CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings. This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q4 2023Cullen Value FundBuy8,6278,627$2,550,814
Q4 2023ARK InvestSell-3,24565,864$19,474,009
Q3 2023Renaissance Technologies LLCSell-433,552906,458$247,463
Q3 2023Dodge & Cox Stock FundBuy12,38042,379$11,569,467
Q3 2023ARK InvestSell-5,23069,109$18,866,757
Q3 2023Sequoia Financial AdvisorsSell-10810,872$2,968,110
Q3 2023Mairs & Power Growth FundSell-7517,580$4,799,340
Q2 2023Renaissance Technologies LLCSell-148,7901,340,010$329,709
Q2 2023ARK InvestBuy3,03574,339$18,291,111
Q2 2023Sequoia Financial AdvisorsBuy75210,980$2,701,680
Q2 2023Mairs & Power Growth FundSell-26517,655$4,344,013
Q1 2023Renaissance Technologies LLCBuy674,3001,488,800$340,697
Q1 2023ARK InvestSell-10,96671,304$16,317,207
Q1 2023Sequoia Financial AdvisorsSell-8710,228$2,340,504
Q1 2023Dodge & Cox Stock FundSell-5029,999$6,864,971
Q1 2023Mairs & Power Growth FundSell-3517,920$4,100,813
Q4 2022Renaissance Technologies LLCBuy536,326814,500$195,122
Q4 2022ARK InvestSell-13,91982,270$19,708,601
Q4 2022Dodge & Cox Stock FundSell-1,38830,049$7,198,538
Q4 2022Sequoia Financial AdvisorsBuy1,03910,315$2,471,004
Q4 2022Mairs & Power Growth FundSell-14017,955$4,301,300
Q3 2022Mairs & Power Growth FundBuy10,80018,095$2,969
Q3 2022ARK InvestSell-6,94096,189$15,783
Q3 2022Sequoia Financial AdvisorsSell-9359,276$1,529
Q2 2022ARK InvestSell-8,352103,129$22,260
Q2 2022Mairs & Power Growth FundSell-3257,295$1,304
Q2 2022Sequoia Financial AdvisorsSell-30710,211$1,825
Q2 2022Dodge & Cox Stock FundSell-7031,437$5,620
Q1 2022Bill & Melinda Gates Foundation TrustSell-2,331,5187,353,614$1,638,532
Q1 2022ARK InvestSell-32,720111,481$24,840

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

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