CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT) institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC 13F filings (Q1 2026). This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q1 2019Renaissance Technologies LLCBuy1,843,3041,862,604$252,364
Q1 2019Sequoia Financial AdvisorsBuy2,1924,900$664
Q1 2019Dodge & Cox Stock FundSell-60044,395$6,015
Q4 2018Renaissance Technologies LLCBuy15,60019,300$2,452
Q4 2018Olstein Capital ManagementBuy10,00038,000$4,829
Q4 2018Dodge & Cox Stock FundSell-1,29744,995$5,718
Q4 2018Sequoia Financial AdvisorsBuy3572,708$344
Q3 2018Renaissance Technologies LLCSell-370,1003,700$564
Q3 2018Olstein Capital ManagementBuy3,00028,000$4,270
Q3 2018Dodge & Cox Stock FundSell-1,45346,292$7,059
Q3 2018Mairs & Power Growth FundSell-1,0007,040$1,074
Q3 2018Sequoia Financial AdvisorsBuy1852,351$359
Q2 2018Olstein Capital ManagementBuy11,00025,000$3,392
Q2 2018Mairs & Power Growth FundBuy5508,040$1,091
Q2 2018Dodge & Cox Stock FundSell-25047,745$6,478
Q2 2018Sequoia Financial AdvisorsBuy1002,166$294
Q1 2018Renaissance Technologies LLCBuy353,800373,800$55,091
Q1 2018Olstein Capital ManagementSell-8,00014,000$2,063
Q1 2018Dodge & Cox Stock FundSell-1,33947,995$7,074
Q1 2018Sequoia Financial AdvisorsBuy6182,066$304
Q1 2018Mairs & Power Growth FundBuy1287,490$1,104
Q4 2017Renaissance Technologies LLCSell-1,050,60020,000$3,152
Q4 2017First Eagle U.S. ValueBuy305,393305,393$48,124
Q4 2017Olstein Capital ManagementSell-27,50022,000$3,467
Q4 2017Dodge & Cox Stock FundSell-2,84749,334$7,774
Q4 2017Sequoia Financial AdvisorsBuy1,4481,448$228
Q4 2017Gardner Russo & QuinnBuy650650$102
Q3 2017Renaissance Technologies LLCSell-1,430,5001,070,600$133,515
Q3 2017Olstein Capital ManagementSell-6,00049,500$6,173
Q3 2017Dodge & Cox Stock FundSell-2,09552,181$6,507

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

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