Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Stock Holdings
Spectrum Asset Management, Inc. (Nb/Ca) disclosed 113 stock positions valued at approximately $360.2 million in its latest SEC 13F filing. The largest holdings include WELLS FARGO & CO, INVESCO EXCHANGE TRADED FD T, and VANGUARD BD INDEX FDS. The filing reflects positions held as of June 30, 2026 and was filed on August 3, 2026.
- Report Period
- June 30, 2026
- No. of Stocks
- 113
- Portfolio Value
- $360.2M
Holdings by Sector
Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Holdings in Q2 2026
107 holdings in the latest reporting period.
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| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & CO | WFC | Financial Services | 9.34% | 407,194 | -7,500 | -1.81% | $33,650,480 |
| INVESCO EXCHANGE TRADED FD T | RSP | Other | 7.44% | 125,941 | +51,104 | +68.29% | $26,796,404 |
| VANGUARD BD INDEX FDS | VUSB | Other | 6.74% | 487,873 | +21,317 | +4.57% | $24,286,318 |
| SCHWAB STRATEGIC TR | SCHV | Other | 5.07% | 524,862 | +49,759 | +10.47% | $18,270,435 |
| FIRST TR EXCHNG TRADED FD VI | DMAY | Other | 3.58% | 273,257 | +138,571 | +102.88% | $12,875,870 |
| FIRST TR EXCHNG TRADED FD VI | DSEP | Other | 3.36% | 254,816 | -554 | -0.22% | $12,088,472 |
| ISHARES GOLD TR | IAU | Other | 3.35% | 159,602 | -724 | -0.45% | $12,051,548 |
| FIRST TR EXCHNG TRADED FD VI | DMAR | Other | 3.07% | 246,980 | -1,236 | -0.50% | $11,048,034 |
| ISHARES TR | LQD | Other | 2.63% | 86,909 | +86,909 | +100.00% | $9,479,165 |
| FIRST TR EXCHNG TRADED FD VI | YMAR | Other | 2.01% | 252,509 | +1,837 | +0.73% | $7,236,025 |
| FIRST TR EXCHNG TRADED FD VI | DFEB | Other | 1.96% | 139,879 | -4,137 | -2.87% | $7,062,827 |
| SCHWAB STRATEGIC TR | SCHF | Other | 1.89% | 245,930 | +76,387 | +45.05% | $6,812,265 |
| ALPHABET INC | GOOG | Communication Services | 1.85% | 18,831 | -117 | -0.62% | $6,653,543 |
| CISCO SYS INC | CSCO | Technology | 1.79% | 54,772 | -375 | -0.68% | $6,433,481 |
| SCHWAB STRATEGIC TR | SCHG | Other | 1.70% | 181,120 | +6,697 | +3.84% | $6,129,105 |
| FIRST TR EXCHNG TRADED FD VI | DDEC | Other | 1.56% | 118,323 | -880 | -0.74% | $5,605,553 |
| EXXON MOBIL CORP | XOM | Energy | 1.53% | 40,281 | -171 | -0.42% | $5,507,152 |
| CHEVRON CORPORATION | CVX | Energy | 1.49% | 32,322 | +3 | +0.01% | $5,357,617 |
| ISHARES TR | USMV | Other | 1.41% | 52,587 | +3,308 | +6.71% | $5,072,542 |
| EMCOR GROUP INC | EME | Industrials | 1.27% | 5,525 | -824 | -12.98% | $4,585,404 |
| WALMART INC | WMT | Consumer Defensive | 1.27% | 40,432 | -112 | -0.28% | $4,579,314 |
| ABBVIE INC | ABBV | Healthcare | 1.27% | 18,159 | +29 | +0.16% | $4,569,627 |
| FIRST TR EXCHNG TRADED FD VI | DJUN | Other | 1.26% | 92,169 | +92,169 | +100.00% | $4,542,089 |
| ISHARES TR | SGOV | Other | 1.21% | 43,369 | +43,369 | +100.00% | $4,365,958 |
| ISHARES INC | EMXC | Other | 1.17% | 41,062 | +41,062 | +100.00% | $4,200,643 |
| ILLUMINA INC | ILMN | Healthcare | 1.15% | 23,586 | +1,150 | +5.13% | $4,147,127 |
| DUKE ENERGY CORP NEW | DUK | Utilities | 1.04% | 29,511 | -7 | -0.02% | $3,735,509 |
| ISHARES INC | SCJ | Other | 1.03% | 35,337 | +1,439 | +4.25% | $3,721,340 |
