAPEUTICS INLCTXHealthcare0.01%29,194+29,194+100.00%$46,127
W & T OFFSHORE INCWTIEnergy0.01%13,453+723+5.68%$45,875
FILANA THERAPEUTICS INCSAVAHealthcare0.01%27,107+27,107+100.00%$45,811
INOVIO PHARMACEUTICALS INCINOHealthcare0.01%26,317+26,317+100.00%$45,792
OMNIAB INCOABIHealthcare0.01%29,062+29,062+100.00%$45,627
INVIVYD INCIVVDHealthcare0.01%34,698+34,698+100.00%$45,107
COMMUNITY HEALTH SYS INC NEWCYHHealthcare0.01%15,329+15,329+100.00%$45,067
PRECIGEN INCPGENHealthcare0.01%11,608+11,608+100.00%$44,923
MAXCYTE INCMXCTHealthcare0.01%63,591+63,591+100.00%$44,673
NKARTA INCNKTXHealthcare0.01%21,131+21,131+100.00%$44,586
CENTURY CASINOS INCCNTYConsumer Cyclical0.01%31,932+31,932+100.00%$44,385
APARTMENT INVT & MGMT COAIVReal Estate0.01%10,836-109,164-90.97%$44,103
JELD-WEN HLDG INCJELDIndustrials0.01%35,152+35,152+100.00%$43,588
CLARUS CORP NEWCLARConsumer Cyclical0.01%16,014+16,014+100.00%$43,558
DOCGO INCDCGOHealthcare0.01%68,750+47,617+225.32%$43,251
THE ONCOLOGY INSTITUTE INCTOIHealthcare0.01%14,018+14,018+100.00%$43,035
HERON THERAPEUTICS INCHRTXHealthcare0.01%53,399+53,399+100.00%$42,725
GENELUX CORPORATIONGNLXHealthcare0.01%17,473+17,473+100.00%$42,285
TSCAN THERAPEUTICS INCTCRXHealthcare0.01%41,740+41,740+100.00%$42,157
PETCO HEALTH & WELLNESS CO IWOOFConsumer Cyclical0.01%15,027+15,027+100.00%$41,775
CLEAN ENERGY FUELS CORPCLNEEnergy0.01%16,829+16,829+100.00%$41,736
KRISPY KREME INCDNUTConsumer Defensive0.01%12,239+12,239+100.00%$41,490
ALX ONCOLOGY HLDGS INCALXOHealthcare0.01%20,623+5,148+33.27%$41,349
1 800 FLOWERS COM INCFLWSConsumer Cyclical0.01%13,589+13,589+100.00%$41,311
PDS BIOTECHNOLOGY CORPPDSBHealthcare0.01%67,507+67,507+100.00%$40,842
NAUTILUS BIOTECHNOLOGY INCNAUTHealthcare0.01%10,395+10,395+100.00%$40,333
PRELUDE THERAPEUTICS INCPRLDHealthcare0.01%11,699+11,699+100.00%$40,011
OCUGEN INCOCGNHealthcare0.01%21,938+21,938+100.00%$39,708
CERUS CORPCERSHealthcare0.01%21,538+21,538+100.00%$39,199
CARIBOU BIOSCIENCES INCCRBUHealthcare0.01%20,612+20,612+100.00%$39,163
COHERUS ONCOLOGY INCCHRSHealthcare0.01%23,018+23,018+100.00%$38,900
JASPER THERAPEUTICS INCJSPRHealthcare0.01%44,165+44,165+100.00%$38,697
BLACK DIAMOND THERAPEUTICS IBDTXHealthcare0.01%17,806+17,806+100.00%$37,927
NEWELL BRANDS INCNWLConsumer Defensive0.01%11,011+11,011+100.00%$37,768
THREDUP INCTDUPConsumer Cyclical0.01%11,502+11,502+100.00%$37,727
GOSSAMER BIO INCGOSSHealthcare0.01%114,766+114,766+100.00%$37,701
TTEC HLDGS INCTTECTechnology0.01%15,029+15,029+100.00%$37,573
C4 THERAPEUTICS INCCCCCHealthcare0.01%14,157+2,685+23.40%$37,233
EVOLENT HEALTH INCEVHHealthcare0.01%16,281+16,281+100.00%$37,121
BRC INCBRCCConsumer Defensive0.01%47,605+47,605+100.00%$36,951
ALTIMMUNE INCALTHealthcare0.01%11,850+11,850+100.00%$36,498
VERIZON COMMUNICATIONS INCVZCommunication Services0.01%727+727+100.00%$36,495
TENAYA THERAPEUTICS INCTNYAHealthcare0.01%51,344+51,344+100.00%$35,551
AEMETIS INCAMTXEnergy0.01%11,110+11,110+100.00%$35,441
EMPIRE PETE CORPEPEnergy0.01%11,967+11,967+100.00%$35,422
Nine Masts Capital Ltd Options Holdings in Q1 2026

85 options positions in the latest reporting period.

