Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Stock Holdings

According to the SEC 13F filed on August 3, 2026, Spectrum Asset Management, Inc. (Nb/Ca) disclosed 110 stock positions valued at approximately $360.16M as of quarter-end June 30, 2026. The largest holdings include WELLS FARGO & CO, INVESCO EXCHANGE TRADED FD T, and VANGUARD BD INDEX FDS.

Report Period
June 30, 2026
No. of Stocks
110
Portfolio Value
$360.16M
Holdings by Sector
Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Holdings in Q2 2026
CompanySymbolSectorPortfolio %SharesChange (Shares)Change %Value
WELLS FARGO & COWFCFinancial Services9.34%407,194-7,500-1.81%$33,650,480
INVESCO EXCHANGE TRADED FD TRSPOther7.44%125,941+51,104+68.29%$26,796,404
VANGUARD BD INDEX FDSVUSBOther6.74%487,873+21,317+4.57%$24,286,318
SCHWAB STRATEGIC TRSCHVOther5.07%524,862+49,759+10.47%$18,270,435
FIRST TR EXCHNG TRADED FD VIDMAYOther3.58%273,257+138,571+102.88%$12,875,870
FIRST TR EXCHNG TRADED FD VIDSEPOther3.36%254,816-554-0.22%$12,088,472
ISHARES GOLD TRIAUOther3.35%159,602-724-0.45%$12,051,548
FIRST TR EXCHNG TRADED FD VIDMAROther3.07%246,980-1,236-0.50%$11,048,034
ISHARES TRLQDOther2.63%86,909+86,909+100.00%$9,479,165
FIRST TR EXCHNG TRADED FD VIYMAROther2.01%252,509+1,837+0.73%$7,236,025
FIRST TR EXCHNG TRADED FD VIDFEBOther1.96%139,879-4,137-2.87%$7,062,827
SCHWAB STRATEGIC TRSCHFOther1.89%245,930+76,387+45.05%$6,812,265
ALPHABET INCGOOGCommunication Services1.85%18,831-117-0.62%$6,653,543
CISCO SYS INCCSCOTechnology1.79%54,772-375-0.68%$6,433,481
SCHWAB STRATEGIC TRSCHGOther1.70%181,120+6,697+3.84%$6,129,105
FIRST TR EXCHNG TRADED FD VIDDECOther1.56%118,323-880-0.74%$5,605,553
EXXON MOBIL CORPXOMEnergy1.53%40,281-171-0.42%$5,507,152
CHEVRON CORPORATIONCVXEnergy1.49%32,322+3+0.01%$5,357,617
ISHARES TRUSMVOther1.41%52,587+3,308+6.71%$5,072,542
EMCOR GROUP INCEMEIndustrials1.27%5,525-824-12.98%$4,585,404
WALMART INCWMTConsumer Defensive1.27%40,432-112-0.28%$4,579,314
ABBVIE INCABBVHealthcare1.27%18,159+29+0.16%$4,569,627
FIRST TR EXCHNG TRADED FD VIDJUNOther1.26%92,169+92,169+100.00%$4,542,089
ISHARES TRSGOVOther1.21%43,369+43,369+100.00%$4,365,958
ISHARES INCEMXCOther1.17%41,062+41,062+100.00%$4,200,643
ILLUMINA INCILMNHealthcare1.15%23,586+1,150+5.13%$4,147,127
DUKE ENERGY CORP NEWDUKUtilities1.04%29,511-7-0.02%$3,735,509
ISHARES INCSCJOther1.03%35,337+1,439+4.25%$3,721,340
SCHWAB CHARLES CORPSCHWFinancial Services1.03%40,174+136+0.34%$3,706,814
L3HARRIS TECHNOLOGIES INCLHXIndustrials1.03%12,730-3-0.02%$3,699,299
Showing 30 of 110 holdings in the latest reporting period.
Spectrum Asset Management, Inc. (Nb/Ca) Options Holdings in Q2 2026
QuarterSymbolCompanyOptionContractsNotional Value
Q2 2026WFCWells Fargo & CompanyPUT100,000$284,920
Q2 2026NVDANVIDIA CorporationPUT5,000$1,650
Q2 2026AAPLApple Inc.PUT200$193
Showing 3 of 3 options positions in the latest reporting period.

Notional value represents the total exposure of the options position.