CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings. This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q1 2022Sequoia Financial AdvisorsBuy3,08610,518$2,344
Q1 2022Dodge & Cox Stock FundSell-45031,507$7,020
Q1 2022Mairs & Power Growth FundBuy3007,620$1,698
Q1 2022First Eagle U.S. ValueBuy66426$95
Q4 2021Renaissance Technologies LLCSell-1,104,126278,174$57,510
Q4 2021First Eagle U.S. ValueSell-305,033360$74
Q4 2021ARK InvestSell-73,664144,201$29,812
Q4 2021Sequoia Financial AdvisorsBuy5,9607,432$1,536
Q4 2021Dodge & Cox Stock FundSell-3,42231,957$6,607
Q4 2021Mairs & Power Growth FundBuy4987,320$1,513
Q3 2021Bill & Melinda Gates Foundation TrustSell-471,6249,685,132$1,859,255
Q3 2021Renaissance Technologies LLCBuy339,5221,382,300$265,360
Q3 2021ARK InvestSell-26,941217,865$41,824
Q3 2021Sequoia Financial AdvisorsSell-4,5681,472$283
Q3 2021Dodge & Cox Stock FundSell-3,20035,379$6,792
Q3 2021Mairs & Power Growth FundSell-1506,822$1,310
Q2 2021Renaissance Technologies LLCBuy616,3781,042,778$226,940
Q2 2021ARK InvestSell-137,161244,806$53,277
Q2 2021Mairs & Power Growth FundSell-3,1636,972$1,517
Q2 2021Dodge & Cox Stock FundSell-1,02338,579$8,396
Q2 2021Sequoia Financial AdvisorsBuy1046,040$1,314
Q1 2021Bill & Melinda Gates Foundation TrustSell-1,104,10110,156,756$2,355,047
Q1 2021ARK InvestBuy132,363381,967$88,567
Q1 2021Sequoia Financial AdvisorsSell-3,2275,936$1,376
Q1 2021Mairs & Power Growth FundBuy2,94610,135$2,350
Q1 2021Dodge & Cox Stock FundSell-1,33839,602$9,183
Q4 2020ARK InvestBuy125,963249,604$45,433
Q4 2020Dodge & Cox Stock FundSell-51140,940$7,452
Q4 2020Mairs & Power Growth FundBuy2827,189$1,309
Q4 2020Sequoia Financial AdvisorsBuy1349,163$1,668

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

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