Focused Wealth Management, Inc Portfolio Stock Holdings
Focused Wealth Management, Inc disclosed 200 stock positions valued at approximately $957.0 million in its latest SEC 13F filing. The largest holdings include SPDR SERIES TRUST, VANGUARD INDEX FDS, and INVESCO QQQ TR. The filing reflects positions held as of March 31, 2026 and was filed on April 20, 2026.
- Report Period
- March 31, 2026
- No. of Stocks
- 200
- Portfolio Value
- $957.0M
Holdings by Sector
Focused Wealth Management, Inc Portfolio Holdings in Q1 2026
196 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | SPYG | Other | 15.37% | 1,502,441 | +41,640 | +2.85% | $147,103,983 |
| VANGUARD INDEX FDS | VTV | Other | 14.28% | 696,791 | +15,901 | +2.34% | $136,710,405 |
| INVESCO QQQ TR | QQQ | Other | 11.23% | 186,155 | +6,093 | +3.38% | $107,444,836 |
| VANGUARD SCOTTSDALE FDS | VCIT | Other | 5.01% | 579,931 | +32,783 | +5.99% | $47,989,270 |
| VANGUARD WHITEHALL FDS | VYM | Other | 3.30% | 212,958 | +624 | +0.29% | $31,539,133 |
| VANGUARD INTL EQUITY INDEX F | VWO | Other | 3.24% | 573,138 | +13,250 | +2.37% | $30,978,088 |
| APPLE INC | AAPL | Technology | 3.02% | 114,063 | +7,096 | +6.63% | $28,948,172 |
| VANGUARD WHITEHALL FDS | VIGI | Other | 2.15% | 232,500 | +1,503 | +0.65% | $20,566,929 |
| ISHARES TR | SGOV | Other | 1.96% | 186,532 | -28,137 | -13.11% | $18,776,361 |
| VANGUARD INDEX FDS | VB | Other | 1.59% | 58,073 | +3,882 | +7.16% | $15,210,395 |
| NVIDIA CORPORATION | NVDA | Technology | 1.58% | 86,834 | +34,636 | +66.36% | $15,143,878 |
| SELECT SECTOR SPDR TR | XLF | Other | 1.58% | 305,814 | -175,629 | -36.48% | $15,098,029 |
| VANGUARD BD INDEX FDS | BND | Other | 1.53% | 198,340 | +10,945 | +5.84% | $14,605,790 |
| JANUS DETROIT STR TR | JMBS | Other | 1.46% | 309,085 | +17,353 | +5.95% | $13,964,480 |
| ALPHABET INC | GOOGL | Communication Services | 1.46% | 48,537 | +4,371 | +9.90% | $13,957,254 |
| INVESCO EXCHANGE TRADED FD T | RSP | Other | 1.44% | 71,800 | +305 | +0.43% | $13,779,884 |
| BLACKROCK TAX MUNICPAL BD TR | BBN | Financial Services | 1.37% | 812,411 | +35,989 | +4.64% | $13,136,688 |
| VANGUARD WORLD FD | MGK | Other | 1.31% | 34,191 | -329 | -0.95% | $12,563,035 |
| ISHARES TR | IGV | Other | 1.27% | 152,311 | +152,311 | +100.00% | $12,192,512 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.15% | 53,071 | +11,780 | +28.53% | $11,053,003 |
| ISHARES INC | EMXC | Other | 1.11% | 135,267 | +135,267 | +100.00% | $10,640,102 |
| VANGUARD WORLD FD | VGT | Other | 1.09% | 14,973 | -128 | -0.85% | $10,446,990 |
| TESLA INC | TSLA | Consumer Cyclical | 1.03% | 26,528 | +2,174 | +8.93% | $9,861,684 |
| MICROSOFT CORP | MSFT | Technology | 0.81% | 20,825 | +9,042 | +76.74% | $7,708,906 |
| META PLATFORMS INC | META | Communication Services | 0.75% | 12,521 | +1,776 | +16.53% | $7,163,902 |
