Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Stock Holdings

Spectrum Asset Management, Inc. (Nb/Ca) disclosed 107 stock positions valued at approximately $314.8 million in its latest SEC 13F filing. The largest holdings include WELLS FARGO & CO, VANGUARD BD INDEX FDS, and SCHWAB STRATEGIC TR. The filing reflects positions held as of March 31, 2026 and was filed on April 22, 2026.

Report Period
March 31, 2026
No. of Stocks
107
Portfolio Value
$314.8M
Holdings by Sector
Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Holdings in Q1 2026

103 holdings in the latest reporting period.

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CompanySymbolSectorPortfolio %SharesChange (Shares)Change %Value
WELLS FARGO & COWFCFinancial Services10.49%414,694+414,694+100.00%$33,013,758
VANGUARD BD INDEX FDSVUSBOther7.38%466,556+14,161+3.13%$23,227,492
SCHWAB STRATEGIC TRSCHVOther4.60%475,103+66,195+16.19%$14,490,657
INVESCO EXCHANGE TRADED FD TRSPOther4.56%74,837+1,592+2.17%$14,362,707
ISHARES GOLD TRIAUOther4.49%160,326-8,198-4.86%$14,134,341
FIRST TR EXCHNG TRADED FD VIDSEPOther3.57%255,370-4,319-1.66%$11,226,474
FIRST TR EXCHNG TRADED FD VIDMAROther3.34%248,216+13,453+5.73%$10,524,359
EXXON MOBIL CORPXOMEnergy2.18%40,452+1,588+4.09%$6,863,010
FIRST TR EXCHNG TRADED FD VIYMAROther2.18%250,672+250,672+100.00%$6,856,431
FIRST TR EXCHNG TRADED FD VIDFEBOther2.17%144,016+4,575+3.28%$6,822,038
CHEVRON CORPORATIONCVXEnergy2.12%32,319+2,255+7.50%$6,686,887
FIRST TR EXCHNG TRADED FD VIDMAYOther1.92%134,686-828-0.61%$6,051,173
ALPHABET INCGOOGCommunication Services1.73%18,948-209-1.09%$5,435,390
FIRST TR EXCHNG TRADED FD VIDDECOther1.68%119,203-790-0.66%$5,278,309
SCHWAB STRATEGIC TRSCHGOther1.61%174,423-39,284-18.38%$5,080,946
WALMART INCWMTConsumer Defensive1.60%40,544-4,080-9.14%$5,048,862
EMCOR GROUP INCEMEIndustrials1.49%6,349-24-0.38%$4,687,685
ISHARES TRUSMVOther1.45%49,279-73,483-59.86%$4,570,155
L3HARRIS TECHNOLOGIES INCLHXIndustrials1.40%12,733+9+0.07%$4,394,863
CISCO SYS INCCSCOTechnology1.36%55,147-6,797-10.97%$4,278,830
SCHWAB STRATEGIC TRSCHFOther1.33%169,543-61,443-26.60%$4,196,198
NOVARTIS AGNVSHealthcare1.28%26,275-13-0.05%$4,013,507
HONEYWELL INTL INCHONIndustrials1.27%17,720-3,034-14.62%$4,005,308
ABBVIE INCABBVHealthcare1.25%18,130+45+0.25%$3,942,991
DUKE ENERGY CORP NEWDUKUtilities1.23%29,518+2+0.01%$3,865,036
MICROSOFT CORPMSFTTechnology1.20%10,224-1,823-15.13%$3,784,759
SCHWAB CHARLES CORPSCHWFinancial Services1.20%40,038+4+0.01%$3,762,818
SELECT SECTOR SPDR TRXLEOther1.14%58,671+2,850+5.11%$3,594,164
GOLDMAN SACHS PHYSICAL GOLDAAAUOther1.13%77,204+6,418+9.07%$3,566,053
SCHWAB STRATEGIC TRSCHROther1.10%139,109-85,700-38.12%$3,465,206
ISHARES INCSCJOther1.05%33,898+371+1.11%$3,290,818
FREEPORT MCMORAN INCFCXBasic Materials1.01%54,312+54,312+100.00%$3,192,455
MEDTRONIC PLCMDTOther1.01%36,227+45+0.12%$3,164,791
EMERSON ELEC COEMRIndustrials0.99%23,818-55-0.23%$3,120,635
BERKSHIRE HATHAWAY INC DELBRK-BFinancial Services0.98%6,445-732-10.20%$3,088,444
SERIES PORTFOLIOS TRCLOXOther0.94%115,403-430,518-78.86%$2,950,855
EDWARDS LIFESCIENCES CORPEWHealthcare0.92%35,995+225+0.63%$2,882,480
ILLUMINA INCILMNHealthcare0.88%22,436+22,436+100.00%$2,765,462
LINDE PLCLINOther0.75%4,732+18+0.38%$2,345,937
ORACLE CORPORCLTechnology0.74%15,888-1,814-10.25%$2,337,232
ISHARES TRESGUOther0.73%16,331+1,186+7.83%$2,309,595
SCHWAB STRATEGIC TRSCHBOther0.72%89,859+9,303+11.55%$2,255,471
STATE STR SPDR S&P 500 ETF TSPYOther0.70%3,393+612+22.01%$2,212,868
BERKSHIRE HATHAWAY INC DELBRK-AFinancial Services0.68%3--$2,154,420
