CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings. This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q3 2020ARK InvestBuy60,144123,641$18,441
Q3 2020Sequoia Financial AdvisorsBuy9,0299,029$1,347
Q3 2020Olstein Capital ManagementSell-9,00028,000$4,176
Q3 2020Mairs & Power Growth FundSell-4686,907$1,030
Q3 2020Dodge & Cox Stock FundSell-10641,451$6,182
Q2 2020Renaissance Technologies LLCBuy424,000426,400$53,940
Q2 2020ARK InvestBuy36,92063,497$8,032
Q2 2020Sequoia Financial AdvisorsSell-8,5020$1,146
Q2 2020Olstein Capital ManagementSell-7,00037,000$4,681
Q2 2020Dodge & Cox Stock FundSell-1,55041,557$5,257
Q1 2020ARK InvestBuy26,57726,577$3,084
Q1 2020Olstein Capital ManagementBuy6,00044,000$5,106
Q1 2020Sequoia Financial AdvisorsBuy1,1458,502$987
Q1 2020Meritage GroupBuy7832,156$250
Q1 2020Mairs & Power Growth FundBuy3357,375$856
Q1 2020Dodge & Cox Stock FundSell-10043,107$5,002
Q4 2019Renaissance Technologies LLCSell-122,2042,400$354
Q4 2019Hillman Value FundSell-29,0061,435$212
Q4 2019Olstein Capital ManagementSell-5,00038,000$5,612
Q4 2019Meritage GroupBuy1,3731,373$203
Q4 2019Sequoia Financial AdvisorsSell-8147,357$1,087
Q4 2019Dodge & Cox Stock FundSell-17443,207$6,381
Q3 2019Renaissance Technologies LLCSell-1,157,700124,604$15,739
Q3 2019Olstein Capital ManagementBuy7,00043,000$5,431
Q3 2019Sequoia Financial AdvisorsBuy3,4098,171$1,032
Q3 2019Dodge & Cox Stock FundSell-40043,381$5,479
Q2 2019Renaissance Technologies LLCSell-580,3001,282,304$174,765
Q2 2019Olstein Capital ManagementSell-2,00036,000$4,906
Q2 2019Dodge & Cox Stock FundSell-61443,781$5,967
Q2 2019Sequoia Financial AdvisorsSell-1384,762$649

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.