| BLACKSTONE INC | BX | Financial Services | 0.67% | 55,800 | +5,038 | +9.92% | $6,416,413 |
| CITIGROUP INC | C | Financial Services | 0.59% | 49,888 | -69 | -0.14% | $5,657,795 |
| J P MORGAN EXCHANGE TRADED F | JEPI | Other | 0.58% | 98,107 | -1,066 | -1.07% | $5,560,730 |
| VANGUARD SCOTTSDALE FDS | VONV | Other | 0.57% | 58,609 | -294 | -0.50% | $5,494,045 |
| CATERPILLAR INC | CAT | Industrials | 0.56% | 7,518 | -783 | -9.43% | $5,326,237 |
| EATON VANCE TAX-MANAGED GLOB | XEXGX | Other | 0.54% | 598,534 | -8,840 | -1.46% | $5,183,304 |
| BERKSHIRE HATHAWAY INC DEL | BRK-B | Financial Services | 0.53% | 10,603 | +300 | +2.91% | $5,081,077 |
| GOLDMAN SACHS GROUP INC | GS | Financial Services | 0.50% | 5,694 | +317 | +5.90% | $4,817,110 |
| BANK AMERICA CORP | BAC | Financial Services | 0.48% | 94,494 | -4,220 | -4.27% | $4,606,594 |
| GOLDMAN SACHS ETF TR | GPIX | Other | 0.48% | 91,273 | -385 | -0.42% | $4,567,282 |
| JPMORGAN CHASE & CO | JPM | Financial Services | 0.48% | 15,485 | +4,545 | +41.54% | $4,555,146 |
| EXXON MOBIL CORP | XOM | Energy | 0.44% | 24,849 | +807 | +3.36% | $4,215,881 |
| ISHARES TR | IEF | Other | 0.41% | 40,699 | +5,359 | +15.16% | $3,884,335 |
| INTERNATIONAL BUSINESS MACHS | IBM | Technology | 0.38% | 14,942 | +864 | +6.14% | $3,621,894 |
| WALMART INC | WMT | Consumer Defensive | 0.37% | 28,755 | +1,431 | +5.24% | $3,573,714 |
| FIDELITY COMWLTH TR | ONEQ | Other | 0.36% | 40,568 | +138 | +0.34% | $3,444,617 |
| CONSTELLATION ENERGY CORP | CEG | Utilities | 0.36% | 12,258 | +5,030 | +69.59% | $3,422,911 |
| VANGUARD ADMIRAL FDS INC | VOOG | Other | 0.35% | 8,114 | +60 | +0.74% | $3,308,007 |
| PFIZER INC | PFE | Healthcare | 0.34% | 115,258 | +5,541 | +5.05% | $3,236,451 |
| GE AEROSPACE | GE | Industrials | 0.33% | 11,109 | +97 | +0.88% | $3,152,534 |
| ALPHABET INC | GOOG | Communication Services | 0.33% | 10,849 | +1,590 | +17.17% | $3,112,015 |
| STARWOOD PPTY TR INC | STWD | Real Estate | 0.28% | 157,131 | -18,116 | -10.34% | $2,705,791 |
| KINDER MORGAN INC DEL | KMI | Energy | 0.25% | 70,752 | +1,964 | +2.86% | $2,372,299 |
| GE VERNOVA INC | GEV | Utilities | 0.24% | 2,667 | -79 | -2.88% | $2,327,648 |
| ALTRIA GROUP INC | MO | Consumer Defensive | 0.24% | 34,304 | +657 | +1.95% | $2,263,718 |
| UNITEDHEALTH GROUP INC | UNH | Healthcare | 0.23% | 8,174 | +1,263 | +18.28% | $2,211,894 |
| ABBVIE INC | ABBV | Healthcare | 0.21% | 9,362 | +793 | +9.25% | $2,036,234 |
| HONEYWELL INTL INC | HON | Industrials | 0.20% | 8,676 | +2,193 | +33.83% | $1,961,108 |
| BROADCOM INC | AVGO | Technology | 0.20% | 6,123 | +499 | +8.87% | $1,895,094 |
| JOHNSON & JOHNSON | JNJ | Healthcare | 0.19% | 7,464 | +514 | +7.40% | $1,824,608 |
| VANGUARD INDEX FDS | VOO | Other | 0.19% | 3,030 | +1,417 | +87.85% | $1,810,735 |
| BLACKROCK MUNIYIELD N Y QUAL | MYN | Financial Services | 0.19% | 185,104 | +185,104 | +100.00% | $1,776,998 |
