Warberg Asset Management Llc Portfolio Stock Holdings

According to the SEC 13F filed on August 11, 2026, Warberg Asset Management Llc disclosed 26 stock positions valued at approximately $337.48M as of quarter-end June 30, 2026. The largest holdings include NEXTNAV INC, CORNERSTONE STRATEGIC INVEST, and CORE SCIENTIFIC INC NEW.

Report Period
June 30, 2026
No. of Stocks
26
Portfolio Value
$337.48M
Holdings by Sector
Warberg Asset Management Llc Portfolio Holdings in Q2 2026
CompanySymbolSectorPortfolio %SharesChange (Shares)Change %Value
NEXTNAV INCNNTechnology4.54%859,839+859,839+100.00%$15,330,929
CORNERSTONE STRATEGIC INVESTCLMFinancial Services4.11%1,836,581+794,646+76.27%$13,884,554
CORE SCIENTIFIC INC NEWCORZWTechnology2.14%385,028+117,128+43.72%$7,238,526
APOLLO GLOBAL MGMT INCAPO-AOther2.00%110,589+110,589+100.00%$6,737,082
STEREOTAXIS INCSTXSHealthcare0.57%1,108,889+14,766+1.35%$1,907,289
BANK OF AMER CORPBAC.PRNOther0.44%1,180-320-21.33%$1,480,310
REVOLUTION MEDICINES INCRVMDWHealthcare0.26%94,797+94,797+100.00%$889,186
NEW ENGLAND RLTY ASSOC LTD PNENReal Estate0.26%15,100-2,606-14.72%$886,219
AMPRIUS TECHNOLOGIES INCAMPXIndustrials0.19%47,000+47,000+100.00%$651,420
VANECK ETF TRUSTGDXJOther0.18%6,222+6,222+100.00%$611,312
USA RARE EARTH INCUSAROther0.16%25,333--$546,686
OCCIDENTAL PETE CORPOXY-WSOther0.12%15,292-471,217-96.86%$407,137
POST HLDGS INCPOSTConsumer Defensive0.12%4,500--$396,968
ALNYLAM PHARMACEUTICALS INCALNYHealthcare0.09%1,000+1,000+100.00%$301,135
OPTIMUM COMMUNICATIONS INCATUSCommunication Services0.04%99,090+99,090+100.00%$143,681
DIGI PWR X INCDGXXOther0.04%25,000+25,000+100.00%$136,250
DAKOTA GOLD CORPDCBasic Materials0.03%25,045--$106,692
REIN THERAPEUTICS INCALRNHealthcare0.03%99,000+99,000+100.00%$100,980
LIQTECH INTL INCLIQTIndustrials0.02%91,746+91,746+100.00%$77,892
EON RESOURCES INCHNRA-WSOther0.01%515,167-31,910-5.83%$39,462
AMESITE INCAMSTOther0.01%14,287+14,287+100.00%$19,002
T1 ENERGY INCFREY-WSOther0.00%85,922+85,922+100.00%$16,317
LIVEWIRE GROUP INCLVWR-WSOther0.00%594,393-5,264-0.88%$11,888
FLYEXCLUSIVE INCFLYX-WSOther0.00%29,800-3,224-9.76%$5,960
OPPFI INCOPFI-WSOther0.00%23,600-50,710-68.24%$708
RENEW ENERGY GLOBAL PLCRNWOther0.00%31,092--$103
Showing 26 of 26 holdings in the latest reporting period.
Warberg Asset Management Llc Options Holdings in Q2 2026
QuarterSymbolCompanyOptionContractsNotional Value
Q2 2026SPYSPDR S&P 500PUT230,600$172,205,162
Q2 2026QQQInvesco QQQ Trust, Series 1PUT19,000$13,991,600
Q2 2026NVDANVIDIA CorporationPUT22,000$4,401,980
Q2 2026TLTiShares 20+ Year Treasury Bond PUT40,600$3,508,652
Q2 2026SPYSPDR S&P 500CALL4,000$2,987,080
Q2 2026SMHVanEck Semiconductor ETFPUT4,000$2,623,560
Q2 2026DRAMROUNDHILL MEMORY ETFPUT21,000$1,550,850
Q2 2026UALUnited Airlines Holdings, Inc.CALL10,000$1,359,900
Q2 2026SBUXStarbucks CorporationPUT11,900$1,216,061
Q2 2026ESPREsperion Therapeutics, Inc.PUT374,000$1,181,840
Q2 2026SLViShares Silver TrustCALL21,500$1,149,605
Q2 2026PYPLPayPal Holdings, Inc.CALL25,000$1,079,500
Q2 2026SMHVanEck Semiconductor ETFCALL1,400$918,246
Q2 2026INTCIntel CorporationCALL5,500$767,965
Q2 2026GLWCorning IncorporatedPUT3,000$766,290
Q2 2026SPCXSPACE EXPLORATION TECHN-CL APUT4,000$683,440
Q2 2026AMPXAmprius Technologies, Inc.PUT46,000$637,560
Q2 2026ACMRACM Research, Inc.PUT4,000$507,560
Q2 2026VXXIPATH SERIES B S&P 500 VIXCALL20,000$441,800
Q2 2026AMPGAmplitech Group, Inc.CALL41,000$285,360
Q2 2026USOUnited States Oil FundPUT2,000$212,880
Q2 2026PCGPacific Gas & Electric Co.CALL10,000$168,200
Q2 2026PROPPrairie Operating Co.CALL48,500$34,993
Showing 23 of 23 options positions in the latest reporting period.

Notional value represents the total exposure of the options position.