Focused Wealth Management, Inc Portfolio Stock Holdings
According to the SEC 13F filed on October 30, 2026, Focused Wealth Management, Inc disclosed 222 stock positions valued at approximately $1.16B as of quarter-end September 30, 2026. The largest holdings include SPDR SERIES TRUST, VANGUARD INDEX FDS, and INVESCO QQQ TR.
- Report Period
- September 30, 2026
- No. of Stocks
- 222
- Portfolio Value
- $1.16B
Holdings by Sector
Focused Wealth Management, Inc Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | SPYG | Other | 16.46% | 1,555,985 | +24,595 | +1.61% | $191,510,688 |
| VANGUARD INDEX FDS | VTV | Other | 13.69% | 736,988 | +17,278 | +2.40% | $159,248,303 |
| INVESCO QQQ TR | QQQ | Other | 12.20% | 191,866 | +3,482 | +1.85% | $141,936,564 |
| VANGUARD SCOTTSDALE FDS | VCIT | Other | 4.77% | 708,824 | +59,651 | +9.19% | $55,507,995 |
| APPLE INC | AAPL | Technology | 3.27% | 114,313 | -589 | -0.51% | $38,068,619 |
| VANGUARD INTL EQUITY INDEX F | VWO | Other | 3.10% | 608,587 | +18,337 | +3.11% | $36,095,268 |
| VANGUARD WHITEHALL FDS | VYM | Other | 2.92% | 218,693 | +2,248 | +1.04% | $33,941,227 |
| VANGUARD WHITEHALL FDS | VIGI | Other | 1.91% | 234,944 | +1,107 | +0.47% | $22,183,399 |
| NVIDIA CORPORATION | NVDA | Technology | 1.82% | 92,705 | +672 | +0.73% | $21,172,026 |
| ALPHABET INC | GOOGL | Communication Services | 1.69% | 57,239 | +5,581 | +10.80% | $19,694,670 |
| VANGUARD INDEX FDS | VB | Other | 1.52% | 62,037 | +2,169 | +3.62% | $17,648,862 |
| SELECT SECTOR SPDR TR | XLF | Other | 1.50% | 326,221 | +8,358 | +2.63% | $17,420,206 |
| VANGUARD BD INDEX FDS | BND | Other | 1.44% | 239,605 | +18,313 | +8.28% | $16,808,276 |
| ISHARES TR | IGV | Other | 1.40% | 152,814 | -1,284 | -0.83% | $16,271,682 |
| JANUS DETROIT STR TR | JMBS | Other | 1.38% | 379,739 | +32,263 | +9.28% | $16,047,790 |
| VANGUARD WORLD FD | MGK | Other | 1.35% | 169,720 | -652 | -0.38% | $15,724,577 |
| ISHARES TR | SGOV | Other | 1.33% | 153,689 | +2,535 | +1.68% | $15,473,374 |
| INVESCO EXCHANGE TRADED FD T | RSP | Other | 1.29% | 72,345 | +272 | +0.38% | $15,049,164 |
| VANGUARD WORLD FD | VGT | Other | 1.28% | 118,352 | -473 | -0.40% | $14,873,355 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 1.25% | 58,368 | +4,499 | +8.35% | $14,542,358 |
| BLACKROCK ETF TRUST II | 092528843 | Other | 1.24% | 314,907 | +21,420 | +7.30% | $14,384,951 |
| ISHARES INC | EMXC | Other | 1.19% | 140,047 | +2,116 | +1.53% | $13,875,882 |
| MICROSOFT CORP | MSFT | Technology | 0.92% | 20,759 | -2,020 | -8.87% | $10,647,533 |
| TESLA INC | TSLA | Consumer Cyclical | 0.84% | 27,612 | +378 | +1.39% | $9,796,855 |
| META PLATFORMS INC | META | Communication Services | 0.81% | 13,050 | +369 | +2.91% | $9,463,571 |
| CITIGROUP INC | C | Financial Services | 0.57% | 51,337 | +998 | +1.98% | $6,647,135 |
| VANGUARD SCOTTSDALE FDS | VONV | Other | 0.54% | 57,901 | -326 | -0.56% | $6,293,814 |
| EATON VANCE TAX-MANAGED GLOB | XEXGX | Other | 0.50% | 624,395 | +23,906 | +3.98% | $5,875,560 |
| J P MORGAN EXCHANGE TRADED F | JEPI | Other | 0.50% | 104,026 | +5,092 | +5.15% | $5,848,353 |
| BLACKSTONE INC | BX | Financial Services | 0.50% | 51,508 | -5,436 | -9.55% | $5,773,500 |
Showing 30 of 222 holdings in the latest reporting period.
Focused Wealth Management, Inc Options Holdings in Q3 2026
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2026 | AAPL | Apple Inc. | CALL | 16,500 | $5,494,830 |
| Q3 2026 | MSFT | Microsoft Corporation | CALL | 1,800 | $923,220 |
| Q3 2026 | MDB | MongoDB, Inc. | PUT | 2,000 | $697,220 |
| Q3 2026 | TSLA | Tesla, Inc. | CALL | 1,800 | $638,658 |
| Q3 2026 | AVGO | Broadcom Inc. | CALL | 1,600 | $561,904 |
| Q3 2026 | C | Citigroup, Inc. | PUT | 2,600 | $336,648 |
| Q3 2026 | CAT | Caterpillar, Inc. | PUT | 400 | $324,316 |
| Q3 2026 | U | Unity Software Inc. | CALL | 5,000 | $204,650 |
| Q3 2026 | AEHR | Aehr Test Systems | CALL | 2,000 | $199,240 |
| Q3 2026 | MRK | Merck & Company, Inc. | CALL | 1,200 | $174,372 |
| Q3 2026 | IREN | IREN LIMITED | CALL | 4,100 | $167,608 |
| Q3 2026 | COHR | Coherent Corp. | PUT | 500 | $143,905 |
| Q3 2026 | CRWV | CoreWeave, Inc. | PUT | 1,600 | $139,392 |
| Q3 2026 | AAOI | Applied Optoelectronics, Inc. | PUT | 1,200 | $119,112 |
| Q3 2026 | ULTA | Ulta Beauty, Inc. | CALL | 200 | $109,234 |
| Q3 2026 | SLV | iShares Silver Trust | PUT | 1,000 | $54,510 |
| Q3 2026 | WRBY | Warby Parker Inc. | CALL | 1,500 | $41,670 |
| Q3 2026 | TER | Teradyne, Inc. | CALL | 100 | $40,091 |
Showing 18 of 18 options positions in the latest reporting period.
Notional value represents the total exposure of the options position.