| GOLUB CAP BDC INC | GBDC | Financial Services | 0.17% | 131,794 | +119,849 | +1003.34% | $1,668,509 |
| AT&T INC | T | Communication Services | 0.17% | 55,462 | -37,034 | -40.04% | $1,607,841 |
| INTEL CORP | INTC | Technology | 0.16% | 34,628 | -31,374 | -47.53% | $1,528,124 |
| PALANTIR TECHNOLOGIES INC | PLTR | Technology | 0.16% | 10,371 | +560 | +5.71% | $1,517,070 |
| NUCOR CORP | NUE | Basic Materials | 0.16% | 8,929 | -337 | -3.64% | $1,509,897 |
| ELI LILLY & CO | LLY | Healthcare | 0.16% | 1,622 | +883 | +119.49% | $1,491,535 |
| SCHWAB STRATEGIC TR | SCHD | Other | 0.15% | 48,094 | +313 | +0.66% | $1,475,538 |
| VANGUARD INDEX FDS | VTI | Other | 0.14% | 4,311 | -14 | -0.32% | $1,382,998 |
| ISHARES TR | MTUM | Other | 0.14% | 5,395 | -130 | -2.35% | $1,294,731 |
| ISHARES TR | IVV | Other | 0.13% | 1,977 | -15 | -0.75% | $1,291,634 |
| J P MORGAN EXCHANGE TRADED F | JEPQ | Other | 0.13% | 22,915 | +148 | +0.65% | $1,272,214 |
| SPDR SERIES TRUST | BIL | Other | 0.13% | 13,846 | -132,960 | -90.57% | $1,268,864 |
| COSTCO WHOLESALE CORPORATION | COST | Consumer Defensive | 0.13% | 1,262 | +995 | +372.66% | $1,257,911 |
| 3M CO | MMM | Industrials | 0.13% | 8,361 | +34 | +0.41% | $1,214,200 |
| ROYCE SMALL CAP TRUST INC | RVT | Financial Services | 0.12% | 71,464 | -407 | -0.57% | $1,186,298 |
| APPLIED MATLS INC | AMAT | Technology | 0.12% | 3,438 | -407 | -10.59% | $1,175,062 |
| ISHARES TR | IVW | Other | 0.12% | 10,336 | -5 | -0.05% | $1,169,137 |
| EATON CORP PLC | ETN | Other | 0.12% | 3,171 | +1,893 | +148.12% | $1,134,172 |
| DISNEY WALT CO | DIS | Communication Services | 0.12% | 11,547 | +183 | +1.61% | $1,112,862 |
| VISA INC | V | Financial Services | 0.11% | 3,538 | +1,866 | +111.60% | $1,069,248 |
| VANGUARD WORLD FD | VHT | Other | 0.11% | 3,912 | -177 | -4.33% | $1,065,444 |
| AMERICAN HEALTHCARE REIT INC | AHR | Real Estate | 0.11% | 22,496 | -1,125 | -4.76% | $1,060,927 |
| VANGUARD INDEX FDS | VUG | Other | 0.11% | 2,332 | +3 | +0.13% | $1,018,582 |
| MERCK & CO INC | MRK | Healthcare | 0.09% | 7,200 | +203 | +2.90% | $866,125 |
| CISCO SYS INC | CSCO | Technology | 0.09% | 10,522 | +96 | +0.92% | $816,404 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 0.08% | 1,247 | +3 | +0.24% | $811,298 |
| NEXTERA ENERGY INC | NEE | Utilities | 0.08% | 8,632 | +210 | +2.49% | $801,749 |
| VERIZON COMMUNICATIONS INC | VZ | Communication Services | 0.08% | 15,280 | -5,677 | -27.09% | $767,038 |
| WELLS FARGO & CO | WFC | Financial Services | 0.08% | 9,625 | +5,161 | +115.61% | $766,252 |
| BOEING CO | BA | Industrials | 0.08% | 3,826 | +3,826 | +100.00% | $761,489 |
| NETFLIX INC. | NFLX | Communication Services | 0.07% | 7,192 | +22 | +0.31% | $691,511 |
| BANCO SANTANDER SA | SAN | Financial Services | 0.07% | 58,986 | +58,986 | +100.00% | $665,362 |
