Howard Marks - Oaktree Capital Management 13F Activity & Position Changes (Q3 2021)

According to the SEC 13F filed on Nov 15, 2021, the Oaktree Capital Management portfolio showed several notable changes in holdings as of quarter-end Sep 30, 2021. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2021, the filing reported:

New Buys - Clover Leaf Capital Corp., Freeport-McMoRan, Inc., OCA Acquisition Corp., Reservoir Media, Inc.., Thunder Bridge Capital Partners

Increases - Afya, Azul S.A., Banco Bradesco Sa, Cemex, S.A.B. de C.V. Sponsored, ICICI Bank Limited, and 8 more

Reductions - Loma Negra Compania Industrial , MGIC Investment Corporation, Super Micro Computer, Inc., VALE S.A.

Complete Exits - Amplify Energy Corp., , Americold Realty Trust, Inc., Hims & Hers Health, Inc., ATRenew Inc., and 1 more

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2021	AFYA Afya	Afya	Buy	+19,132	+1.2%	$32.61K	1,651,812
Q3 2021	AMPY Amplify Energy Corp.	Amplify Energy Corp.	Sell - Position Exit	-410,041	-100.0%	$0.00	-
Q3 2021	AZUL Azul S.A.	Azul S.A.	Buy	+242,185	+13.0%	$42.12K	2,099,524
Q3 2021	BBD Banco Bradesco Sa	Banco Bradesco Sa	Buy	+3,264,276	+19.1%	$77.86K	20,328,340
Q3 2021	CHKEL		Sell - Position Exit	-690,931	-100.0%	$0.00	-
Q3 2021	CLOE Clover Leaf Capital Corp.	Clover Leaf Capital Corp.	Buy - Position Entry	+200,000	-	$2.00K	200,000
Q3 2021	COLD Americold Realty Trust, Inc.	Americold Realty Trust, Inc.	Sell - Position Exit	-11,771,646	-100.0%	$0.00	-
Q3 2021	CX Cemex, S.A.B. de C.V. Sponsored	Cemex, S.A.B. de C.V. Sponsored	Buy	+594,367	+2.5%	$175.44K	24,468,125
Q3 2021	FCX Freeport-McMoRan, Inc.	Freeport-McMoRan, Inc.	Buy - Position Entry	+1,833,550	-	$59.65K	1,833,550
Q3 2021	HIMS Hims & Hers Health, Inc.	Hims & Hers Health, Inc.	Sell - Position Exit	-3,773,437	-100.0%	$0.00	-
Q3 2021	IBN ICICI Bank Limited	ICICI Bank Limited	Buy	+195,908	+3.9%	$99.37K	5,266,217
Q3 2021	ITUB Itau Unibanco Banco Holding SA	Itau Unibanco Banco Holding SA	Buy	+495,736	+2.4%	$112.25K	21,299,528
Q3 2021	KRC Kilroy Realty Corporation	Kilroy Realty Corporation	Buy	+625,000	+68.7%	$101.63K	1,535,011
Q3 2021	LOMA Loma Negra Compania Industrial	Loma Negra Compania Industrial	Sell	-16,076	-4.7%	$2.32K	325,924
Q3 2021	MTG MGIC Investment Corporation	MGIC Investment Corporation	Sell	-662,000	-21.9%	$35.27K	2,358,000
Q3 2021	NMIH NMI Holdings Inc	NMI Holdings Inc	Buy	+455,000	+9.4%	$120.28K	5,320,000
Q3 2021	OCAX OCA Acquisition Corp.	OCA Acquisition Corp.	Buy - Position Entry	+103,920	-	$1.03K	103,920
Q3 2021	PARR Par Pacific Holdings, Inc. Comm	Par Pacific Holdings, Inc. Comm	Buy	+910,000	+70.0%	$34.74K	2,210,000
Q3 2021	PBR Petroleo Brasileiro S.A.- Petro	Petroleo Brasileiro S.A.- Petro	Buy	+326,265	+3.9%	$91.00K	8,800,432
Q3 2021	RERE ATRenew Inc.	ATRenew Inc.	Sell - Position Exit	-357,722	-100.0%	$0.00	-
Q3 2021	RSVR Reservoir Media, Inc..	Reservoir Media, Inc..	Buy - Position Entry	+468,700	-	$4.27K	468,700
Q3 2021	SHLS Shoals Technologies Group, Inc.	Shoals Technologies Group, Inc.	Sell - Position Exit	-4,977,751	-100.0%	$0.00	-
Q3 2021	SMCI Super Micro Computer, Inc.	Super Micro Computer, Inc.	Sell	-128,610	-5.7%	$78.08K	2,135,000
Q3 2021	THCP Thunder Bridge Capital Partners	Thunder Bridge Capital Partners	Buy - Position Entry	+150,000	-	$1.46K	150,000
Q3 2021	TV Grupo Televisa S.A.B.	Grupo Televisa S.A.B.	Buy	+170,000	+6.4%	$30.98K	2,821,801
Q3 2021	VALE VALE S.A.	VALE S.A.	Sell	-262,786	-4.2%	$83.46K	5,982,790
Q3 2021	VIST Vista Energy S.A.B. de C.V.	Vista Energy S.A.B. de C.V.	Buy	+112,002	+3.6%	$16.32K	3,245,002
Q3 2021	VST Vistra Corp.	Vistra Corp.	Buy	+4,783	+0.0%	$512.00K	29,941,385