Warberg Asset Management Llc Portfolio Stock Holdings
According to the SEC 13F filed on November 2, 2026, Warberg Asset Management Llc disclosed 35 stock positions valued at approximately $444.03M as of quarter-end September 30, 2026. The largest holdings include NEXTNAV INC, CORNERSTONE STRATEGIC INVEST, and WELLTOWER INC.
- Report Period
- September 30, 2026
- No. of Stocks
- 35
- Portfolio Value
- $444.03M
Holdings by Sector
Warberg Asset Management Llc Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| NEXTNAV INC | NN | Technology | 4.80% | 1,482,560 | +622,721 | +72.42% | $21,319,213 |
| CORNERSTONE STRATEGIC INVEST | CLM | Financial Services | 3.13% | 2,174,887 | +338,306 | +18.42% | $13,919,275 |
| WELLTOWER INC | WELL | Real Estate | 2.18% | 42,031 | +42,031 | +100.00% | $9,681,421 |
| PENUMBRA INC | PEN | Healthcare | 1.80% | 25,100 | +25,100 | +100.00% | $7,990,334 |
| CORE SCIENTIFIC INC NEW | CORZW | Technology | 0.80% | 383,028 | -2,000 | -0.52% | $3,554,500 |
| ISHARES TR | TLT | Other | 0.63% | 36,000 | +33,500 | +1340.00% | $2,801,974 |
| BANK OF AMER CORP | BAC.PRN | Other | 0.32% | 1,180 | - | - | $1,440,733 |
| STEREOTAXIS INC | STXS | Healthcare | 0.31% | 1,131,371 | +22,482 | +2.03% | $1,391,587 |
| REVOLUTION MEDICINES INC | RVMDW | Healthcare | 0.24% | 94,797 | - | - | $1,084,478 |
| NEW ENGLAND RLTY ASSOC LTD P | NEN | Real Estate | 0.23% | 19,690 | +4,590 | +30.40% | $1,034,491 |
| LANTHEUS HLDGS INC | LNTH | Healthcare | 0.13% | 5,600 | +5,600 | +100.00% | $557,424 |
| DAVE INC | DAVEW | Technology | 0.09% | 389,498 | +389,498 | +100.00% | $381,708 |
| USA RARE EARTH INC | USAR | Basic Materials | 0.08% | 25,333 | - | - | $356,689 |
| POST HLDGS INC | POST | Consumer Defensive | 0.07% | 4,500 | - | - | $327,983 |
| VANECK ETF TRUST | GDXJ | Other | 0.07% | 2,700 | -3,522 | -56.61% | $307,665 |
| ALNYLAM PHARMACEUTICALS INC | ALNY | Healthcare | 0.06% | 1,000 | - | - | $246,920 |
| BARCLAYS BANK PLC | VXX | Other | 0.06% | 14,000 | +14,000 | +100.00% | $246,388 |
| CULLEN FROST BANKERS INC | CFR | Financial Services | 0.05% | 1,491 | +1,491 | +100.00% | $227,631 |
| ASSOCIATED BANC-CORP | ASB | Financial Services | 0.05% | 7,508 | +7,508 | +100.00% | $215,104 |
| AMPRIUS TECHNOLOGIES INC | AMPX | Industrials | 0.04% | 17,000 | -30,000 | -63.83% | $164,390 |
| DAKOTA GOLD CORP | DC | Basic Materials | 0.03% | 25,045 | - | - | $152,274 |
| DIGI PWR X INC | DGXX | Utilities | 0.02% | 25,000 | - | - | $102,500 |
| OPTIMUM COMMUNICATIONS INC | ATUS | Communication Services | 0.02% | 97,347 | -1,743 | -1.76% | $96,967 |
| REIN THERAPEUTICS INC | ALRN | Healthcare | 0.02% | 96,000 | -3,000 | -3.03% | $78,038 |
| FEMASYS INC | FEMY | Healthcare | 0.01% | 21,928 | +21,928 | +100.00% | $47,364 |
| EON RESOURCES INC | HNRA-WS | Other | 0.01% | 494,900 | -20,267 | -3.93% | $46,944 |
| LIQTECH INTL INC | LIQT | Industrials | 0.01% | 85,500 | -6,246 | -6.81% | $44,922 |
| OUTLOOK THERAPEUTICS INC | OTLK | Healthcare | 0.00% | 35,177 | -239,823 | -87.21% | $20,174 |
| BIONANO GENOMICS INC | BNGO | Healthcare | 0.00% | 10,000 | +10,000 | +100.00% | $15,600 |
| LIVEWIRE GROUP INC | LVWR-WS | Other | 0.00% | 400,000 | -194,393 | -32.70% | $14,600 |
Showing 30 of 35 holdings in the latest reporting period.
