CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT) institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q1 2026Renaissance Technologies LLCSell-41,85321,507$15,236,558
Q1 2026ARK InvestBuy24,41058,578$41,500,170
Q1 2026Sequoia Financial AdvisorsBuy1,519178,760$126,644,051
Q1 2026Dodge & Cox Stock FundSell-73039,994$28,334,149
Q1 2026Gardner Russo & QuinnSell-100450$318,807
Q1 2026Cullen Value FundSell-218,591$6,086,234
Q1 2026Mairs & Power Growth FundSell-518,450$13,071,087
Q4 2025ARK InvestBuy3,02434,168$19,573,822
Q4 2025Sequoia Financial AdvisorsBuy615177,241$101,536,375
Q4 2025Mairs & Power Growth FundSell-25518,455$10,572,316
Q4 2025Gardner Russo & QuinnSell-150550$315,079
Q4 2025Dodge & Cox Stock FundSell-7040,724$23,329,558
Q4 2025Cullen Value FundSell-588,612$5,319,120
Q3 2025Bill & Melinda Gates Foundation TrustSell-1,000,0006,353,614$3,031,626,920
Q3 2025Sequoia Financial AdvisorsBuy5,675176,626$84,277,310
Q3 2025ARK InvestBuy3,26831,144$14,860,360
Q3 2025Dodge & Cox Stock FundSell-1,12740,794$19,464,857
Q3 2025Mairs & Power Growth FundSell-65118,710$8,927,476
Q3 2025Eagle Capital ManagementSell-69870$415
Q3 2025Gardner Russo & QuinnBuy50700$334,005
Q3 2025Cullen Value FundSell-408,670$4,316,590
Q2 2025Sequoia Financial AdvisorsBuy45,522170,951$66,365,096
Q2 2025ARK InvestBuy7,01927,876$10,821,742
Q2 2025Mairs & Power Growth FundBuy2,80819,361$7,516,134
Q2 2025Dodge & Cox Stock FundSell-3041,921$16,274,151
Q2 2025Cullen Value FundBuy208,710$3,381,480
Q1 2025Renaissance Technologies LLCSell-98,48163,360$20,896,459
Q1 2025Sequoia Financial AdvisorsBuy4,218125,429$41,366,551
Q1 2025Eagle Capital ManagementBuy300939$310
Q1 2025Mairs & Power Growth FundSell-14016,553$5,459,179

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

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