CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings. This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q2 2017Renaissance Technologies LLCBuy954,2002,501,100$268,768
Q2 2017Dodge & Cox Stock FundSell-52654,276$5,832
Q2 2017Mairs & Power Growth FundSell-4007,362$791
Q1 2017Renaissance Technologies LLCBuy1,288,3001,546,900$143,490
Q1 2017Olstein Capital ManagementBuy8,50055,500$5,148
Q1 2017Dodge & Cox Stock FundSell-2,20254,802$5,083
Q1 2017Mairs & Power Growth FundBuy807,762$720
Q4 2016Dodge & Cox Stock FundSell-44457,004$5,287
Q3 2016Olstein Capital ManagementBuy47,00047,000$4,172
Q3 2016Matrix Advisors Value FundSell-5,651119,130$10,575
Q3 2016Mairs & Power Growth FundBuy3,0007,682$682
Q2 2016Matrix Advisors Value FundSell-2,461124,781$9,460
Q2 2016Jensen Investment ManagementSell-2105,700$432
Q2 2016Dodge & Cox Stock FundSell-10057,448$4,355
Q2 2016Mairs & Power Growth FundSell-504,682$355
Q1 2016Matrix Advisors Value FundSell-4,236127,242$9,739
Q1 2016Dodge & Cox Stock FundSell-60057,548$4,405
Q1 2016Mairs & Power Growth FundSell-3004,732$362
Q1 2016Jensen Investment ManagementBuy2105,910$452
Q4 2015Matrix Advisors Value FundSell-85,562131,478$8,935
Q4 2015Dodge & Cox Stock FundSell-1,07058,148$3,952
Q4 2015Jensen Investment ManagementSell-1705,700$387
Q4 2015Mairs & Power Growth FundSell-1005,032$342
Q3 2015Renaissance Technologies LLCSell-452,000258,600$16,902
Q3 2015Matrix Advisors Value FundBuy2,732217,040$14,186
Q3 2015Mairs & Power Growth FundBuy1,0205,132$335
Q3 2015Dodge & Cox Stock FundSell-70059,218$3,870
Q3 2015Jensen Investment ManagementBuy805,870$384
Q2 2015Matrix Advisors Value FundBuy17,649214,308$18,178
Q2 2015Dodge & Cox Stock FundSell-3,45059,918$5,082

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.

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