CATERPILLAR INC (CAT) Institutional Ownership Changes & 13F Activity

CATERPILLAR INC (CAT). Institutional ownership data tracks hedge funds, asset managers, and other institutional investors based on recent SEC Form 13F filings. This page analyzes institutional buying and selling activity, new holdings, and sold-out positions among tracked filers. Notable filers include Renaissance Technologies LLC, ARK Invest, Sequoia Financial Advisors, Dodge & Cox Stock Fund, and Gardner Russo & Quinn.

Portfolio quarterNameTypeQuantityRemainingReported stock balance
Q2 2015Jensen Investment ManagementSell-8205,790$491
Q2 2015Mairs & Power Growth FundSell-2264,112$349
Q1 2015Renaissance Technologies LLCSell-107,080710,600$56,869
Q1 2015Matrix Advisors Value FundBuy14,279196,659$15,739
Q1 2015Dodge & Cox Stock FundSell-4,46263,368$5,071
Q1 2015Jensen Investment ManagementBuy1,6506,610$529
Q1 2015Mairs & Power Growth FundBuy8394,338$347
Q4 2014Renaissance Technologies LLCBuy789,580817,680$74,842
Q4 2014Dodge & Cox Stock FundSell-3,78967,830$6,208
Q4 2014Matrix Advisors Value FundBuy1,081182,380$16,693
Q4 2014Mairs & Power Growth FundBuy4273,499$320
Q4 2014Jensen Investment ManagementBuy3204,960$454
Q3 2014Matrix Advisors Value FundSell-3,964181,299$17,954
Q3 2014Dodge & Cox Stock FundSell-70071,619$7,092
Q3 2014Mairs & Power Growth FundBuy4863,072$304
Q3 2014Jensen Investment ManagementBuy2804,640$459
Q2 2014Matrix Advisors Value FundSell-12,870185,263$20,133
Q2 2014Jensen Investment ManagementSell-1,0804,360$474
Q2 2014Dodge & Cox Stock FundSell-42672,319$7,859
Q2 2014Mairs & Power Growth FundSell-1342,586$281
Q1 2014Matrix Advisors Value FundSell-3,383198,133$19,688
Q1 2014Jensen Investment ManagementSell-6005,440$541
Q1 2014Dodge & Cox Stock FundSell-10572,745$7,229
Q1 2014Mairs & Power Growth FundSell-662,720$270
Q4 2013Bill & Melinda Gates Foundation TrustBuy500,00011,260,857$1,022,598
Q4 2013Hillman Value FundBuy30,44130,441$2,764
Q4 2013Renaissance Technologies LLCBuy28,10028,100$2,552
Q4 2013Matrix Advisors Value FundBuy23,226201,516$18,300
Q4 2013Mairs & Power Growth FundSell-1,4002,786$253
Q4 2013Jensen Investment ManagementBuy6806,040$548

Frequently asked questions about CAT activity

  • Which institutional owners are buying CAT?

    Institutional owners buying CAT include investors who have either initiated new positions or increased their existing holdings based on recent SEC 13F filings. The activity table above highlights which funds added shares in the latest reporting periods and how their positions changed over time.

  • What does "buy" mean in CAT activity?

    "Buy" means an investor increased their reported position in CAT compared to the prior reporting period. This reflects growing exposure to CATERPILLAR INC (CAT) rather than necessarily a brand-new position (though new positions also appear as buys when prior quantity was zero).

  • Is institutional interest in CAT increasing?

    Institutional interest in CAT can be assessed by comparing the number of tracked funds adding or increasing positions versus those trimming or exiting across the periods shown. A higher number of additions typically signals increasing participation among large filers, but it should be read alongside position sizes and the full table.