Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Stock Holdings
According to the SEC 13F filed on October 19, 2026, Spectrum Asset Management, Inc. (Nb/Ca) disclosed 109 stock positions valued at approximately $346.07M as of quarter-end September 30, 2026. The largest holdings include WELLS FARGO & CO, VANGUARD BD INDEX FDS, and INVESCO EXCHANGE TRADED FD T.
- Report Period
- September 30, 2026
- No. of Stocks
- 109
- Portfolio Value
- $346.07M
Holdings by Sector
Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Holdings in Q3 2026
| Company | Symbol | Sector | Portfolio % | Shares | Change (Shares) | Change % | Value |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & CO | WFC | Financial Services | 8.99% | 388,794 | -18,400 | -4.52% | $31,122,928 |
| VANGUARD BD INDEX FDS | VUSB | Other | 6.75% | 471,176 | -16,697 | -3.42% | $23,346,771 |
| INVESCO EXCHANGE TRADED FD T | RSP | Other | 5.30% | 88,153 | -37,788 | -30.00% | $18,337,588 |
| SCHWAB STRATEGIC TR | SCHV | Other | 5.15% | 535,226 | +10,364 | +1.97% | $17,828,383 |
| FIRST TR EXCHNG TRADED FD VI | DMAY | Other | 3.78% | 272,747 | -510 | -0.19% | $13,078,792 |
| FIRST TR EXCHNG TRADED FD VI | DSEP | Other | 3.77% | 266,981 | +12,165 | +4.77% | $13,047,362 |
| ISHARES GOLD TR | IAU | Other | 3.68% | 162,896 | +3,294 | +2.06% | $12,722,178 |
| FIRST TR EXCHNG TRADED FD VI | DMAR | Other | 3.25% | 245,860 | -1,120 | -0.45% | $11,240,720 |
| SCHWAB STRATEGIC TR | SCHF | Other | 2.71% | 341,220 | +95,290 | +38.75% | $9,373,317 |
| FIRST TR EXCHNG TRADED FD VI | YMAR | Other | 2.11% | 251,687 | -822 | -0.33% | $7,306,801 |
| FIRST TR EXCHNG TRADED FD VI | DFEB | Other | 2.05% | 137,608 | -2,271 | -1.62% | $7,101,949 |
| SCHWAB STRATEGIC TR | SCHG | Other | 2.05% | 197,461 | +16,341 | +9.02% | $7,094,780 |
| CHEVRON CORPORATION | CVX | Energy | 1.88% | 31,910 | -412 | -1.27% | $6,516,400 |
| EXXONMOBIL HOLDINGS CORP | XOM | Energy | 1.86% | 39,651 | -630 | -1.56% | $6,453,166 |
| ILLUMINA INC | ILMN | Healthcare | 1.83% | 23,111 | -475 | -2.01% | $6,325,019 |
| CISCO SYS INC | CSCO | Technology | 1.67% | 53,565 | -1,207 | -2.20% | $5,765,153 |
| FIRST TR EXCHNG TRADED FD VI | DDEC | Other | 1.62% | 115,653 | -2,670 | -2.26% | $5,619,684 |
| ALPHABET INC | GOOG | Communication Services | 1.58% | 16,010 | -2,821 | -14.98% | $5,455,261 |
| SELECT SECTOR SPDR TR | XLV | Other | 1.50% | 30,846 | +30,846 | +100.00% | $5,195,084 |
| ISHARES TR | USMV | Other | 1.49% | 52,787 | +200 | +0.38% | $5,143,548 |
| MICROSOFT CORP | MSFT | Technology | 1.42% | 9,596 | -144 | -1.48% | $4,921,552 |
| ABBVIE INC | ABBV | Healthcare | 1.34% | 17,730 | -429 | -2.36% | $4,637,933 |
| FIRST TR EXCHNG TRADED FD VI | DJUN | Other | 1.30% | 90,014 | -2,155 | -2.34% | $4,507,001 |
| WALMART INC | WMT | Consumer Defensive | 1.21% | 40,303 | -129 | -0.32% | $4,188,264 |
| EMCOR GROUP INC | EME | Industrials | 1.17% | 5,377 | -148 | -2.68% | $4,056,566 |
| ISHARES INC | SCJ | Other | 1.14% | 36,129 | +792 | +2.24% | $3,956,126 |
| CHARLES SCHWAB CORP (THE) | SCHW | Financial Services | 1.11% | 39,265 | -909 | -2.26% | $3,837,714 |
| FREEPORT MCMORAN INC | FCX | Basic Materials | 1.11% | 54,743 | -1,179 | -2.11% | $3,831,977 |
| SELECT SECTOR SPDR TR | XLE | Other | 1.08% | 60,588 | +550 | +0.92% | $3,726,143 |
| EMERSON ELEC CO | EMR | Industrials | 1.03% | 23,000 | -718 | -3.03% | $3,567,300 |
Showing 30 of 109 holdings in the latest reporting period.
Spectrum Asset Management, Inc. (Nb/Ca) Options Holdings in Q3 2026