Kozak & Associates, Inc. Portfolio Stock Holdings
According to the SEC 13F filed on October 29, 2026, Kozak & Associates, Inc. disclosed 386 stock positions valued at approximately $552.71M as of quarter-end September 30, 2026. The largest holdings include ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF, STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF, and STATE STREET SPDR S&P 500 ETF.
- Report Period
- September 30, 2026
- No. of Stocks
- 386
- Portfolio Value
- $552.71M
Holdings by Sector
Kozak & Associates, Inc. Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | IETC | Other | 8.91% | 446,906 | -17,733 | -3.82% | $49,271,344 |
| STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF | SPYG | Other | 8.71% | 396,637 | -12,674 | -3.10% | $48,123,936 |
| STATE STREET SPDR S&P 500 ETF | SPY | Other | 8.45% | 60,485 | -2,577 | -4.09% | $46,712,967 |
| INVESCO QQQ TRUST SERIES I | QQQ | Other | 8.07% | 61,475 | -2,125 | -3.34% | $44,606,782 |
| INVESCO S&P 500 REVENUE ETF | RWL | Other | 7.67% | 315,162 | -18,601 | -5.57% | $42,367,259 |
| PGIM JENNISON FOCUSED VALUE ETF | PJFV | Other | 4.54% | 244,862 | -13,807 | -5.34% | $25,066,523 |
| APPLE INC COM | AAPL | Technology | 4.51% | 72,518 | -6,799 | -8.57% | $24,933,978 |
| NVIDIA CORPORATION COM | NVDA | Technology | 4.48% | 114,912 | -1,440 | -1.24% | $24,749,804 |
| MICROSOFT CORP COM | MSFT | Technology | 4.46% | 46,394 | -7,195 | -13.43% | $24,635,517 |
| ISHARES S&P MID-CAP 400 GROWTH ETF | IJK | Other | 4.44% | 225,037 | -5,465 | -2.37% | $24,542,543 |
| ISHARES US FINANCIAL SERVICES ETF | IYG | Other | 4.28% | 251,856 | -53,576 | -17.54% | $23,639,160 |
| VANECK SEMICONDUCTOR ETF | SMH | Other | 3.62% | 35,284 | -4,223 | -10.69% | $20,029,810 |
| AMAZON COM INC COM | AMZN | Consumer Cyclical | 3.43% | 74,475 | -1,033 | -1.37% | $18,961,335 |
| ISHARES U.S. INDUSTRIALS ETF | IYJ | Other | 3.39% | 118,611 | -25,439 | -17.66% | $18,719,257 |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | PYLD | Other | 2.93% | 633,737 | -47,495 | -6.97% | $16,198,310 |
| COSTCO WHOLESALE CORPORATION COM | COST | Consumer Defensive | 2.32% | 13,031 | -27 | -0.21% | $12,805,852 |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | EMXC | Other | 2.06% | 120,231 | -19,459 | -13.93% | $11,358,261 |
| STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | Other | 1.82% | 19,223 | -2,129 | -9.97% | $10,086,116 |
| ALPHABET INC CAP STK CL C | GOOG | Communication Services | 1.50% | 25,813 | +456 | +1.80% | $8,309,056 |
| SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF | FNDE | Other | 1.25% | 167,923 | -41,109 | -19.67% | $6,903,324 |
| VANECK URANIUM AND NUCLEAR ETF | NLR | Other | 1.24% | 71,503 | +4,274 | +6.36% | $6,863,573 |
| JPMORGAN CHASE & CO COM | JPM | Financial Services | 0.46% | 7,488 | +29 | +0.39% | $2,540,831 |
| BROADCOM INC COM | AVGO | Technology | 0.45% | 7,101 | -1 | -0.01% | $2,498,268 |
| CHARLES SCHWAB CORP (THE) COM | SCHW | Financial Services | 0.39% | 24,109 | -1,824 | -7.03% | $2,139,950 |
| VISA INC COM CL A | V | Financial Services | 0.30% | 4,161 | -536 | -11.41% | $1,666,815 |
| LOCKHEED MARTIN CORP COM | LMT | Industrials | 0.30% | 2,590 | +17 | +0.66% | $1,631,342 |
| CATERPILLAR INC COM | CAT | Industrials | 0.24% | 1,896 | +3 | +0.16% | $1,352,415 |
| ALPHABET INC CAP STK CL A | GOOGL | Communication Services | 0.20% | 3,468 | +2 | +0.06% | $1,126,592 |
| CHEVRON CORPORATION COM | CVX | Energy | 0.19% | 4,573 | +28 | +0.62% | $1,048,079 |
| DEERE & CO COM | DE | Industrials | 0.16% | 1,385 | +3 | +0.22% | $887,625 |
Showing 30 of 386 holdings in the latest reporting period.