| SOLITARIO RESOURCES CORP | XPL | Basic Materials | 0.07% | 762,900 | +152,000 | +24.88% | $625,578 |
| ORACLE CORP | ORCL | Technology | 0.06% | 4,224 | +80 | +1.93% | $621,370 |
| SHOPIFY INC | SHOP | Technology | 0.06% | 5,238 | -320 | -5.76% | $621,332 |
| VANGUARD TAX-MANAGED FDS | VEA | Other | 0.06% | 9,597 | +9,597 | +100.00% | $614,993 |
| LINDE PLC | LIN | Other | 0.06% | 1,240 | +1,240 | +100.00% | $614,976 |
| PHILIP MORRIS INTL INC | PM | Consumer Defensive | 0.06% | 3,680 | +822 | +28.76% | $608,499 |
| MARVELL TECHNOLOGY INC | MRVL | Technology | 0.06% | 6,143 | +6,143 | +100.00% | $608,418 |
| CORNING INC | GLW | Technology | 0.06% | 4,298 | +4,298 | +100.00% | $584,378 |
| PALO ALTO NETWORKS INC | PANW | Technology | 0.06% | 3,530 | +3,530 | +100.00% | $565,930 |
| NUVEEN S&P 500 DYNAMIC OVERW | XSSPX | Other | 0.06% | 35,071 | +35,071 | +100.00% | $563,591 |
| DUKE ENERGY CORP NEW | DUK | Utilities | 0.06% | 4,276 | +434 | +11.30% | $559,850 |
Focused Wealth Management, Inc Options Holdings in Q1 2026
25 options positions in the latest reporting period.
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| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q1 2026 | BA | Boeing Company (The) | CALL | 3,600 | $716,508 |
| Q1 2026 | QQQ | Invesco QQQ Trust, Series 1 | CALL | 1,200 | $692,616 |
| Q1 2026 | AMZN | Amazon.com, Inc. | CALL | 3,000 | $624,810 |
| Q1 2026 | MMM | 3M Company | CALL | 3,400 | $493,782 |
| Q1 2026 | AAPL | Apple Inc. | CALL | 1,500 | $380,685 |
| Q1 2026 | FCX | Freeport-McMoRan, Inc. | CALL | 6,000 | $352,680 |
| Q1 2026 | PLTR | Palantir Technologies Inc. | CALL | 2,400 | $351,072 |
| Q1 2026 | C | Citigroup, Inc. | CALL | 2,800 | $317,548 |
| Q1 2026 | ROK | Rockwell Automation, Inc. | PUT | 700 | $251,216 |
| Q1 2026 | UPS | United Parcel Service, Inc. | PUT | 2,500 | $245,950 |
| Q1 2026 | TKO | TKO Group Holdings, Inc. | PUT | 1,100 | $221,815 |
| Q1 2026 | TOL | Toll Brothers, Inc. | PUT | 1,600 | $218,352 |
| Q1 2026 | MU | Micron Technology, Inc. | CALL | 600 | $202,704 |
| Q1 2026 | ABNB | Airbnb, Inc. | PUT | 1,600 | $202,048 |
| Q1 2026 | WFC | Wells Fargo & Company | PUT | 2,500 | $199,025 |
| Q1 2026 | CRWD | CrowdStrike Holdings, Inc. | CALL | 500 | $195,205 |
| Q1 2026 | TSLA | Tesla, Inc. | CALL | 500 | $185,875 |
| Q1 2026 | RF | Regions Financial Corporation | PUT | 7,000 | $182,840 |
| Q1 2026 | KEY | KeyCorp | PUT | 9,000 | $180,450 |
| Q1 2026 | KMB | Kimberly-Clark Corporation | CALL | 1,800 | $173,646 |
| Q1 2026 | INTC | Intel Corporation | CALL | 3,400 | $150,042 |
| Q1 2026 | NFLX | Netflix, Inc. | CALL | 1,500 | $144,225 |
| Q1 2026 | APH | Amphenol Corporation | PUT | 800 | $101,080 |
| Q1 2026 | HOOD | Robinhood Markets, Inc. | CALL | 1,200 | $83,160 |
| Q1 2026 | TER | Teradyne, Inc. | PUT | 100 | $29,646 |
Notional value represents the total exposure of the options position.