Alethea Capital Management, Llc Portfolio Stock Holdings

Alethea Capital Management, Llc disclosed 13 stock positions valued at approximately $186.1 million in its latest SEC 13F filing. The largest holdings include AXSOME THERAPEUTICS INC., SPDR SERIES TRUST, and KURA ONCOLOGY INC. The filing reflects positions held as of March 31, 2026 and was filed on May 13, 2026.

Report Period
March 31, 2026
No. of Stocks
13
Portfolio Value
$186.1M
Holdings by Sector
Alethea Capital Management, Llc Portfolio Holdings in Q1 2026

12 holdings in the latest reporting period.

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CompanySymbolSectorPortfolio %SharesChange (Shares)Change %Value
AXSOME THERAPEUTICS INC.AXSMHealthcare58.94%649,114-19,596-2.93%$109,713,248
SPDR SERIES TRUSTBILOther31.51%640,038+403,427+170.50%$58,653,085
KURA ONCOLOGY INCKURAHealthcare6.68%1,529,369+106,687+7.50%$12,433,770
ISHARES TRTLTOther1.06%22,831-292-1.26%$1,979,219
TEMPUS AI INCTEMHealthcare0.77%31,554--$1,426,872
WELLS FARGO & COWFCFinancial Services0.26%6,030+6,030+100.00%$480,048
WISDOMTREE TRHEDJOther0.21%7,430--$388,589
GRAPHIC PACKAGING HLDG COGPKConsumer Cyclical0.09%16,330+16,330+100.00%$162,320
STATE STR SPDR S&P 500 ETF TSPYOther0.07%190-13,737-98.64%$123,565
IMMUNEERING CORPIMRXHealthcare0.06%22,935--$120,867
TASEKO MINES LTDTGBBasic Materials0.03%10,000--$64,500
OPEN LENDING CORPLPROFinancial Services0.01%12,000--$15,000
Alethea Capital Management, Llc Options Holdings in Q1 2026

1 options positions in the latest reporting period.

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QuarterSymbolCompanyOptionContractsNotional Value
Q1 2026SPYSPDR S&P 500PUT13,500$8,779,590

Notional value represents the total exposure of the options position.