Warberg Asset Management Llc Options Holdings in Q3 2026
| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q3 2026 | SPY | SPDR S&P 500 | PUT | 351,100 | $267,759,393 |
| Q3 2026 | QQQ | Invesco QQQ Trust, Series 1 | PUT | 20,000 | $14,795,400 |
| Q3 2026 | MU | Micron Technology, Inc. | PUT | 4,600 | $4,899,506 |
| Q3 2026 | TLT | iShares 20+ Year Treasury Bond | PUT | 52,000 | $4,044,560 |
| Q3 2026 | MSFT | Microsoft Corporation | PUT | 4,000 | $2,051,600 |
| Q3 2026 | NVDA | NVIDIA Corporation | PUT | 8,800 | $2,009,744 |
| Q3 2026 | XLE | SPDR Select Sector Fund - Energ | CALL | 32,000 | $1,968,000 |
| Q3 2026 | PYPL | PayPal Holdings, Inc. | CALL | 31,000 | $1,628,430 |
| Q3 2026 | USO | United States Oil Fund | PUT | 9,000 | $1,310,940 |
| Q3 2026 | AAPL | Apple Inc. | CALL | 3,000 | $999,060 |
| Q3 2026 | XLU | SPDR Select Sector Fund - Utili | CALL | 25,000 | $986,000 |
| Q3 2026 | SBUX | Starbucks Corporation | PUT | 10,000 | $939,600 |
| Q3 2026 | LNTH | Lantheus Holdings, Inc. | PUT | 8,400 | $836,052 |
| Q3 2026 | BE | Bloom Energy Corporation | CALL | 3,000 | $830,940 |
| Q3 2026 | SPY | SPDR S&P 500 | CALL | 1,000 | $762,630 |
| Q3 2026 | APP | Applovin Corporation | PUT | 2,600 | $755,118 |
| Q3 2026 | SMH | VanEck Semiconductor ETF | PUT | 1,000 | $609,000 |
| Q3 2026 | SPCX | Space Exploration Technologies | PUT | 4,000 | $603,440 |
| Q3 2026 | GDX | VanEck Gold Miners ETF | CALL | 5,000 | $439,000 |
| Q3 2026 | CVNA | Carvana Co. | PUT | 7,000 | $437,780 |
| Q3 2026 | SLV | iShares Silver Trust | CALL | 6,000 | $327,060 |
| Q3 2026 | M | Macy's Inc | CALL | 14,000 | $318,780 |
| Q3 2026 | GLW | Corning Incorporated | PUT | 2,000 | $307,520 |
| Q3 2026 | VXX | IPATH SERIES B S&P 500 VIX | CALL | 15,000 | $264,150 |
| Q3 2026 | M | Macy's Inc | PUT | 10,000 | $227,700 |
| Q3 2026 | AMPX | Amprius Technologies, Inc. | PUT | 17,000 | $164,560 |
| Q3 2026 | TARA | Protara Therapeutics, Inc. | CALL | 29,100 | $88,755 |
| Q3 2026 | PROP | Prairie Operating Co. | CALL | 48,500 | $19,958 |
Showing 28 of 28 options positions in the latest reporting period.
Notional value represents the total exposure of the options position.