Page 1 of 1
QuarterSymbolCompanyOptionContractsNotional Value
Q1 2026SPYSPDR S&P 500CALL540,000$2,923,400
Q1 2026ZSZscaler, Inc.PUT37,000$2,876,650
Q1 2026PLTRPalantir Technologies Inc.PUT54,000$2,016,125
Q1 2026METAMeta Platforms, Inc.PUT21,200$1,997,073
Q1 2026COPConocoPhillipsCALL88,600$1,718,840
Q1 2026GOOGLAlphabet Inc.PUT32,000$1,408,000
Q1 2026CVXChevron CorporationCALL30,500$1,357,250
Q1 2026WBDWarner Bros. Discovery, Inc. - PUT1,134,300$1,339,159
Q1 2026PLTRPalantir Technologies Inc.CALL55,800$1,333,735
Q1 2026COPConocoPhillipsPUT100,000$1,207,500
Q1 2026MDBMongoDB, Inc.PUT7,500$1,116,000
Q1 2026SHOPShopify Inc.CALL50,300$1,033,498
Q1 2026SHOPShopify Inc.PUT27,000$1,011,150
Q1 2026UBERUber Technologies, Inc.PUT78,000$998,650
Q1 2026VLOValero Energy CorporationCALL12,900$875,270
Q1 2026NIONIO Inc.PUT650,000$864,500
Q1 2026TSLATesla, Inc.PUT11,000$802,450
Q1 2026COFCapital One Financial CorporatiPUT11,500$781,425
Q1 2026AMTAmerican Tower Corporation (REIPUT50,000$770,000
Q1 2026PANWPalo Alto Networks, Inc.CALL29,400$752,415
Q1 2026FFord Motor CompanyPUT251,500$741,040
Q1 2026NVDANVIDIA CorporationPUT23,000$700,350
Q1 2026TSLATesla, Inc.CALL12,100$683,210
Q1 2026XLESPDR Select Sector Fund - EnergPUT148,400$609,870
Q1 2026RIVNRivian Automotive, Inc.PUT176,000$580,800
Q1 2026XLESPDR Select Sector Fund - EnergCALL44,300$577,493
Q1 2026APPApplovin CorporationPUT4,000$553,400
Q1 2026PANWPalo Alto Networks, Inc.PUT23,000$551,200
Q1 2026RIVNRivian Automotive, Inc.CALL137,000$534,300
Q1 2026XOMExxon Mobil CorporationCALL10,400$520,000
Q1 2026CVXChevron CorporationPUT68,000$494,700
Q1 2026FANGDiamondback Energy, Inc.CALL20,000$482,230
Q1 2026GOOGLAlphabet Inc.CALL15,900$472,230
Q1 2026UBERUber Technologies, Inc.CALL75,500$457,025
Q1 2026SLABSilicon Laboratories, Inc.PUT113,000$456,000
Q1 2026AVGOBroadcom Inc.CALL8,700$442,830
Q1 2026SPYSPDR S&P 500PUT70,000$428,050
Q1 2026NVDANVIDIA CorporationCALL15,800$375,183
Q1 2026CRMSalesforce, Inc.CALL15,000$375,000
Q1 2026CRWDCrowdStrike Holdings, Inc.PUT4,000$362,400
Q1 2026XPEVXPeng Inc.CALL126,700$355,394
Q1 2026FFord Motor CompanyCALL385,300$348,336
Q1 2026VLOValero Energy CorporationPUT35,000$343,000
