CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT) institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q4 2013Dodge & Cox Stock FundSell-18572,850$6,616
Q3 2013Matrix Advisors Value FundBuy68,515178,290$14,869
Q3 2013Jensen Investment ManagementBuy9405,360$447
Q3 2013Dodge & Cox Stock FundSell-81673,035$6,089
Q3 2013Mairs & Power Growth FundSell-2654,186$349
Q2 2013Bill & Melinda Gates Foundation TrustBuy10,760,85710,760,857$887,663
Q2 2013Matrix Advisors Value FundBuy109,775109,775$9,055
Q2 2013Dodge & Cox Stock FundBuy73,85173,851$6,092
Q2 2013Mairs & Power Growth FundBuy4,4514,451$367
Q2 2013Jensen Investment ManagementBuy4,4204,420$365

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

Related CAT insights