| SCHWAB CHARLES CORP | SCHW | Financial Services | 1.03% | 40,174 | +136 | +0.34% | $3,706,814 |
| L3HARRIS TECHNOLOGIES INC | LHX | Industrials | 1.03% | 12,730 | -3 | -0.02% | $3,699,299 |
| MICROSOFT CORP | MSFT | Technology | 1.01% | 9,740 | -484 | -4.73% | $3,633,348 |
| NOVARTIS AG | NVS | Healthcare | 0.99% | 22,804 | -3,471 | -13.21% | $3,573,844 |
| FREEPORT MCMORAN INC | FCX | Basic Materials | 0.98% | 55,922 | +1,610 | +2.96% | $3,516,925 |
| EMERSON ELEC CO | EMR | Industrials | 0.94% | 23,718 | -100 | -0.42% | $3,395,232 |
| EDWARDS LIFESCIENCES CORP | EW | Healthcare | 0.90% | 36,010 | +15 | +0.04% | $3,257,465 |
| SCHWAB STRATEGIC TR | SCHR | Other | 0.89% | 130,560 | -8,549 | -6.15% | $3,219,610 |
| BERKSHIRE HATHAWAY INC DEL | BRK-B | Financial Services | 0.89% | 6,423 | -22 | -0.34% | $3,214,005 |
| SELECT SECTOR SPDR TR | XLE | Other | 0.89% | 60,038 | +1,367 | +2.33% | $3,188,639 |
| SERIES PORTFOLIOS TR | CLOX | Other | 0.88% | 124,361 | +8,958 | +7.76% | $3,185,508 |
| ISHARES TR | ESGU | Other | 0.78% | 17,089 | +758 | +4.64% | $2,796,891 |
| LINDE PLC | LIN | Other | 0.68% | 4,717 | -15 | -0.32% | $2,447,840 |
| STATE STR SPDR S&P 500 ETF T | SPY | Other | 0.67% | 3,224 | -169 | -4.98% | $2,413,999 |
| SCHWAB STRATEGIC TR | SCHB | Other | 0.65% | 80,233 | -9,626 | -10.71% | $2,323,556 |
| ORACLE CORP | ORCL | Technology | 0.64% | 15,806 | -82 | -0.52% | $2,316,422 |
| BERKSHIRE HATHAWAY INC DEL | BRK-A | Financial Services | 0.62% | 3 | - | - | $2,246,550 |
| FIRST TR EXCHNG TRADED FD VI | DJAN | Other | 0.51% | 40,032 | -660 | -1.62% | $1,822,425 |
| ALPHABET INC | GOOGL | Communication Services | 0.51% | 5,096 | -261 | -4.87% | $1,821,185 |
| APPLE INC | AAPL | Technology | 0.49% | 6,103 | +1,361 | +28.70% | $1,765,905 |
| FIRST TR EXCHNG TRADED FD VI | DNOV | Other | 0.40% | 28,381 | - | - | $1,457,365 |
| FIRST TR EXCHNG TRADED FD VI | DAPR | Other | 0.37% | 32,760 | +25,795 | +370.35% | $1,339,229 |
| COSTCO WHOLESALE CORPORATION | COST | Consumer Defensive | 0.37% | 1,413 | +1 | +0.07% | $1,321,791 |
| VISA INC | V | Financial Services | 0.37% | 3,836 | +4 | +0.10% | $1,316,192 |
| RTX CORPORATION | RTX | Industrials | 0.34% | 6,533 | +14 | +0.21% | $1,239,550 |
| MCKESSON CORP | MCK | Healthcare | 0.34% | 1,600 | - | - | $1,210,272 |
| VANGUARD INDEX FDS | VUG | Other | 0.32% | 13,308 | +11,088 | +499.46% | $1,146,352 |
| GE VERNOVA INC | GEV | Utilities | 0.27% | 825 | - | - | $969,672 |
| GE AEROSPACE | GE | Industrials | 0.27% | 2,577 | - | - | $963,103 |
| ISHARES TR | IJR | Other | 0.26% | 6,355 | +188 | +3.05% | $942,511 |
| MARVELL TECHNOLOGY INC | MRVL | Technology | 0.25% | 3,046 | -2,357 | -43.62% | $907,376 |
| NVIDIA CORPORATION | NVDA | Technology | 0.25% | 4,417 | +2,359 | +114.63% | $883,855 |
| VANGUARD TAX-MANAGED FDS | VEA | Other | 0.22% | 11,211 | -376 | -3.25% | $798,820 |
| TESLA INC | TSLA | Consumer Cyclical | 0.20% | 1,740 | +762 | +77.91% | $731,966 |
| ISHARES INC | EWW | Other | 0.20% | 9,630 | +344 | +3.70% | $724,851 |
| ISHARES TR | TLT | Other | 0.20% | 8,370 | - | - | $723,336 |
| FIRST TR EXCHNG TRADED FD VI | DOCT | Other | 0.20% | 15,460 | - | - | $721,673 |
| DEERE & CO | DE | Industrials | 0.20% | 1,133 | +3 | +0.27% | $720,621 |
