Cathie Wood - ARK Invest 13F Activity & Position Changes (Q3 2023)

As of Sep 30, 2023, the ARK Invest portfolio activity showed several notable changes in holdings, according to the latest SEC 13F filing reported on Oct 18, 2023. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2023, the filing reported:

New Buys - Apollo Global Management, Inc. , AvidXchange Holdings, Inc., Avient Corporation, Cameco Corporation, Kennametal Inc., and 2 more

Increases - Accolade, Inc., Archer Aviation Inc., Adaptive Biotechnologies Corpor, Align Technology, Inc., Advanced Micro Devices, Inc., and 48 more

Reductions - Autodesk, Inc., Altair Engineering Inc., AMETEK, Inc., Amazon.com, Inc., ANSYS, Inc., and 88 more

Complete Exits - Codexis, Inc., Endeavor Group Holdings, Inc., Iovance Biotherapeutics, Inc., JD.com, Inc.

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2023	ACCD Accolade, Inc.	Accolade, Inc.	Buy	+358,617	+6.3%	$63.93M	6,042,523
Q3 2023	ACHR Archer Aviation Inc.	Archer Aviation Inc.	Buy	+14,625,655	+159.6%	$120.38M	23,790,372
Q3 2023	ADPT Adaptive Biotechnologies Corpor	Adaptive Biotechnologies Corpor	Buy	+1,055,556	+10.1%	$62.73M	11,509,308
Q3 2023	ADSK Autodesk, Inc.	Autodesk, Inc.	Sell	-7,939	-24.3%	$5.10M	24,668
Q3 2023	ALGN Align Technology, Inc.	Align Technology, Inc.	Buy	+591	+7.5%	$2.60M	8,506
Q3 2023	ALTR Altair Engineering Inc.	Altair Engineering Inc.	Sell	-18,478	-20.8%	$4.41M	70,474
Q3 2023	AMD Advanced Micro Devices, Inc.	Advanced Micro Devices, Inc.	Buy	+30,862	+13.1%	$27.39M	266,380
Q3 2023	AME AMETEK, Inc.	AMETEK, Inc.	Sell	-1,890	-9.4%	$2.70M	18,299
Q3 2023	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Sell	-1,584	-2.9%	$6.81M	53,582
Q3 2023	ANSS ANSYS, Inc.	ANSYS, Inc.	Sell	-3,449	-4.6%	$21.11M	70,958
Q3 2023	APO Apollo Global Management, Inc.	Apollo Global Management, Inc.	Buy - Position Entry	+27,791	-	$2.49M	27,791
Q3 2023	ARCT Arcturus Therapeutics Holdings	Arcturus Therapeutics Holdings	Sell	-5,450	-0.3%	$48.58M	1,901,546
Q3 2023	ARKG ARK Genomic Revolution ETF	ARK Genomic Revolution ETF	Buy	+829	+25.9%	$112.11K	4,024
Q3 2023	ARKK ARK Innovation ETF	ARK Innovation ETF	Sell	-72	-0.7%	$435.26K	10,972
Q3 2023	ATI ATI Inc.	ATI Inc.	Sell	-531	-11.2%	$172.87K	4,201
Q3 2023	AVAV AeroVironment, Inc.	AeroVironment, Inc.	Sell	-63,963	-10.7%	$59.82M	536,351
Q3 2023	AVDX AvidXchange Holdings, Inc.	AvidXchange Holdings, Inc.	Buy - Position Entry	+1,007,634	-	$9.55M	1,007,634
Q3 2023	AVNT Avient Corporation	Avient Corporation	Buy - Position Entry	+4,678	-	$165.23K	4,678
Q3 2023	BEAM Beam Therapeutics Inc.	Beam Therapeutics Inc.	Buy	+401,296	+4.8%	$211.25M	8,783,891
Q3 2023	BFLY Butterfly Network, Inc.	Butterfly Network, Inc.	Sell	-33,977	-0.3%	$15.00M	12,715,274
Q3 2023	BILL BILL Holdings, Inc.	BILL Holdings, Inc.	Sell	-8,990	-3.3%	$29.01M	267,211
Q3 2023	BLDE Blade Air Mobility, Inc.	Blade Air Mobility, Inc.	Sell	-168,511	-2.4%	$17.60M	6,793,726
Q3 2023	CAT Caterpillar, Inc.	Caterpillar, Inc.	Sell	-5,230	-7.0%	$18.87M	69,109
Q3 2023	CCJ Cameco Corporation	Cameco Corporation	Buy - Position Entry	+337,315	-	$13.37M	337,315
Q3 2023	CDNA CareDx, Inc.	CareDx, Inc.	Buy	+40,973	+0.6%	$46.76M	6,679,323
Q3 2023	CDXS Codexis, Inc.	Codexis, Inc.	Sell - Position Exit	-4,124,339	-100.0%	$0.00	-
Q3 2023	CERS Cerus Corporation	Cerus Corporation	Sell	-595,485	-2.9%	$32.50M	20,061,906
Q3 2023	CHKP Check Point	Check Point	Buy	+1,536	+10.0%	$2.26M	16,962
Q3 2023	CMPS COMPASS Pathways Plc - American	COMPASS Pathways Plc - American	Sell	-6,749	-0.3%	$18.00M	2,432,831
Q3 2023	COIN Coinbase Global, Inc.	Coinbase Global, Inc.	Sell	-1,518,317	-12.5%	$796.12M	10,603,564

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