Q1 2026FUTUFutu Holdings LimitedPUT10,000$305,500
Q1 2026ZSZscaler, Inc.CALL35,300$295,773
Q1 2026CEGConstellation Energy CorporatioCALL6,600$295,680
Q1 2026FITBFifth Third BancorpCALL83,800$272,210
Q1 2026PDDPDD Holdings Inc.CALL20,000$256,500
Q1 2026DDominion Energy, Inc.CALL41,600$249,600
Q1 2026METAMeta Platforms, Inc.CALL8,500$247,123
Q1 2026EAElectronic Arts Inc.PUT100,000$245,000
Q1 2026DRIDarden Restaurants, Inc.CALL15,800$241,740
Q1 2026SCHWCharles Schwab Corporation (TheCALL29,200$237,980
Q1 2026PFEPfizer, Inc.CALL68,200$235,290
Q1 2026FITBFifth Third BancorpPUT46,000$227,700
Q1 2026PLDPrologis, Inc.CALL14,800$215,340
Q1 2026CEGConstellation Energy CorporatioPUT4,000$208,800
Q1 2026AMTAmerican Tower Corporation (REICALL33,000$207,900
Q1 2026DDominion Energy, Inc.PUT42,000$180,600
Q1 2026PDDPDD Holdings Inc.PUT12,000$174,000
Q1 2026METMetLife, Inc.PUT24,000$165,600
Q1 2026FANGDiamondback Energy, Inc.PUT20,000$165,000
Q1 2026TLNTalen EnergyPUT2,000$159,400
Q1 2026SHELShell PLCCALL6,300$154,980
Q1 2026BHFBrighthouse Financial, Inc.PUT71,500$148,150
Q1 2026CRWDCrowdStrike Holdings, Inc.CALL2,500$137,750
Q1 2026SCHWCharles Schwab Corporation (ThePUT10,000$125,250
Q1 2026RVMDRevolution Medicines, Inc.PUT11,000$107,250
Q1 2026KOCoca-Cola Company (The)CALL10,500$103,950
Q1 2026APPApplovin CorporationCALL1,100$98,395
Q1 2026FUTUFutu Holdings LimitedCALL4,300$93,848
Q1 2026CWANClearwater Analytics Holdings, PUT369,000$77,675
Q1 2026CZRCaesars Entertainment, Inc.CALL70,000$73,850
Q1 2026IGViShares Expanded Tech-Software CALL420,000$52,500
Q1 2026VZVerizon Communications Inc.CALL12,300$51,353
Q1 2026IGViShares Expanded Tech-Software PUT25,000$48,750
Q1 2026NFLXNetflix, Inc.CALL7,500$47,063
Q1 2026PFEPfizer, Inc.PUT88,000$43,560
Q1 2026XOMExxon Mobil CorporationPUT63,000$41,265
Q1 2026TLNTalen EnergyCALL3,400$34,970
Q1 2026XPEVXPeng Inc.PUT5,000$27,250
Q1 2026SHELShell PLCPUT10,000$14,750
Q1 2026CTLPCantaloupe, Inc.PUT100,000$12,500
Q1 2026COFCapital One Financial CorporatiCALL17,100$7,050
Q1 2026SEESealed Air CorporationCALL50,000$1,250

Notional value represents the total exposure of the options position.