Howard Marks - Oaktree Capital Management 13F Activity & Position Changes (Q3 2021)

As of Sep 30, 2021, the Oaktree Capital Management portfolio activity showed several notable changes in holdings, according to the latest SEC 13F filing reported on Nov 15, 2021. The activity included new positions, additions to existing holdings, reductions, and complete exits, providing a clear view of how the portfolio evolved during the quarter.

During Q3 2021, the filing reported:

New Buys - Clover Leaf Capital Corp., Freeport-McMoRan, Inc., OCA Acquisition Corp., Reservoir Media, Inc.., Thunder Bridge Capital Partners

Increases - Afya, Azul S.A., Banco Bradesco Sa, Cemex, S.A.B. de C.V. Sponsored, ICICI Bank Limited, and 8 more

Reductions - Loma Negra Compania Industrial , MGIC Investment Corporation, Super Micro Computer, Inc., VALE S.A.

Complete Exits - Amplify Energy Corp., , Americold Realty Trust, Inc., Hims & Hers Health, Inc., ATRenew Inc., and 1 more

These updates highlight how the portfolio adjusted across different sectors and market conditions, offering insights into allocation shifts and investment trends.

Date	Symbol	Name	Type	Change Qty	% Change	Value	Remaining
Q3 2021	AFYA Afya	Afya	Buy	+19,132	+1.2%	$32.61K	1,651,812
Q3 2021	AMPY Amplify Energy Corp.	Amplify Energy Corp.	Sell - Position Exit	-410,041	-100.0%	$0.00	-
Q3 2021	AZUL Azul S.A.	Azul S.A.	Buy	+242,185	+13.0%	$42.12K	2,099,524
Q3 2021	BBD Banco Bradesco Sa	Banco Bradesco Sa	Buy	+3,264,276	+19.1%	$77.86K	20,328,340
Q3 2021	CHKEL		Sell - Position Exit	-690,931	-100.0%	$0.00	-
Q3 2021	CLOE Clover Leaf Capital Corp.	Clover Leaf Capital Corp.	Buy - Position Entry	+200,000	-	$2.00K	200,000
Q3 2021	COLD Americold Realty Trust, Inc.	Americold Realty Trust, Inc.	Sell - Position Exit	-11,771,646	-100.0%	$0.00	-
Q3 2021	CX Cemex, S.A.B. de C.V. Sponsored	Cemex, S.A.B. de C.V. Sponsored	Buy	+594,367	+2.5%	$175.44K	24,468,125
Q3 2021	FCX Freeport-McMoRan, Inc.	Freeport-McMoRan, Inc.	Buy - Position Entry	+1,833,550	-	$59.65K	1,833,550
Q3 2021	HIMS Hims & Hers Health, Inc.	Hims & Hers Health, Inc.	Sell - Position Exit	-3,773,437	-100.0%	$0.00	-
Q3 2021	IBN ICICI Bank Limited	ICICI Bank Limited	Buy	+195,908	+3.9%	$99.37K	5,266,217
Q3 2021	ITUB Itau Unibanco Banco Holding SA	Itau Unibanco Banco Holding SA	Buy	+495,736	+2.4%	$112.25K	21,299,528
Q3 2021	KRC Kilroy Realty Corporation	Kilroy Realty Corporation	Buy	+625,000	+68.7%	$101.63K	1,535,011
Q3 2021	LOMA Loma Negra Compania Industrial	Loma Negra Compania Industrial	Sell	-16,076	-4.7%	$2.32K	325,924
Q3 2021	MTG MGIC Investment Corporation	MGIC Investment Corporation	Sell	-662,000	-21.9%	$35.27K	2,358,000
Q3 2021	NMIH NMI Holdings Inc	NMI Holdings Inc	Buy	+455,000	+9.4%	$120.28K	5,320,000
Q3 2021	OCAX OCA Acquisition Corp.	OCA Acquisition Corp.	Buy - Position Entry	+103,920	-	$1.03K	103,920
Q3 2021	PARR Par Pacific Holdings, Inc. Comm	Par Pacific Holdings, Inc. Comm	Buy	+910,000	+70.0%	$34.74K	2,210,000
Q3 2021	PBR Petroleo Brasileiro S.A.- Petro	Petroleo Brasileiro S.A.- Petro	Buy	+326,265	+3.9%	$91.00K	8,800,432
Q3 2021	RERE ATRenew Inc.	ATRenew Inc.	Sell - Position Exit	-357,722	-100.0%	$0.00	-
Q3 2021	RSVR Reservoir Media, Inc..	Reservoir Media, Inc..	Buy - Position Entry	+468,700	-	$4.27K	468,700
Q3 2021	SHLS Shoals Technologies Group, Inc.	Shoals Technologies Group, Inc.	Sell - Position Exit	-4,977,751	-100.0%	$0.00	-
Q3 2021	SMCI Super Micro Computer, Inc.	Super Micro Computer, Inc.	Sell	-128,610	-5.7%	$78.08K	2,135,000
Q3 2021	THCP Thunder Bridge Capital Partners	Thunder Bridge Capital Partners	Buy - Position Entry	+150,000	-	$1.46K	150,000
Q3 2021	TV Grupo Televisa S.A.B.	Grupo Televisa S.A.B.	Buy	+170,000	+6.4%	$30.98K	2,821,801
Q3 2021	VALE VALE S.A.	VALE S.A.	Sell	-262,786	-4.2%	$83.46K	5,982,790
Q3 2021	VIST Vista Energy S.A.B. de C.V.	Vista Energy S.A.B. de C.V.	Buy	+112,002	+3.6%	$16.32K	3,245,002
Q3 2021	VST Vistra Corp.	Vistra Corp.	Buy	+4,783	+0.0%	$512.00K	29,941,385