| ASML HLDG NV | ASML | Other | 0.20% | 356 | - | - | $708,241 |
| VANGUARD SCOTTSDALE FDS | VONE | Other | 0.19% | 2,009 | -35 | -1.71% | $680,489 |
| AMAZON COM INC | AMZN | Consumer Cyclical | 0.18% | 2,757 | -1,232 | -30.88% | $657,104 |
| STMICROELECTRONICS N V | STM | Technology | 0.18% | 8,453 | +8,453 | +100.00% | $633,046 |
| COGNEX CORP | CGNX | Technology | 0.16% | 8,087 | +8,087 | +100.00% | $585,661 |
| MCDONALDS CORP | MCD | Consumer Cyclical | 0.16% | 2,160 | +8 | +0.37% | $583,946 |
| ISHARES TR | SHY | Other | 0.16% | 7,000 | -500 | -6.67% | $574,770 |
| GLOBAL X FDS | URA | Other | 0.16% | 13,111 | +13,111 | +100.00% | $572,933 |
| ISHARES TR | IBTH | Other | 0.16% | 25,605 | -2,385 | -8.52% | $572,777 |
| ELI LILLY & CO | LLY | Healthcare | 0.15% | 449 | - | - | $538,545 |
| GENERAL DYNAMICS CORP | GD | Industrials | 0.14% | 1,410 | - | - | $499,479 |
| BROADCOM INC | AVGO | Technology | 0.14% | 1,306 | +1,306 | +100.00% | $493,342 |
| WEYERHAEUSER CO | WY | Real Estate | 0.14% | 20,457 | +20,457 | +100.00% | $489,741 |
| FRANCO NEV CORP | FNV | Basic Materials | 0.14% | 2,344 | - | - | $488,584 |
| MEDTRONIC PLC | MDT | Other | 0.13% | 5,990 | -30,237 | -83.47% | $472,911 |
| VANGUARD INDEX FDS | VTI | Other | 0.13% | 1,247 | -109 | -8.04% | $461,440 |
| PFIZER INC | PFE | Healthcare | 0.13% | 18,885 | +288 | +1.55% | $454,758 |
| BWX TECHNOLOGIES INC | BWXT | Industrials | 0.13% | 2,322 | - | - | $451,978 |
| SEMPRA | SRE | Utilities | 0.12% | 4,810 | +32 | +0.67% | $445,965 |
| CATERPILLAR INC | CAT | Industrials | 0.12% | 412 | -199 | -32.57% | $438,707 |
| GLOBAL X FDS | MLPA | Other | 0.12% | 8,110 | +148 | +1.86% | $430,498 |
| SPDR SERIES TRUST | BIL | Other | 0.11% | 4,175 | -850 | -16.92% | $382,597 |
| ARISTA NETWORKS INC | ANET | Other | 0.10% | 2,029 | - | - | $344,687 |
| INTERNATIONAL BUSINESS MACHS | IBM | Technology | 0.09% | 1,200 | - | - | $337,452 |
| ISHARES TR | IBTG | Other | 0.09% | 14,211 | -2,164 | -13.22% | $325,290 |
| VERTEX PHARMACEUTICALS INC | VRTX | Healthcare | 0.09% | 634 | - | - | $314,927 |
| ISHARES TR | IBTI | Other | 0.09% | 14,094 | -598 | -4.07% | $312,042 |
| PEPSICO INC | PEP | Consumer Defensive | 0.08% | 2,214 | +22 | +1.00% | $299,835 |
| NEWMONT CORP | NEM | Basic Materials | 0.08% | 3,161 | +8 | +0.25% | $295,213 |
| FIRST TR EXCHNG TRADED FD VI | DJUL | Other | 0.08% | 5,845 | - | - | $293,098 |
| ISHARES TR | IVV | Other | 0.08% | 391 | -190 | -32.70% | $292,816 |
| SPDR GOLD TR | GLD | Other | 0.08% | 780 | -92 | -10.55% | $287,337 |
| MORNINGSTAR INC | MORN | Financial Services | 0.08% | 1,829 | +5 | +0.27% | $285,366 |
| BANK OF AMER CORP | BAC | Financial Services | 0.08% | 5,003 | +1 | +0.02% | $285,061 |
Spectrum Asset Management, Inc. (Nb/Ca) Options Holdings in Q2 2026
3 options positions in the latest reporting period.
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| Quarter | Symbol | Company | Option | Contracts | Notional Value |
|---|---|---|---|---|---|
| Q2 2026 | WFC | Wells Fargo & Company | PUT | 100,000 | $284,920 |
| Q2 2026 | NVDA | NVIDIA Corporation | PUT | 5,000 | $1,650 |
| Q2 2026 | AAPL | Apple Inc. | PUT | 200 | $193 |
Notional value represents the total exposure of the options position.