Howard Marks - Oaktree Capital Management 13F Activity & Position Changes (Q1 2021)
According to the SEC 13F filed on May 17, 2021, the Oaktree Capital Management portfolio showed several notable changes in holdings as of quarter-end Mar 31, 2021. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.
During Q1 2021, the filing reported:
New Buys - , Hims & Hers Health, Inc., Kilroy Realty Corporation, Shoals Technologies Group, Inc., Sorrento Therapeutics, Inc.
Increases - Equity Residential, SunOpta, Inc.
Reductions - Ally Financial Inc., California Resources Corporatio, Cemex, S.A.B. de C.V. Sponsored, Itau Unibanco Banco Holding SA, MGIC Investment Corporation, and 5 more
Complete Exits - Afya, Azul S.A., Banco Bradesco Sa, Chord Energy Corporation, Highland Floating Rate Opportun, and 9 more
These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.
| Date | Symbol | Type | Change Qty |
|---|---|---|---|
|
Q1 2021
|
AFYA
Afya
|
Sell - Position Exit |
-1,780,040
|
|
Q1 2021
|
ALLY
Ally Financial Inc.
|
Sell |
-2,851,854
|
|
Q1 2021
|
AZUL
Azul S.A.
|
Sell - Position Exit |
-2,262,454
|
|
Q1 2021
|
BBD
Banco Bradesco Sa
|
Sell - Position Exit |
-14,261,189
|
|
Q1 2021
|
Buy - Position Entry |
+11,939,117
|
|
|
Q1 2021
|
CHRD
Chord Energy Corporation
|
Sell - Position Exit |
-285,918
|
|
Q1 2021
|
CRC
California Resources Corporatio
|
Sell |
-145,303
|
|
Q1 2021
|
CX
Cemex, S.A.B. de C.V. Sponsored
|
Sell |
-9,625,558
|
|
Q1 2021
|
EQR
Equity Residential
|
Buy |
+450,000
|
|
Q1 2021
|
HFRO
Highland Floating Rate Opportun
|
Sell - Position Exit |
-400,000
|
|
Q1 2021
|
HIMS
Hims & Hers Health, Inc.
|
Buy - Position Entry |
+3,773,437
|
|
Q1 2021
|
IBN
ICICI Bank Limited
|
Sell - Position Exit |
-6,154,053
|
|
Q1 2021
|
INDA
Ishares MSCI India ETF
|
Sell - Position Exit |
-80,800
|
|
Q1 2021
|
ITUB
Itau Unibanco Banco Holding SA
|
Sell |
-17,962,578
|
|
Q1 2021
|
KC
Kingsoft Cloud Holdings Limited
|
Sell - Position Exit |
-505,676
|
|
Q1 2021
|
KRC
Kilroy Realty Corporation
|
Buy - Position Entry |
+910,011
|
|
Q1 2021
|
LEA
Lear Corporation
|
Sell - Position Exit |
-14,587
|
|
Q1 2021
|
MELI
MercadoLibre, Inc.
|
Sell - Position Exit |
-12,894
|
|
Q1 2021
|
MTG
MGIC Investment Corporation
|
Sell |
-73,000
|
|
Q1 2021
|
MX
Magnachip Semiconductor Corpora
|
Sell |
-383,000
|
|
Q1 2021
|
NMIH
NMI Holdings Inc
|
Sell |
-99,000
|
|
Q1 2021
|
PBR
Petroleo Brasileiro S.A.- Petro
|
Sell - Position Exit |
-6,311,209
|
|
Q1 2021
|
SHLS
Shoals Technologies Group, Inc.
|
Buy - Position Entry |
+4,977,751
|
|
Q1 2021
|
SMCI
Super Micro Computer, Inc.
|
Sell |
-469,176
|
|
Q1 2021
|
SRNE
Sorrento Therapeutics, Inc.
|
Buy - Position Entry |
+320,000
|
|
Q1 2021
|
STKL
SunOpta, Inc.
|
Buy |
+12,559,113
|
|
Q1 2021
|
TSM
Taiwan Semiconductor Manufactur
|
Sell - Position Exit |
-398,949
|
|
Q1 2021
|
TSQ
Townsquare Media, Inc.
|
Sell - Position Exit |
-1,595,224
|
|
Q1 2021
|
TV
Grupo Televisa S.A.B.
|
Sell |
-103,349
|
|
Q1 2021
|
VALE
VALE S.A.
|
Sell - Position Exit |
-6,756,996
|
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