FIRST TR EXCHNG TRADED FD VIDJANOther0.55%40,692+40,692+100.00%$1,730,631
ALPHABET INCGOOGLCommunication Services0.49%5,357+336+6.69%$1,540,394
COSTCO WHOLESALE CORPORATIONCOSTConsumer Defensive0.45%1,412-80-5.36%$1,407,379
MCKESSON CORPMCKHealthcare0.44%1,600--$1,385,888
FIRST TR EXCHNG TRADED FD VIDNOVOther0.43%28,381--$1,359,604
RTX CORPORATIONRTXIndustrials0.40%6,519-453-6.50%$1,257,423
APPLE INCAAPLTechnology0.38%4,742+475+11.13%$1,203,593
VISA INCVFinancial Services0.37%3,832+3+0.08%$1,158,334
VANGUARD INDEX FDSVUGOther0.31%2,220-1,162-34.36%$969,674
AMAZON COM INCAMZNConsumer Cyclical0.26%3,989+2,366+145.78%$830,790
ISHARES INCEWZOther0.26%21,534-74,450-77.57%$826,691
ISHARES TRIJROther0.24%6,167+6,167+100.00%$766,620
VANGUARD TAX-MANAGED FDSVEAOther0.24%11,587-696-5.67%$742,484
ELBIT SYS LTDM3760D101Other0.24%872-564-39.28%$740,407
GE AEROSPACEGEIndustrials0.23%2,577+1,472+133.21%$732,520
ISHARES TRTLTOther0.23%8,370--$725,596
GE VERNOVA INCGEVUtilities0.23%825+825+100.00%$720,627
ISHARES INCEWWOther0.22%9,286-34,506-78.80%$698,586
FIRST TR EXCHNG TRADED FD VIDOCTOther0.21%15,460--$671,399
MCDONALDS CORPMCDConsumer Cyclical0.21%2,152+7+0.33%$668,867
DEERE & CODEIndustrials0.20%1,130+3+0.27%$638,396
ISHARES TRIBTHOther0.20%27,990-518-1.82%$627,805
VANGUARD SCOTTSDALE FDSVONEOther0.19%2,044-110-5.11%$603,226
FRANCO NEV CORPFNVBasic Materials0.18%2,344-115-4.68%$579,086
MARVELL TECHNOLOGY INCMRVLTechnology0.17%5,403+5,403+100.00%$535,168
PFIZER INCPFEHealthcare0.17%18,597+199+1.08%$522,193
GENERAL DYNAMICS CORPGDIndustrials0.15%1,410+1,410+100.00%$483,941
BWX TECHNOLOGIES INCBWXTIndustrials0.15%2,322+2,322+100.00%$474,826
ASML HLDG NVASMLOther0.15%356-146-29.08%$470,216
SEMPRASREUtilities0.15%4,778+36+0.76%$467,359
SPDR SERIES TRUSTBILOther0.15%5,025+5,025+100.00%$460,491
VANGUARD INDEX FDSVTIOther0.14%1,356-52-3.69%$435,024
CATERPILLAR INCCATIndustrials0.14%611+201+49.02%$433,039
GLOBAL X FDSMLPAOther0.14%7,962-28-0.35%$428,930
ELI LILLY & COLLYHealthcare0.13%449-16-3.44%$412,977
ISHARES TRIVVOther0.12%581+77+15.28%$379,516
ISHARES TRIBTGOther0.12%16,375-2,868-14.90%$375,234
SPDR GOLD TRGLDOther0.12%872-116-11.74%$375,213
TESLA INCTSLAConsumer Cyclical0.12%978--$363,680
NVIDIA CORPORATIONNVDATechnology0.11%2,058+6+0.29%$358,962
NEWMONT CORPNEMBasic Materials0.11%3,153+3,153+100.00%$341,281
PEPSICO INCPEPConsumer Defensive0.11%2,192+39+1.81%$340,443
AGNICO EAGLE MINES LTDAEMBasic Materials0.11%1,650+1,650+100.00%$334,917
ISHARES TRIBTIOther0.10%14,692+889+6.44%$327,382
MORNINGSTAR INCMORNFinancial Services0.10%1,824+5+0.27%$308,306
INTERNATIONAL BUSINESS MACHSIBMTechnology0.09%1,200--$290,868
VERTEX PHARMACEUTICALS INCVRTXHealthcare0.09%634--$283,107
FIRST TR EXCHNG TRADED FD VIDAPROther0.09%6,965--$276,960
FIRST TR EXCHNG TRADED FD VIDJULOther0.09%5,845--$273,196
ISHARES TRIWBOther0.08%747+156+26.40%$266,351
SPDR INDEX SHS FDSSPDWOther0.08%5,522-17-0.31%$252,080
ARISTA NETWORKS INCANETOther0.08%2,029-170-7.73%$249,121
BANK AMERICA CORPBACFinancial Services0.08%5,002+22+0.44%$243,827
ALTRIA GROUP INCMOConsumer Defensive0.07%3,405+3,405+100.00%$228,306
META PLATFORMS INCMETACommunication Services0.06%356+356+100.00%$203,692
ISHARES TREFVOther0.06%2,734+2,734+100.00%$203,284
Spectrum Asset Management, Inc. (Nb/Ca) Options Holdings in Q1 2026

2 options positions in the latest reporting period.

Page 1 of 1
QuarterSymbolCompanyOptionContractsNotional Value
Q1 2026NVDANVIDIA CorporationPUT15,000$9,025
Q1 2026AAPLApple Inc.PUT200$1,615

Notional value represents the total exposure of the options position.

Spectrum Asset Management, Inc. (Nb/Ca) Portfolio Stock Holdings | InsiderSet