Cathie Wood - ARK Invest 13F Activity & Position Changes (Q4 2023)

According to the SEC 13F filed on Jan 17, 2024, the ARK Invest portfolio showed several notable changes in holdings as of quarter-end Dec 31, 2023. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q4 2023, the filing reported:

New Buys - ProShares Bitcoin ETF

Increases - Accolade, Inc., Archer Aviation Inc., Adaptive Biotechnologies Corpor, Advanced Micro Devices, Inc., Arcturus Therapeutics Holdings , and 65 more

Reductions - Autodesk, Inc., Align Technology, Inc., Altair Engineering Inc., AMETEK, Inc., Amazon.com, Inc., and 74 more

Complete Exits - Apollo Global Management, Inc. , Grayscale Bitcoin Trust (BTC), General Motors Company, SPDR S&P 500

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q4 2023	ACCD Accolade, Inc.	Accolade, Inc.	Buy	+762,685	+12.6%	$81.73M	6,805,208
Q4 2023	ACHR Archer Aviation Inc.	Archer Aviation Inc.	Buy	+1,116,908	+4.7%	$152.93M	24,907,280
Q4 2023	ADPT Adaptive Biotechnologies Corpor	Adaptive Biotechnologies Corpor	Buy	+1,297,205	+11.3%	$62.75M	12,806,513
Q4 2023	ADSK Autodesk, Inc.	Autodesk, Inc.	Sell	-6,352	-25.7%	$4.46M	18,316
Q4 2023	ALGN Align Technology, Inc.	Align Technology, Inc.	Sell	-728	-8.6%	$2.13M	7,778
Q4 2023	ALTR Altair Engineering Inc.	Altair Engineering Inc.	Sell	-10,125	-14.4%	$5.08M	60,349
Q4 2023	AMD Advanced Micro Devices, Inc.	Advanced Micro Devices, Inc.	Buy	+44,502	+16.7%	$45.83M	310,882
Q4 2023	AME AMETEK, Inc.	AMETEK, Inc.	Sell	-3,671	-20.1%	$2.41M	14,628
Q4 2023	AMZN Amazon.com, Inc.	Amazon.com, Inc.	Sell	-2,736	-5.1%	$7.73M	50,846
Q4 2023	ANSS ANSYS, Inc.	ANSYS, Inc.	Sell	-4,456	-6.3%	$24.13M	66,502
Q4 2023	APO Apollo Global Management, Inc.	Apollo Global Management, Inc.	Sell - Position Exit	-27,791	-100.0%	$0.00	-
Q4 2023	ARCT Arcturus Therapeutics Holdings	Arcturus Therapeutics Holdings	Buy	+146,141	+7.7%	$64.56M	2,047,687
Q4 2023	ARKG ARK Genomic Revolution ETF	ARK Genomic Revolution ETF	Buy	+5,155	+128.1%	$301.15K	9,179
Q4 2023	ARKK ARK Innovation ETF	ARK Innovation ETF	Buy	+17,055	+155.4%	$1.47M	28,027
Q4 2023	ATI ATI Inc.	ATI Inc.	Sell	-319	-7.6%	$176.51K	3,882
Q4 2023	AVAV AeroVironment, Inc.	AeroVironment, Inc.	Sell	-41,524	-7.7%	$62.37M	494,827
Q4 2023	AVDX AvidXchange Holdings, Inc.	AvidXchange Holdings, Inc.	Buy	+101,878	+10.1%	$13.75M	1,109,512
Q4 2023	AVNT Avient Corporation	Avient Corporation	Sell	-352	-7.5%	$179.83K	4,326
Q4 2023	BEAM Beam Therapeutics Inc.	Beam Therapeutics Inc.	Buy	+609,998	+6.9%	$255.70M	9,393,889
Q4 2023	BFLY Butterfly Network, Inc.	Butterfly Network, Inc.	Buy	+973,260	+7.7%	$14.78M	13,688,534
Q4 2023	BILL BILL Holdings, Inc.	BILL Holdings, Inc.	Sell	-4,700	-1.8%	$21.42M	262,511
Q4 2023	BITO ProShares Bitcoin ETF	ProShares Bitcoin ETF	Buy - Position Entry	+4,549,207	-	$93.21M	4,549,207
Q4 2023	BLDE Blade Air Mobility, Inc.	Blade Air Mobility, Inc.	Sell	-299,941	-4.4%	$22.92M	6,493,785
Q4 2023	CAT Caterpillar, Inc.	Caterpillar, Inc.	Sell	-3,245	-4.7%	$19.47M	65,864
Q4 2023	CCJ Cameco Corporation	Cameco Corporation	Sell	-15,858	-4.7%	$13.85M	321,457
Q4 2023	CDNA CareDx, Inc.	CareDx, Inc.	Buy	+515,399	+7.7%	$86.34M	7,194,722
Q4 2023	CERS Cerus Corporation	Cerus Corporation	Buy	+852,420	+4.2%	$45.17M	20,914,326
Q4 2023	CHKP Check Point	Check Point	Sell	-3,260	-19.2%	$2.09M	13,702
Q4 2023	CMPS COMPASS Pathways Plc - American	COMPASS Pathways Plc - American	Buy	+186,040	+7.6%	$22.92M	2,618,871
Q4 2023	COIN Coinbase Global, Inc.	Coinbase Global, Inc.	Sell	-2,003,881	-18.9%	$1.50B	8,599,683

Page 1 of 6